HC Deb 21 May 1998 vol 312 cc500-2W
Mr. Timms

To ask the Chancellor of the Exchequer what assessment he has made of the progress by pensions firms in providing redress to the victims of mis-selling. [43584]

Mrs. Liddell

The table shows the progress made in the period up to the end of April 1998 by the 41 firms whose results I have been publishing in the public interest. Most of these firms have continued to make good progress.

Last May, the regulators published figures showing by 31 March 1997 only 15 per cent. of cases had been resolved. I am pleased to say that the latest reports suggest that the largest firms, which together account for almost 85 per cent. of cases, have now dealt with about 74 per cent. of cases.

When I met the Chairmen and senior executives of pensions firms a year ago, I made clear that I would publish information monthly about the progress being made by each firm toward resolving their cases. In my statement in the House on 18 November 1997, Official Report, columns 155–57, I said that I would remove from this list the name of any firm which achieved its target for resolving priority cases.

Progress by pensions firms in resolving cases of personal pensions mis-selling in the period to the end of April 1998
A B C D E F G H
Under 25 per cent. of cases resolved
DBS 3,945 122 364 196 168 115 3 11
25–50 per cent. of cases resolved
Burns Anderson 1,132 279 200 114 86 73 6 41
Financial options 362 116 39 20 19 17 5 42
Gan 11,485 1,147 4,999 608 4,391 3,423 30 45
Countrywide 4,821 2,090 266 166 100 76 2 48
50–75 per cent. of cases resolved
Lincoln National 13,388 1,579 6,435 1,074 5,361 4,105 31 50
Windsor Life 9,503 3,129 2,291 284 2,007 1,634 17 53
Abbey Life 17,426 4,381 6,424 959 5,465 4,491 26 56
IFA Network 316 74 109 77 32 30 9 57
Standard Life 7,006 715 3,804 939 2,865 2,465 35 59
London and Manchester 8,317 1,227 4,291 519 3,772 3,407 41 62
Friends Provident 6,924 1,021 3,642 547 3,095 2,731 39 62
Colonial 8,337 2,423 3,415 391 3,024 2,481 30 64
Hill Samuel 6,069 798 3,501 642 2,859 2,452 40 64
Canada Life 5,555 327 3,822 584 3,238 2,660 48 64
CIS 43,356 3,929 29,336 13,079 16,257 11,013 25 65
Royal & Sun Alliance 15,904 2,744 8,718 1,043 7,675 6,532 41 65
NatWest 14,971 4,369 6,831 1,076 5,755 4,575 31 67
Sun Life of Canada 27,158 8,935 11,130 2,104 9,026 7,499 28 68
Berkeley Independent 163 96 20 16 4 4 2 71
Albany Life 2,931 607 1,879 177 1,702 1,337 46 72
Allied Dunbar 19,037 3,914 11,440 3,318 8,122 6,697 35 73
Sedgwick 15,663 7,917 3,805 1,460 2,345 2,128 14 73
Equitable Life 7,500 1,764 4,068 1,545 2,523 2,243 30 74
Over 75 per cent. of cases resolved
Britannic 19,424 5,119 11,928 2,875 9,053 6,622 34 75
Guardian 9,076 1,192 6,282 949 5,333 4,779 53 76
M&E Network 311 173 73 25 48 42 14 77
Legal & General 36,679 14,667 17,538 1,662 15,876 12,480 34 79
Lloyd's TSB 49,678 11,774 30,439 6,259 24,180 22,125 45 81
Commercial Union 7,814 1,277 5,433 787 4,646 4,306 55 82
Wesleyan 4,175 265 3,315 962 2,353 2,192 53 82
United Assurance 13,093 1,237 10,846 1,983 8,863 7,707 59 83
Royal London 12,564 1,117 10,479 1,457 9,022 7,975 63 84
Hogg Robinson 2,145 804 1,142 392 750 626 29 85
Pearl 46,551 3,871 39,043 5,647 33,396 30,262 65 85
Prudential 72,118 19,429 52,637 3,866 48,771 39,755 55 87
Barclays 17,007 6,126 9,805 2,219 7,586 6,604 39 88
AXA Equity and Law 3,969 774 2,941 609 2,332 2,174 55 90
Norwich Union 7,423 2,248 4,717 726 3,991 3,719 50 90
Godwins 1,478 113 1,351 456 895 778 53 91
Midland 4,844 534 4,154 489 3,665 3,512 73 94

A: cases identified as requiring review

B: of A, cases where investor was informed that information gained during assessment excluded cases from review

C: number of assessments completed

D: cases where the investor has been informed that no redress is due

E: cases where redress has been offered

F: cases where redress has been accepted

G: cases where redress has been accepted as a percentage of cases identified for review ((F/A)×100)

H: cases completed, including exclusions, as a percentage of cases identified for review (((B+D+F)/A)×100)

Information provided by firms to PIA indicates that several firms are close to achieving the targets set for them. If subsequent PIA inspections show that these initial indications are correct, then the firms' names will be removed from the list.

However, this does not mean that their work will be over. The regulators will continue to monitor firms, even after their targets have been met, to ensure that they follow through on offers of redress in a timely manner and establish the arrangements necessary to honour guarantees. I am asking the regulators to keep me informed.

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