HC Deb 09 February 2000 vol 344 cc258-63

As amended in the Standing Committee, further considered.

    cc258-63
  1. New Clause 2 2,929 words
  2. Clause 2
      3. cc263-72
    1. THE AUTHORITY'S GENERAL DUTIES 5,101 words, 1 division
  3. Clause 6
      4. c273
    1. THE REDUCTION OF FINANCIAL CRIME 34 words
  4. Clause 17
      5. c273
    1. THE GENERAL PROHIBITION 17 words
  5. Clause 19
      6. cc273-85
    1. RESTRICTIONS ON FINANCIAL PROMOTION 6,405 words, 1 division
  6. Clause 20
      7. c285
    1. THE CLASSES OF ACTIVITY AND CATEGORIES OF INVESTMENT 22 words
  7. Clause 24
      8. c285
    1. AGREEMENTS MADE BY UNAUTHORISED PERSONS 15 words
  8. Clause 26
      9. c285
    1. AGREEMENTS MADE UNENFORCEABLE BY SECTION 24 OR 25 42 words
  9. Clause 27
      10. c285
    1. ENFORCEABILITY OF AGREEMENTS RESULTING FROM UNLAWFUL COMMUNICATIONS 197 words
  10. Clause 28
      11. cc286-8
    1. AUTHORISED PERSONS 1,018 words
  11. Clause 30
      12. cc288-9
    1. WITHDRAWAL OF AUTHORISATION BY THE AUTHORITY. 590 words
  12. Clause 31
      13. c289
    1. EEA FIRMS 51 words
  13. Clause 33
      14. c289
    1. PART XVI QUALIFIERS 95 words
  14. Clause 34
      15. cc289-91
    1. EXEMPTION ORDERS 1,005 words
  15. Clause 35
      16. c291
    1. EXEMPTION OF APPOINTED REPRESENTATIVES 38 words
  16. Clause 36
      17. c292
    1. APPLICATION FOR PERMISSION 88 words
  17. Clause 37
      18. c292
    1. GIVING PERMISSION 148 words
  18. Clause 38
      19. c292
    1. IMPOSITION OF REQUIREMENTS 40 words
  19. Clause 39
      20. c292
    1. VARIATION ETC AT REQUEST OF AUTHORISED PERSON 17 words
  20. Clause 39
      21. cc292-4
    1. VARIATION ETC AT REQUEST OF AUTHORISED PERSON 849 words
  21. Clause 40
      22. c294
    1. VARIATION ETC ON THE AUTHORITY"S OWN INITIATIVE 223 words
  22. Clause 41
      23. c295
    1. VARIATION OF PERMISSION ON ACQUISITION OF CONTROL 47 words
  23. Clause 42
      24. c295
    1. EXERCISE OF POWERS IN SUPPORT OF OVERSEAS REGULATOR 48 words
  24. Clause 43
      25. cc295-7
    1. PROHIBITIONS AND RESTRICTIONS 1,022 words
  25. Clause 45
      26. c297
    1. AUTHORITY'S DUTY TO CONSIDER OTHER PERMISSIONS ETC. 51 words
  26. Clause 48
      27. c297
    1. WHEN PERMISSION IS GIVEN 15 words
  27. Clause 53
      28. c297
    1. PROHIBITION ORDERS 15 words
  28. Clause 58
      29. c297
    1. DETERMINATION OF APPLICATIONS 21 words
  29. Clause 61
      30. cc297-8
    1. CONDUCT: STATEMENTS AND CODES 260 words
  30. Clause 62
      31. cc298-9
    1. STATEMENTS AND CODES: PROCEDURE 491 words
  31. Clause 63
      32. c299
    1. DISCIPLINARY POWERS 22 words
  32. Clause 67
      33. cc299-300
    1. PRACTICE STATEMENTS AND GUIDANCE 577 words
  33. Clause 71
      34. cc300-3
    1. APPLICATIONS FOR LISTING 1,225 words
  34. Clause 77
      35. c303
    1. EXEMPTIONS FROM DISCLOSURE. 15 words
  35. Clause 80
      36. c303
    1. PUBLICATION OF PROSPECTUS. 29 words
  36. Clause 83
      37. c303
    1. COMPENSATION FOR FALSE OR MISLEADING PARTICULARS. 66 words
  37. Clause 86
      38. c303
    1. STATEMENT OF POLICY. 139 words
  38. Clause 89
      39. c303
    1. OBLIGATIONS OF ISSUERS OF LISTED SECURITIES. 26 words
  39. Clause 90
      40. c304
    1. ADVERTISEMENTS ETC IN CONNECTION WITH LISTING APPLICATIONS. 29 words
  40. Clause 95
      41. cc304-15
    1. MARKET ABUSE. 6,247 words
  41. Clause 96
      42. c315
    1. THE CODE 111 words
  42. Clause 99
      43. cc315-6
    1. STATEMENT OF POLICY 203 words
  43. Clause 103
      44. c316
    1. SUSPENSION OF INVESTIGATIONS 67 words
  44. Clause 116
      45. c316
    1. ENDORSEMENT OF CODES ETC. ISSUED BY OTHER BODIES 49 words
  45. Clause 125
      46. c316
    1. RULE-MAKING INSTRUMENTS 50 words
  46. Clause 127
      47. cc316-7
    1. CONSULTATION 448 words
  47. Clause 129
      48. c317
    1. GUIDANCE 16 words
  48. Clause 130
      49. c318
    1. NOTIFICATION OF GUIDANCE TO TREASURY 21 words
  49. Clause 131
      50. c318
    1. INTERPRETATION 26 words
  50. Clause 132
      51. c318
    1. POWERS AND DUTIES OF THE TREASURY 15 words
  51. Clause 133
      52. c318
    1. POWER OF THE DIRECTOR TO REQUEST INFORMATION 23 words
  52. Clause 134
      53. c318
    1. THE COMPETITION ACT 1998 26 words
  53. Clause 137
      54. c318
    1. AUTHORITY'S POWER TO REQUIRE INFORMATION 36 words
  54. Clause 150
      55. c318
    1. OBLIGATION TO NOTIFY THE AUTHORITY 33 words
  55. Clause 157
      56. c319
    1. CONDITIONS ATTACHED TO APPROVAL 35 words
  56. Clause 158
      57. c319
    1. OBJECTION TO ACQUISITION OF CONTROL 104 words
  57. Clause 166
      58. c319
    1. GENERAL GROUNDS ON WHICH POWERS OF INTERVENTION ARE EXERCISABLE 29 words
  58. Clause 175
      59. c319
    1. EFFECT OF CERTAIN REQUIREMENTS ON OTHER PERSONS 17 words
  59. Clause 177
      60. c319
    1. POWER TO PROHIBIT THE CARRYING ON OF CONSUMER CREDIT ACT BUSINESS 65 words
  60. Clause 178
      61. c319
    1. POWER TO RESTRICT THE CARRYING ON OF CONSUMER CREDIT ACT BUSINESS 15 words
  61. Clause 185
      62. c320
    1. STATEMENTS OF POLICY 220 words
  62. Clause 189
      63. c320
    1. RIGHTS OF THE SCHEME IN RELEVANT PERSON' S INSOLVENCY 17 words
  63. Clause 195
      64. c320
    1. POWERS OF COURT WHERE INFORMATION REQUIRED 38 words
  64. Clause 197
      65. c320
    1. MANAGEMENT EXPENSES 15 words
  65. Clause 198
      66. c320
    1. COMPULSORY JURISDICTION 15 words
  66. Clause 203
      67. cc321-4
    1. DETERMINATION UNDER THE COMPULSORY JURISDICTION 2,125 words
  67. Clause 237
      68. c325
    1. OPEN-ENDED INVESTMENT COMPANIES 17 words
  68. Clause 240
      69. c325
    1. REPRESENTATIONS AND REFERENCES TO THE TRIBUNAL 21 words
  69. Clause 242
      70. c325
    1. POWER OF AUTHORITY TO SUSPEND PROMOTION OF SCHEME 144 words
  70. Clause 252
      71. c325
    1. POWER TO REQUIRE INFORMATION 14 words
  71. Clause 260
      72. cc325-8
    1. EXEMPTION FOR RECOGNISED INVESTMENT EXCHANGES AND CLEARING HOUSES 1,691 words
  72. Clause 269
      73. cc328-9
    1. MODIFICATION OR WAIVER OF RULES 39 words
  73. Clause 274
      74. c329
    1. DIRECTIONS AND REVOCATION: PROCEDURE 16 words
  74. Clause 281
      75. c329
    1. FURTHER REPORTS BY DIRECTOR GENERAL OF FAIR TRADING 23 words
  75. Clause 283
      76. c329
    1. INVESTIGATIONS BY DIRECTOR GENERAL OF FAIR TRADING 38 words
  76. Clause 288
      77. c329
    1. INTERPRETATION OF PART XVII 165 words
  77. Clause 291
      78. cc329-30
    1. DIRECTION BY AUTHORITY 97 words
  78. Clause 293
      79. c330
    1. EXERCISE OF POWERS THROUGH COUNCIL 84 words
  79. Clause 294
      80. cc330-1
    1. CONSULTATION 332 words
  80. Clause 314
      81. c331
    1. DISCLOSURE OF INFORMATION BY THE INLAND REVENUE 158 words
  81. Clause 315
      82. c331
    1. OFFENCES 135 words
  82. Clause 351
      83. c332
    1. THE AUTHORITY'S PROCEDURES 84 words
  83. Clause 363
      84. c332
    1. DEFINITIONS 138 words
  84. Clause 364
      85. c332
    1. CARRYING ON ACTIVITIES IN THE UNITED KINGDOM 198 words
  85. Clause 373
      86. c333
    1. REGULATIONS AND ORDERS 48 words
  86. Clause 374
      87. c333
    1. PARLIAMENTARY CONTROL OF STATUTORY INSTRUMENTS 326 words
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