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Lords amendments made: No. 30, in page 17, line 30, at end insert
or has contravened any prohibition or requirement imposed under this Act
No. 31, in page 17, line 33, at end insert—
() Where the holder of the authorisation is a member of a recognised self-regulating organisation the rules, prohibitions and requirements referred to in paragraph (b) of subsection (1) above include the rules of that organisation and any prohibition or requirement imposed by virtue of those rules; and where he is a person certified by a recognised professional body the rules, prohibitions and requirements referred to in that paragraph include the rules of that body which regulate the carrying on by him of investment business and any prohibition or requirement imposed by virtue of those rules."—[Mr. Howard.]