Lords Sitting of 19 October 2000

Preamble
The House met at three of the clock: The LORD CHANCELLOR on the Woolsack.
Prayers—Read by the Lord Bishop of Bristol

UN Conference on Climate Change
Lord Hunt of Chesterton Lord Hunt of Chesterton asked Her Majesty's Government:
In the light of the current debate about the price of oil and petrol, how they are explaining to the public what their main objective will be at the forthcoming United Nations conference on climate change at The Hague in November.
The Parliamentary Under-Secretary of State, Department of the Environment, Transport and the Regions (Lord Whitty): My Lords, the Government's main objectives for the climate change conference in The Hague will be to secure a deal which will lead to ratification of the Kyoto Protocol by enough developed countries to enable it to enter into force by 2002. Short-term fluctuations in oil prices will not alter the Government's continued commitment to ensuring an effective international response to climate change or to implementing our domestic climate change programme, which will be published shortly.
Lord Hunt of Chesterton: My Lords, communities and natural habitats all over the world are suffering from worsening storms and floods. Will the Government recognise that there is widespread public concern about climate change and great popular support for mitigating its effects? Will they impress that on those who demand fuel tax reduction, and also on other governments who are doing very little at the present time to reduce greenhouse gas emissions?
Lord Whitty: Yes, my Lords, I accept that it is necessary to ensure that public opinion is well aware of what changes are necessary in order for us to meet our climate change objectives. The Government have their own "Are you doing your bit?" campaign, which they will intensify. It is important also to make the most of positive shifts in public opinion—for example, in the United States, where the people are perhaps much more progressive than Congress on this issue.
Lord Roberts of Conwy: My Lords, to return to more immediate matters, are the Government in a position to tell the British public that there is no need to top up fuel tanks, and that the stoppage that occurred a few weeks ago cannot be allowed to happen again?
Lord Whitty: My Lords, all these are immediate issues. We need to take immediate measures in order to meet our targets on climate change. But there are also episodic problems resulting from the recent, rather
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wild fluctuations in the price of fuel. The Government have a task force that is bringing together all government departments, the police and the oil companies to ensure that, were there to be disruption again—which I very much hope there will not—we should have the contingency plans to deal with it. It is important that people understand that the Government and the oil companies are committed to a reliable supply of fuel and that, therefore, they do not engage in panic buying as happened previously.
Lord Ezra: My Lords, in the light of this important Question, should not the Government now launch a major campaign to reduce the dependence of the transport sector on petroleum products? Should not such a campaign include further determined efforts to improve the efficiency of the internal combustion engine, a targeted effort to provide alternative public transport facilities, and a major campaign to introduce alternative forms of motive power such as natural gas, electricity and biomass?
Lord Whitty: My Lords, I agree with almost everything the noble Lord says. All those points feature heavily in our 10-year plan for transport, which was issued by my noble friend Lord Macdonald in July. The plan contains a proposal for major investment in public transport, in order to ensure that motorists have a choice in terms of stopping the rapid growth in motor transport. It also contains measures to support a more rapid move to alternative fuels and to improve the fuel efficiency of petrol driven vehicles. Major improvements have been made and the manufacturers and fuel companies have committed themselves to further improvement. But the approach needs to be intensified and part of the 10-year plan will deliver that.
Lord Geddes: My Lords, following the question by the noble Lord, Lord Ezra, will the Minister give the House an assurance that the Government are continuing heavily to promote the use of renewable energy in place of fossil fuels?
Lord Whitty: Yes, my Lords, we have a 10 per cent target for renewables over the next decade. Colleagues in the DTI and in my department are strongly engaged in the development of all forms of renewable energy in order to meet that target.
Baroness Oppenheim-Barnes: My Lords, my question is a short one and requires only a short answer. The noble Lord said that he hoped the Government would have contingency plans in the event of an emergency arising again? Will he tell the House in one word—do they, or do they not have contingency plans?
Lord Whitty: My Lords, the noble Baroness may have misheard me. I said that the task force had developed contingency plans. Those plans are in place and we are continually working on them. It is to be hoped that such a contingency will not arise.
Baroness Turner of Camden: My Lords, does my noble friend agree that as much freight as possible

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should go by rail rather than road? In those circumstances a possible reduction in the tax on diesel will not contribute to that objective.
Lord Whitty: My Lords, I agree that there is scope for a significant shift of some freight from road to rail. Having said that, however, even a significant increase in rail freight will still leave three-quarters and more of our freight transport on the road. Therefore it is important that the fuel efficiency of road transport is addressed as well as encouraging rail freight transport.
Earl Russell: My Lords, is the Minister familiar with The Times report of the focus group in Enfield which was convened to comment on the Prime Minister's party conference speech? If so, did he notice that when its attention was attracted to the passage in the Prime Minister's speech where he said that part of the trouble with the price of fuel resulted from world oil prices, it refused to believe him? The Minister, I imagine, will have no difficulty in saying that that was an unfair criticism, but will he go further and say that it marks also the insufficient attention being paid by the Government to the teaching role of government and that were the Government to take the advice of my noble friend Lord Ezra, the Prime Minister might make himself politically a good deal safer than he is?
Lord Whitty: My Lords, I believe that the Prime Minister is extremely safe politically and certainly does not face much of a challenge from the Liberal Democrat Benches. However, I accept what lies behind the noble Earl's question; namely, that the Government have a responsibility to put across the environmental arguments as well as the immediate cost arguments in relation to our taxation policy. Relatively high fuel duty has been of some benefit in slowing down the rate of growth of road transport. However, it is a blunt weapon and there are probably better ways of achieving that objective in the future. They are reflected in our 10-year plan and I suspect that they will be reflected in the Chancellor's Budget decisions.

Apple Orchards: Grant Schemes
3.14 p.m.
Baroness Miller of Chilthorne Domer Baroness Miller of Chilthorne Domer asked Her Majesty's Government:
Whether the United Kingdom's traditional apple orchards are being sufficiently encouraged and protected by the grant schemes currently available.
The Minister of State, Ministry of Agriculture, Fisheries and Food (Baroness Hayman): My Lords, our traditional apple orchards are protected in a variety of ways. Assistance under countryside stewardship currently supports over 700 old orchards. We have also recently launched, under the England rural development programmes, the rural enterprise and the
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processing and marketing grant schemes, both of which may help with the production and marketing of fruit and fruit products from traditional orchards.
Baroness Miller of Chilthorne Domer: My Lords, I thank the Minister for that reply. Given the fact that we have lost some 40,000 hectares of apple orchards over the past 30 years and given the quality of British apples which must be the best in the world, the number of varieties and the length of their season, does she think that we in this country are doing enough in this area? Does she not think that the Government could do much more? Is she satisfied that the countryside stewardship scheme, which concentrates so much on landscape value, has the potential to expand in local economies, providing local fruit for local people as one of its objectives?
Baroness Hayman: My Lords, obviously the basis of the countryside stewardship scheme is environmental but it does not exclude commercial orchards. The noble Baroness referred to the commercial aspects of the orchards we are discussing. I endorse her comments on the quality of British apples. There are real opportunities for apple growers. There has recently been a grant from the EU to the industry body, UK Apples and Pears, to allow it to promote cooking apples which, of course, would include the excellent Bramley. Under the agricultural development scheme there is a grant to create and validate a maturity index for English apples and pears to ensure that fruit is picked at the appropriate stage of ripeness to maintain quality during marketing and storage. That would result in English apples being available to consumers for a greater part of the year.
Baroness Nicol: My Lords, is my noble friend aware of the ecological value of some of the old traditional orchards? Will she take all possible steps to ensure that the owners of those orchards are made aware of the support that is available to them?
Baroness Hayman: My Lords, generous support is available—92 per cent of income forgone—because of the contribution that traditional orchards make to landscape, history and biodiversity; they can be havens for many bird species. As I said in my original Answer, there are over 700 stewardship agreements covering 1,000 hectares of traditional orchards. We expect more orchards to join the scheme during the year.
Baroness Trumpington: My Lords, is my memory correct? Was there not an agreement with other apple producing countries that they should export their apples to this country only during their own harvesting seasons and not during ours, thereby limiting the competition to our own domestic produce which is superb?
Baroness Hayman: My Lords, I do not wish to comment on the quality of the noble Baroness's memory! I shall consult the files and contact her later. The general point she makes about ensuring that we

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have available English apples at a time of year during which at present we rely on imports is important. That involves growing a variety of species of apples and considering such matters as staying quality.
Lord Pearson of Rannoch: My Lords, is it not the case that large numbers of apple orchards have been grubbed up over recent years thanks to the malign influence of the common agricultural policy? In the happy event that we were no longer subservient to that policy, would not this Government, and, indeed, any other British government, be able to do much more for English apples, both as to their quality and their variety?
Baroness Hayman: My Lords, I am glad to say that the orchard-grubbing schemes—they were introduced in 1990–92 and 1994–95—were revised by this Government to ensure that they are directed towards countering over-production. Support is available for traditional orchards. As I pointed out, there is 60 per cent EU funding of the £300,000 being spent on promoting cooking apples, including the Bramley and other varieties. The trade is not only one way.
Baroness Byford: My Lords, will the Government continue to support places such as Brogdale which is the centre of traditional production of the fruit trees which our growers can use? Does the noble Baroness accept that any future development is long term? Trees do not occur overnight. It is most important to have a long term project towards the survival of these trees.
Baroness Hayman: My Lords, yes, the Government provide £180,000 a year to fund the conservation of a number of fruit and nut varieties through the national fruit collection at Brogdale. Some 2,000 distinct apple varieties form part of the collection.
With regard to institutions sponsored by MAFF, I visited Kew on Monday. At present it has a Fruitful Autumn Festival showing different varieties of apple. It has the connection with Queen Charlotte who gave her name to apple charlotte. Noble Lords may be interested to know that it is offering an apple identification service later this month.
Lord Colwyn: My Lords, leaving aside the dental benefits of eating many apples, is the Minister aware that the Refreshment Department provides a wide variety of apple dishes? They will continue to be available for the remainder of the day. Apples are also available in various outlets for Members to taste.
Baroness Hayman: My Lords, as a dentist's daughter, I am always interested to hear what the noble Lord, Lord Colwyn, says on these matters. I am sure he will agree that as well as dental benefits there are advantages in terms of healthy eating and the avoidance of cardiovascular disease. The fruit industry has welcomed the Department of Health's announcement that it plans to introduce a national school fruit scheme which again will encourage healthy eating habits.

Sudan
3.22 p.m.
The Earl of Sandwich The Earl of Sandwich asked Her Majesty's Government:
Whether the current rate of progress of peace negotiations in Sudan is satisfactory.
The Minister of State, Ministry of Defence (Baroness Symons of Vernham Dean): My Lords, there have been a number of positive developments during September. The Inter-Governmental Authority on Development (IGAD) talks resumed on 21st September near Nairobi. The Sudanese President met the leader of the NDA Opposition grouping on 26th September in Asmara and further talks between the Sudanese and Ugandan Governments took place on 26th and 27th September in Kampala.
However, there is still a clear need to encourage and promote an acceleration of peace negotiations, not least because of the intense suffering that the war is causing to the civilian population in the Sudan.
The Earl of Sandwich: My Lords, I thank the Minister for her positive reply. I know of the considerable efforts that the Foreign Office is making in Sudan; and that it has increased its diplomatic representation. Nevertheless, does she agree that after several years the IGAD process of negotiations for peace in Sudan has yielded nothing for the people of Sudan? However positive it is as a round table conversation, it has not achieved positive results.
Will the noble Baroness confirm that the Foreign Office is accelerating its efforts to encourage IGAD to bring in other parties—the Egyptians, the Libyans and the Americans—to try to achieve what the churches on the ground are already achieving in local initiatives?
Baroness Symons of Vernham Dean: My Lords, I thank the noble Earl for his remarks about the Foreign Office. As he knows, the ambassador returned to Khartoum last year. That has been of very great help.
I cannot accept that the IGAD process has been quite as negative as the noble Earl believes. In addition to what I said about developments only last month, the noble Earl will know that the Government in the Sudan last year set up a Committee for the Eradication of Abduction of Women and Children, there was the release of the 21 "Khartoum bombers", and they have agreed to review public order and other laws.
I understand that the noble Earl believes that matters are not progressing quickly enough. The process has to be allowed to develop further. Only two years ago, it received fresh impetus, in particular from the UK Government, and last year we saw the appointment of the special envoy, the Kenyan, Daniel Mboya, who commands great respect in the region. In the United Kingdom, we are helping to fund a secretariat to back up Mr Mboya's efforts.
The noble Earl may be interested to know that the UK Government will host a meeting in London next week to bring together key partners to see what else

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can be done to take this process forward. So we are engaged and we agree that we have to apply ourselves even more.
Baroness Rawlings: My Lords, are Her Majesty's Government supporting the move to get Sudan a seat in the Security Council this year?
Baroness Symons of Vernham Dean: My Lords, as I am sure the noble Baroness will know, voting for the General Council seats is and remains a matter which countries keep to themselves. As I understand it, unless I receive some further guidance from the Foreign Office, most governments keep their voting intentions on these matters to themselves. Given the difficulties in the Sudan, I think that that is probably in the best interests of the region at present.
Lord Harrison: My Lords, will the Minister say a little more about the initiatives which the Government will support outside the IGAD process?
Baroness Symons of Vernham Dean: My Lords, I have been able to say what we are doing as part of the IGAD process with the core countries next week in London. The noble Lord will also know that, as a member of the EU, we are engaged in the EU critical dialogue. I believe that that is an important part of our efforts to help the peace process with Sudan. The noble Lord will also know that we engage with the United States Government who perhaps have heretofore taken a rather different attitude from the one that we have adopted. But we have noticed with considerable encouragement the appointment and work of the US Special Envoy, Mr Harry Johnston, who has also visited Khartoum in the recent past.
Within the country we engage with the NGOs, the churches and other organisations which we believe can make a contribution to the peace process.
The Lord Bishop of Salisbury: My Lords, is the Minister aware that the Archbishop of the Episcopal Church in the Sudan will meet shortly with other Church leaders, including those from the Islamic faith in Khartoum, in order to talk about the implications of peace among ordinary people in the Sudan? Can the noble Baroness indicate how the Government may be ready to support those initiatives to bring peace to ordinary people throughout the country, north and south? Not only are they in danger, but their property is also in danger.
Baroness Symons of Vernham Dean: My Lords, the Government applaud the initiative taken by the Church in the Sudan. As I am sure the right reverend Prelate will know, we regularly meet with Church representatives and the Christian NGOs in the Sudan. We supported the visit of the most reverend Primate the Archbishop of Canterbury to the Sudan for the inauguration of the Anglican bishop last year.
It is important that the religious, Muslim and animist groupings and others are recognised as having an important role to play in seeking peace in the
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Sudan. I am happy to say that our ambassador keeps very close contact with the Churches in the Sudan. I hope that they find that useful. We find it a useful channel of information about the condition of those whom the right reverend Prelate describes as the "ordinary people" in this unhappy conflict.
Baroness Williams of Crosby: My Lords, does the Minister agree that the outcome of the preparatory commission in Sudan yesterday is extremely encouraging, because it said that there would be a consensus on trying to establish a national peace? Will the Government make representations to encourage this weekend's Arab summit to make the theme of reconciliation and peace in areas of conflict such as Sudan and the Middle East a central part of its considerations?
Baroness Symons of Vernham Dean: My Lords, it is always helpful when we see positive outcomes. We must always be cautious on such issues. The noble Baroness knows that some disturbing reports have come out of Sudan from the special rapporteur about the continuation of aerial bombings and the continued abduction of women and children. I agree with her that we should look at the positive side when we can, but we have to take a balanced view of what is happening in Sudan. The important point is that both sides are willing to talk through the IGAD process and that Mr Mboya is a highly respected figure in the region who is trusted by both sides. I hope that we will take any opportunities, including those afforded by the Arab conference this weekend and those afforded in London next week, to do what we can to take forward the peace process in the most positive way.

Aviation Fuel Tax
3.31 p.m.
Lord Berkeley Lord Berkeley asked Her Majesty's Government:
What action they are taking to encourage all European Union member states to introduce a tax on aircraft fuel so that aircraft pay the same level of charges for fuel as motorists.
Lord McIntosh of Haringey: The Government support on environmental grounds the removal of the international ban on the taxation of aviation fuel. We shall continue to pursue the issue in the forum of the International Civil Aviation Organisation. The Financial Secretary to the Treasury has made it clear that the Government have no plans to take advantage of the European Commission's proposal to allow member states to opt to tax aviation fuel used on domestic flights and on flights within the EU.
Lord Berkeley: My Lords, I am grateful to my noble friend for that full answer. I declare an interest as president of the Aviation Environment Federation. Does my noble friend agree that aviation pollution is a serious environmental problem that causes 3.5 per cent of all global warming? Aviation fuel

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is currently untaxed throughout Europe. Does he agree that it is odd for the Treasury to turn down the opportunity of a good tax? Will he encourage his European colleagues to take the issue forward as quickly as possible so that the polluter can be made to pay in the air as well as on the ground?
Lord McIntosh of Haringey: My Lords, I certainly agree that aviation fuel is a significant contributor to global warming and I have no reason to doubt my noble friend's figures. However, an independent study commissioned by the European Union confirms that taxing aviation fuel only in the EU would have very little environmental effect and would discriminate against British and European carriers.
Earl Ferrers: My Lords, would the Minister care to speculate on the cause of the charming and noble Lord, Lord Berkeley, having momentarily taken leave of his senses? Taxing air fuel at the same rate as car fuel would be wildly unpopular and would put up the cost of air travel preposterously.
Lord McIntosh of Haringey: My Lords, I do not think that my noble friend Lord Berkeley has taken leave of his senses. He has asked a responsible question that relates to the environmental issues and to equity between countries. As a point of fact, we are bound by the 1944 Chicago Convention and subsequent protocols that forbid us from taxing aviation fuel. That is the basis on which we have to work until we have persuaded countries internationally to tax aviation fuel.
Lord Trefgarne: My Lords, I declare an interest as the owner of a small aeroplane that uses aviation gasoline, which is taxed at the same rate as motor car gasoline. Is the Minister satisfied that that is an appropriate arrangement, or does he hope to offer me some relief?
Lord McIntosh of Haringey: My Lords, any change to relative taxation of avgas, which the noble Lord uses, and the kerosene that jet engines use would be towards higher taxation for jet engine fuel rather than lower taxation for petrol engine aircraft.
Lord Monson: My Lords, does the Minister agree that if the EU alone were to tax aviation fuel, the Swiss in general and Swissair in particular would be in seventh heaven?
Lord McIntosh of Haringey: My Lords, I imagine that the same would be true of Liechtenstein, Monaco and San Marino. I hope that I have made it clear that there are significant disadvantages in Britain or the European Union going it alone.
Baroness Thomas of Walliswood: My Lords, what mechanism might be used to achieve the international agreement on taxing fuel that we require?
Lord McIntosh of Haringey: My Lords, I hoped that I had dealt with that in my first answer. We are making
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representations through our membership of the International Civil Aviation Organisation towards that end.
Lord Saatchi: My Lords, when he assesses the impact of a possible new fuel tax, does the Minister agree that it would be helpful for us to know the base level of taxation to which any new tax might be added? I thank him for his recent letter in which he attempted to shed light on his reference to
"the undoubted fact that the tax burden is falling".—[Official Report, 28/7/00; col. 758.]
However, there is a slight difficulty with his letter, because it makes no reference to the tax burden. When might he let us have a proper answer to the question?
Lord McIntosh of Haringey: My Lords, I was about the congratulate the House on asking supplementary questions that related to the original Question, which was about aviation fuel tax. I am sorry that the noble Lord, Lord Saatchi, has let the House down.

The Hatfield Derailment
3.37 p.m.
The Minister of State, Department of the Environment, Transport and the Regions (Lord Macdonald of Tradeston): My Lords, with the leave of the House, I shall make a Statement about the tragic railway accident that occurred at 12.23 p.m. on Tuesday 17th October, when the 12.10 p.m. GNER train from King's Cross to Leeds was derailed near Hatfield. Four passengers died and 34 were injured. Noble Lords will want to join me in expressing our deepest sympathy to the families and friends of those who lost their lives. We hope too for the fullest possible recovery of those passengers who were injured.
I thank the emergency services for the speed and efficiency with which they responded to the incident. I pay tribute to their dedication and professionalism. I attended the scene of the accident a few hours after it occurred and witnessed at first hand an impressive presence, with the agencies concerned co-operating closely according to well prepared contingency planning.
Inspectors from the Health and Safety Executive's railway inspectorate were sent to the scene of the accident as soon as reports of the incident were received. Fourteen Health and Safety Executive inspectors are currently on site. The Health and Safety Executive will issue a preliminary report tomorrow.
Exercising powers under Section 14(2)(a) of the Health and Safety at Work Act 1974, the chairman of the Health and Safety Commission has directed the Health and Safety Executive to conduct an immediate formal investigation into the circumstances of the train derailment. The investigation will look at the underlying issues as well as seeking to establish the cause of the incident. A report will be published as soon as possible. The Health and Safety Executive intends to announce further details of the scope and arrangements of the investigation tomorrow.

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The Ladbroke Grove public inquiry is still sitting. Indeed, it is about to consider the whole question of rail safety management, culture and regulation. We do not want to risk delay to the consideration of those important matters. The findings of the HSE's inquiry will be made available to Lord Cullen so that he can consider within his current inquiry what wider implications this latest crash may have for the railway safety regime. Finding out the immediate causes of the derailment, as well as any underlying causes, must be a high priority. The Deputy Prime Minister is following up this incident personally by seeking further reports from the relevant rail authorities.
There has been much speculation about possible causes of the accident. Railtrack has acknowledged that the condition of the track was not good and has stated its preliminary view that a broken rail caused the accident. However, I am sure your Lordships will agree that at this stage, and until we receive the interim HSE report, it would not be right to make assumptions about the causes, which could turn out to be complex. Neither do I consider that it would be helpful at this early stage to speculate on the wider implications that this derailment may have for the rail industry.
However, following a meeting which the Deputy Prime Minister and I had with the chairman of the Health and Safety Commission this morning, I can now make clear a number of points. I can confirm the inspectors' preliminary view that it does not appear likely that the derailment was caused either by a failure of signalling or by a failure of the driver to respond to a stop signal.
Whatever the investigation eventually concludes, the condition of the rails appears to be a significant factor. In the past few years both the rail regulator and the Health and Safety Executive have gone to considerable lengths to make Railtrack improve track quality and increase the resources available for this important maintenance work.
As a precautionary measure, Railtrack has imposed speed restrictions on some other stretches of line with similar characteristics. The Health and Safety Executive's railway inspectorate needs to be certain that the steps taken by Railtrack are adequate to ensure the safety of rail users. At the inspectorate's request, Railtrack has commissioned an independent external assessment of that response. The assessment will be reviewed by the HSE's own staff.
The fact that we have now had a third rail crash with multiple fatalities in little more than three years is a matter of considerable concern to us all. In September 1997, seven passengers were killed at Southall. In October last year, 31 were killed at Ladbroke Grove. Noble Lords will be aware of the very high priority that has been given to safety and of the number of initiatives taken by the Government, regulator and industry in recent years, in particular since the Ladbroke Grove tragedy.
We are entering a new railway era. The Transport Bill now before your Lordships' House will establish the Strategic Rail Authority, giving much needed
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direction and accountability. Next Monday, the rail regulator will set the level of Railtrack's charges for maintaining and renewing the existing railway for five years starting next April. Our 10-year transport plan provides massive resources to expand and improve the railway. Tuesday's tragic accident is a sombre reminder that in all that we do, whether as government, regulator or industry, we must redouble our efforts to ensure that safety remains the highest priority.
3.43 p.m.
Lord Brabazon of Tara: My Lords, I thank the Minister for making his Statement. On behalf of these Benches, I join him in expressing grief and sympathy for those who died or who were injured in the Hatfield accident. Our thoughts are with them and with their families. I also join him in his tribute to the accident and emergency services, the NHS and, indeed, everyone involved with the railway who contributed to the calm and effective response to the disaster and the care of those involved.
First, I start with a plea for honesty, which I am sure the Minister will share. This tragedy, following only a year after Paddington, shows that safety management is still an urgent concern. However, no objective commentator believes for a moment that our railways have become more dangerous during the lifetime of this Government or, indeed, over recent years.
Perhaps I may urge the Minister to give credit to the rail industry for the progress which it continues to make and to make it known to the wider public. Signals passed at danger were down by 30 per cent in the first six months of this year. That follows 1999, which saw the lowest ever number of SPADs across the network. Broken rails were reduced by 32 per cent in the first seven months of this year. The number of collisions and derailments has reduced steadily, with the lowest ever number being recorded last year, despite an extra 1,000 trains running every day.
Although safety problems exist, will the Minister discourage those who fight old battles about the structure of the privatised railway? If it were wrong, we would be the first to join Ministers in calls to change it. We acknowledge that some changes are proposed in the Transport Bill, as the Minister mentioned, but those do not alter the fundamental separation of track from train operations, the use of sub-contractors, or the ownership and operation of trains and infrastructure by profit-making companies.
The Secretary of State has talked repeatedly about ending the blame culture on the railway, and we agree with him. Therefore, will the Minister join me in commending the industry in pulling together in this crisis? Perhaps I may commend the Minister's decision to voice his support yesterday for the chief executive of Railtrack, instead of some of the rather inappropriate briefings that followed Paddington. We, too, support the decision of the Railtrack board to keep him on.
Does the Minister agree that, unless politicians give active and vocal support to those in the industry who try to bring about improvement, we make

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improvements harder to achieve? At a time such as this, the railway industry depends on the talent and ability of the people who work in it. Will the Minister also acknowledge that Railtrack and the rest of the industry need that support precisely because they are confronted by such a huge agenda of modernisation? Will the Minister acknowledge that the industry now needs the Government and regulators to provide a positive and stable framework which will allow it to get on with the job of investing in and running a modern railway, free of inappropriate political interference?
Does the Minister agree that Railtrack cannot be expected to achieve everything at once? The installation of TPWS, increased rail renewal and network enhancement, along with the determination of drivers to drive more carefully, will all have a detrimental effect on train performance and reliability. Therefore, I fully endorse the Minister's final comment. However, given that we all want safety to be the first priority and that the rail renaissance is still immature, can he make it clear, particularly to the rail regulator, that safety does come first?
Is the Minister concerned about the length of public inquiries? Southall was badly delayed and Paddington is still in progress more than a year after the event. Yesterday Sir Alastair Morton described public inquiries as part of the blame culture, saying that they would delay action for three years. Now that the immediate cause of the accident is pretty well established and that Railtrack has accepted responsibility, perhaps I may commend the Minister for confirming reports in this morning's papers that he has resisted the temptation of another public inquiry. However, perhaps I may suggest that there is a case for a special technical inquiry into the question of track maintenance and for highly technical questions to be asked relating to metal rail fatigue, or will the HSE inquiry cover those matters? Does the Minister believe that the HSE has sufficient expertise?
Does this incident not strengthen the case for a permanent and independent rail accident investigation branch of the DETR, such as the existing equivalents already well established for air and marine accidents, as we on this side of the House have recommended to the Cullen inquiry? Such a body would build up a permanent expertise, act more quickly and acquire public confidence that would lessen the need for adversarial public inquiries which can undermine trust and confidence in the industry.
Finally, the Minister has the grim task of responding to events such as Paddington and Hatfield. Therefore, I assure him of our continued support for his efforts to improve the safety of the railway.
3.49 p.m.
Baroness Thomas of Walliswood: My Lords, we welcome the Minister's Statement. As did the preceding speaker, we join him in expressing our very real sympathy to those who have been bereaved or injured as a result of the accident. Like others, we welcome the high professionalism of all those who gave assistance to the injured, the distressed and the dying.
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The Minister has told us that he moved very quickly to establish two inquiries. We welcome that decision lo move quickly to establish the cause of the accident rather than delaying that process pending legal proceedings, as has occasionally happened in the past. I hope that we can be sure that the conflict between differing inquiries and different groups of people, which was criticised so severely by Professor John Uff in his report on the Southall inquiry, is a thing of the past.
The noble Lord confirmed that Railtrack has admitted that the condition of the track in the vicinity of the accident was "not good" and that the accident could have been caused by poor track and a break in the rail. Will the Minister confirm that the condition of the track was known to Railtrack nine months ago and that further work was to have been done shortly to deal with those cracked rails? Will he explain to the House why no speed limits had been imposed on that section of track before the accident, as has happened on similar sections of track in other places since the accident?
We know that many other sites are affected by the same sorts of problems. Will the Minister tell us what proportion of the network is affected by severe or dangerous difficulties with the track? Will he confirm that incidents of broken rails appear to have grown in the past five years?
The Minister reminded us of the large increase in funds which will be going into Railtrack's capital programme. Unfortunately, Railtrack's published figures do not distinguish repairs from new investment within its overall capital programme. Is the Minister satisfied that maintenance of the track is being given its proper priority within Railtrack's overall investment programme?
The general background to this accident—and in this regard, I cannot agree with the noble Lord, Lord Brabazon of Tara—is the break-down of the rail system into numerous companies which do not always share a common objective. Indeed, if the Railtrack board had accepted the chief executive's offer to resign, we might have been in an even more dire situation—Railtrack without leadership as well as a rail system without coherence. We welcome the board's decision to retain Gerald Corbett as chief executive.
Is the Minister confident that the structure and kind of regulation to which the industry is subject create the best circumstances for ensuring that necessary and urgent investment takes place?
We recognise that travel by rail is safer than travel by car. Nevertheless, that is no reason for complacency. The effect upon the travelling public of three very serious accidents over a three-year period, to which the Minister referred, is extremely damaging. On the other hand, if we are to make the real investment necessary to overcome those difficulties, we have a problem ensuring also that quality of supply, quality of rail services, is maintained at the same time. Has the Minister any comment to make about that?

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Finally, I welcome the Minister's statement that the HSE's findings will be made available immediately to the Cullen inquiry. That seems an extremely sensible use of everybody's time and expertise.
3.53 p.m.
Lord Macdonald of Tradeston: My Lords, I thank the noble Lord, Lord Brabazon of Tara, for an extremely understanding and constructive contribution. I acknowledge readily that credit must be given to the railway industry for the advances made in safety management in recent times. Indeed, the number of signals passed at danger has been reduced significantly. I am pleased that Railtrack felt able to announce earlier this month that the number of broken rails in the half year in question, compared with the previous period, had declined by 32 per cent. There are other areas of improvement in performance which the noble Lord, Lord Brabazon, mentioned.
However, we all accept that while reductions of 32 per cent in broken rails and of 25 per cent in signals passed at danger are extremely welcome, the fact that those incidents are still numbered in hundreds remains a cause for great concern. I agree with the noble Lord that we should look forward. Where there has been fragmentation, we must bring about coherence in the industry. Where there has been neglect over decades, we must bring increased investment.
On the question of Railtrack, I repeat what I said yesterday. The railway industry and the British travelling public need a stable and strong Railtrack. Therefore, I am pleased to see that continuity will be maintained in its upper management structures.
I accept too the enormous complexity of the network which employs about 90,000 people with rolling stock travelling over 24,000 miles of track.
With even the most ambitious programmes of investment and the most diligent of employees—and I am sure that we are well served by them—there are the inevitabilities of accidents. That is the probability inside such a complex system. But we must ensure that we have in place the safety management procedures and investment on such a scale that the risk involved is reduced to the minimum achievable, and that remains a challenge.
In the periodic review which the office of the rail regulator has been conducting, I am sure that safety will be a priority, as it is with every other agency inside the railway network.
As to the question of a public inquiry, we are at a stage at which Lord Cullen has finished the first part of his inquiries into the tragedy at Paddington. He has been sitting with Professor Uff looking at advanced train protection system and the TPWS. He will go on to undertake the third stage of his inquiries into the general safety culture of the railway.
The investigation under way by the Health and Safety Executive will be delivered in weeks rather than months. Therefore, the results of that will be readily available to Lord Cullen.
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I was asked about the need for a permanent investigation branch for the railways. That is something which will be dealt with by Lord Cullen. We shall await his judgment. If there is a requirement for a change in legislation, we stand ready to bring forward the necessary legislation in the times ahead.
I turn now to the issues raised by the noble Baroness, Lady Thomas of Walliswood. Indeed, we shall look forward to the causes of the accident becoming clearer through the interim report of the railway inspectorate. I am extremely pleased that it has been able to promise such a quick response as, indeed, it did in relation to Paddington. It had information which was of value to the travelling public and to the industry before the end of the week following the tragedy. The formal investigation by the HSE will be conducted again with all expedition and with the necessary resources required.
As to whether the condition of the track over the past nine months required some kind of response which was not forthcoming, again, I must leave it to the technical experts on the spot to give us their advice. I hope to report back to the House as quickly as possible.
A similar response must be made to the question of whether a speed limit was appropriate on that stretch of track. It is with regret that I cannot be more detailed in my response to that.
As regards what proportion of the network might be afflicted by similar problems, I believe that today Railtrack will be publishing those areas of track which may have similar characteristics to the track outside Hatfield.
Much of the trouble with the railways in recent years appears to be due to a hiatus in investment in the middle of the last decade. However, it is worth remembering that even in the days of British Rail, the number of broken rails could be at a high level—600 or 700 or more. A couple of years ago we felt that we were making significant progress, but in the past two years the number of identified broken rails has risen. As was said earlier, the reduction of 32 per cent in the past six months is particularly welcome. I know this matter has been given priority. Railtrack recently announced a £100 million investment programme dedicated to broken rails and I believe that in the future that amount will increase.
As to the structure and regulation of investment in the industry, I believe that what we have put in place with the new Transport Bill and with the strengthened powers of the rail regulator, amplified by the strategic vision of the SRA, will give us a purposefulness that has been lacking in the industry for some time.
On quality of service, of course, punctuality is important, but there is nothing more important than safety. We shall try to ensure that the investment that is made over the years ahead puts the priority of safety at the forefront of concerns.
4.2 p.m.
Lord Craig of Radley: My Lords, perhaps I may associate noble Lords on these Benches with the words of comfort to the bereaved and to those who have been injured. Bearing in mind that metal fatigue in rails will be caused in part by the frequency and the weight of use to which they are subjected, is the Minister satisfied that the attempts to increase the number of services and the speeds at which the trains travel are acceptable for our rail services?
Lord Macdonald of Tradeston: My Lords, that is an important point, given the metallurgical concerns expressed over the past day. I have heard that particularly heavy rolling stock had been travelling over that line, which may have been a contributing factor, but I have also heard from another source that that has not been the case, and that the rolling stock involved was, in fact, lighter than some of the engines that have been employed. In view of the contradictory views expressed over the past couple of days, the House will understand why I am anxious to receive the report from the railway inspectorate.
Lord Clinton-Davis: My Lords, does my noble friend agree that at the moment there are too many instances of bad quality track and that something urgently needs to be done so that the confidence of the travelling public can be addressed properly? Is he also aware that large capital gains have been made by those in charge of the railway system, which does not sit well with what has happened tragically in the past few days? The Minister mentioned haste in addressing the issues that have arisen due to the crash and that is to be welcomed. As far as the public is concerned, we face delays of too great a length in such matters.
Lord Macdonald of Tradeston: My Lords, the matter of broken rails is serious. It is not limited to the railways in the United Kingdom. In France the statistics for broken rails number in the hundreds and the concern is that there has been a rise in recent years. We believe that the £100 million investment programme that Railtrack has recently put in place has clearly been a contributing factor in reducing the number of broken rails in the last six-month period. There is a balance to be struck between the profitability of a company and its ability to borrow in the market place, the better to invest in the improvement of our railway system. As I said earlier, we want to ensure that we do not have just a stable and an effective Railtrack under proper corporate governance, but also one that is able to invest alongside the £60 billion of investment from the public and private sectors that we envisage the railways needing over the next 10 years.
Viscount Goschen: My Lords, I welcome the measured sentiments that have been expressed in this Chamber in response to the terrible accident at Hatfield and associate myself with them. Does the Minister agree that one further important role that the Government can perform in the terrible aftermath of
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such a tragedy is to reassure the travelling public about the overall relative safety of travelling by rail in comparison with travelling by road? It would be a double tragedy if large numbers of people were diverted from using the rail network to using road travel, which historically has been shown to be much more dangerous by a factor of around 100.
Lord Macdonald of Tradeston: My Lords, the noble Viscount, Lord Goschen, puts his finger on the important issue of the relative risks involved in different modes of travel. We can state with certainty that rail is the safest form of surface travel. However, we must understand the public emotions on such matters. Although there are 3,500 deaths on our roads every year—100 times more than on our railways—the fact that people have put their lives into the hands of rail companies and railway staff and that the outcome of accidents can be potentially catastrophic lends another dimension of concern to such accidents. We have to reaffirm that, so far as the railways are concerned, safety must he the highest priority.
Lord Hardy of Wath: My Lords, as one who depends entirely on the East Coast main line, can the Minister tell the House what the position is in regard to travel from London to Yorkshire over the next few days? Over 30 years ago, when I began regular journeys on that line, I could write legibly by hand, but I cannot do so now. If I were to travel on a number of services in Europe, and certainly in France, I would be able to glide along on a smooth, permanent rail. Is it too much to hope that one day such a system will be available in the United Kingdom?
Lord Macdonald of Tradeston: My Lords, at present the situation is that the services from London to the North can loop round the accident site, adding about half an hour to the journey. The East Coast main line is the location of one of the major works to be targeted by the £60 billion programme of investment that will take place over the next 10 years. As I said earlier, that will be a programme of investment both from private and public sources. Understandably, in relation to the West Coast main line, one hears complaints of inconvenience from travellers, but that project, running at a cost of around £6 billion, is one of the major post-war engineering works in the United Kingdom, employing at present thousands of people. One message we must send out is that to rebuild a 150 year-old railway system cannot be done without inconvenience. We have to ensure that it is done without compromising safety.
Lord Bradshaw: My Lords, I must declare an interest in that I am a member of the Strategic Rail Authority. However, today I am speaking in a personal capacity as a former senior executive on the railways. First, I am sure that all railway employees, not just Gerald Corbett, feel a deep sense of dismay at what happened, and that dismay is shared right through to the people who drive the trains and those on the platforms.

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My question is this. Does the Minister agree that there are pressures on the industry to improve punctuality, to increase the number of trains to carry the extra people who want to travel, and to gain access to the track for maintenance and repairs? Does he agree also that, under the present contractual structure, those pressures come into conflict with one another?
Perverse incentives are generated by the present contractual structure. For example, if Railtrack needs to get on the track to do extra repairs to enhance safety, it must make penalty payments for every train which is delayed for every minute. That must cause people to be less enthusiastic to disrupt the service and do the work than they would be if those incentive structures were different. Is it not time to consider whether the incentives we put in place, through regulation and contracts, always put safety first?
Lord Macdonald of Tradeston: My Lords, the incisiveness of the noble Lord's contribution comes as no surprise, given his deep involvement with the industry over many years. I share his concern in those areas. Some of the contracts inherited through the privatisation process are closed book, fixed price contracts which are adversarial in nature. Railtrack has been trying to develop new relationships with maintenance contractors and to develop new forms of contract. It believes that in that regard it has made progress on track quality and so forth. However, it is surely time to review the contract structure urgently. I assume that that is one of the areas which Lord Cullen will want to examine. His interest will be welcomed by Railtrack and many others in the industry.
Lord Woolmer of Leeds: My Lords, does my noble friend recognise the deep sense of loss felt in Leeds at this tragic accident on the main rail link between Leeds and London? Also, is he aware of our support for and the pleasure we feel in seeing the additional funding going into railways? However, does he recognise that three tragic accidents in three years will inevitably shake public confidence in rail travel? If we do not recognise that, we do not do the public justice.
Given the reported awareness of the fault on this route, and that the replacement rail was in fact lying alongside the track for several months, does not Railtrack have an obligation to publicise reports of defective track and the remedial action it intends to take? Does it also have an obligation not only to report those matters to the Railways Inspectorate, but also to have the Railways Inspectorate agree what the proposed action should be?
Those of us travelling on that line over those months are appalled that during that time somebody took the decision to put the disruption of rail travel before safety and did not even impose a rail travel limit. Is my noble friend aware that putting safety first, with an independent body ensuring that that happens, is now becoming urgent?
Lord Macdonald of Tradeston: My Lords, I accept the general thrust of what my noble friend says. I should say that since the Ladbroke Grove accident we have taken urgent measures to try to improve rail safety, including the acceleration of the new train protection systems, improved driver training and action to improve the number of SPADS which has shown the improvements mentioned earlier. We have also established a national confidential incident reporting system for the railways.
Some of the more detailed questions asked by my noble friend are best left to the investigation by the Health and Safety Executive and to Lord Cullen when he reports on the complex relationships inside what is not only a complicated, but also a huge industry. The measured way in which Lord Cullen has been advancing his inquiries to date gives us every confidence that he will come to cogent, sensible conclusions.
Lord Monson: My Lords—
Lord Roberts of Conwy: My Lords—
The Attorney-General (Lord Williams of Mostyn): My Lords, I think it is time for a contribution from the Cross Benches.
Lord Monson: My Lords, according to a senior Railtrack executive speaking on the radio shortly after the accident, the rails at the site of the Hatfield accident had been manufactured and laid as recently as 1995 and seemingly it is most unusual for rails to fail after no more than five years. Is it possible that defective quality steel was used in the manufacture of those rails? If so, is it likely that other rails from the same defective batch were used at numerous other points in the rail network?
Lord Macdonald of Tradeston: My Lords, that is an important question on a highly technical matter which, as the noble Lord will anticipate, I am not in a position to answer in detail today. It certainly appears to have been a stretch of track where the rails were not as old as might traditionally have been expected. The industry should have a methodology in place which allows it to check which batches of rail came from which suppliers at what time and it should therefore be possible to trace that back.
The Earl of Liverpool: My Lords, the Minister has said more than once to the House that the incidence of broken rails is numbered in the hundreds. Is he aware that, in a BBC report last night, it appeared that for each of the last three years for which statistics are available, the actual number of broken tracks was 950, 930 and 900, which are alarmingly high figures? Given that that is cause for concern, can the Minister tell the House the number of incidents in each of the last recordable years?
Lord Macdonald of Tradeston: My Lords, for perspective I should say that the number of broken

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rails in 1980 was 1,091; in 1986 we had 847; we then have a decline to 582 in 1990 and that climbs by 1995–96 to 755. In 1997–98 the number was 755; in 1998–99 it was 952; and in 1999–2000 it was 917.
Noble Lords will be aware from the low numbers of casualties on British Railways over the decades, which was mentioned earlier, that broken rails are usually dealt with without incident and some of the actual incidents may have occurred in freight yards. We have to he careful, therefore, that we are comparing like with like. Bearing in mind the large numbers, there is no doubt that there is serious cause for concern. It is a matter of working out not simply the numbers, but also the areas of most risk. That is what I hope the new regime will concentrate on and focus money into, putting an end to broken rails in such quantities.
Lord Berkeley: My Lords, I congratulate my noble friend on his responses and the Statement. It demonstrates this Government's commitment to the railways and to safety. As he said, no transport system is 100 per cent safe and many of us fear that another accident may happen caused by vandalism, which is a growing concern. I know that my noble friend has made a great effort to remedy that.
He also mentioned that each year 3,500 people are killed on the roads. Does he agree that most are killed not by their own actions but by other people? Does he believe that a similar campaign to that now commendably taking place on the railways—that is, investigating the causes and taking action—should be undertaken in respect of roads? I believe that PACTS has produced a report showing that 1,200 deaths, about one-third of the total, are due to excessive or inappropriate speeds. Would not reducing speed limits on the roads avoid a large number of deaths commensurate with improvements in rail safety which my noble friend has outlined today?
Lord Macdonald of Tradeston: Again for perspective, none of us would deny that 3,500 deaths a year is utterly unacceptable. It is one of the reasons why the Government are aiming at a 40 per cent reduction in the number of people killed and seriously injured travellers on the road over the next 10 years. That is an ambitious target but it is not unrealistic. A 40 per cent reduction has been achieved during the past 15 years in the United Kingdom.
We now have the safest roads in Europe, apart from Sweden, and the safest motorway network. It is worth keeping that success in mind while also acknowledging that 3,500 deaths are unacceptable.
Similarly, as regards the railways, we could be lulled into a false sense of security by examining the figures since the tragic accident in 1988 when 34 people died. Yet since the Clapham accident the number of fatalities in train accidents were six in 1989; none in 1990; two in 1991; two in 1992; none in 1993; three in 1994; one in 1995; and one in 1996. There were seven tragic deaths in Southall in 1997 but no fatalities in 1998. There were then the deaths at Paddington and now those at Hatfield.
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We have a record of which for some years we can be proud but which shows a potential for catastrophe. That means that through the 10-year plan we must continue to invest on a scale that the railways have not seen probably for more than 100 years.

Freedom of Information Bill
4.23 p.m.
The Minister of State, Cabinet Office (Lord Falconer of Thoroton): My Lords, I beg to move that the House do now again resolve itself into Committee on this Bill.
Moved, That the House do now again resolve itself into Committee.—(Lord Falconer of Thoroton.)
On Question, Motion agreed to.
House in Committee accordingly.
[The DEPUTY CHAIRMAN OF COMMITTEES (Baroness Gardner of Parkes) in the Chair.]
Clause 13 [Disclosure in public interest]:
[Amendments Nos. 97 to 100 not moved.]
On Question, Whether Clause 13 shall stand part of the Bill?
Lord Falconer of Thoroton: I have already spoken to Clause 13, indicating that we are deleting and replacing it with a new Clause 2. Therefore, I oppose the Question that Clause 13 shall stand part of the Bill.
Clause 13 negatived.
Clause 14 [Fees for public interest disclosure]:
[Amendments Nos. 101 to 103 not moved.]
On Question, Whether Clause 14 shall stand part of the Bill?
Lord Falconer of Thoroton: I have already spoken to Clause 14 and I oppose the Question that it shall stand part of the Bill.
Clause 14 negatived.
[Amendment No. 104 not moved.]
Clause 15 [Refusal of request]:
Lord Falconer of Thoroton Lord Falconer of Thoroton moved Amendment No. 105:
Page 8, line 39, leave out subsections (2) and (3) and insert —
("(2) Where—

(a) in relation to any request for information, a public authority is, as respects any information, relying on a claim—

(i) that the duty to confirm or deny is excluded only by a provision of Part II not specified in section (Effect of exemptions)(3), or

(ii) that the information is exempt information only by virtue of such a provision, and

(b) at the time when the notice under subsection (1) is given to the applicant, the public authority (or, in a case falling within section (Decisions relating to certain transferred public records)(3) or (4), the responsible authority) has not yet reached a decision as to the application of subsection (1)(b) or (2)(b) of section (Effect of exemptions),

the notice under subsection (1) must indicate that no decision as to the application of that provision has yet been reached.

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(3) A public authority which, in relation to any request for information, is to any extent relying on a claim that subsection (1)(b) or (2)(b) of section (Effect of exemptions) does not apply must, either in the notice under subsection (1) or in a separate notice given within such time as is reasonable in the circumstances, state the reasons for claiming—
(a) that, in all the circumstances of the case, the public interest in maintaining the exclusion of the duty to confirm or deny outweighs the public interest in disclosing whether the authority holds the information,
or
(b) that, in all the circumstances of the case, the public interest in maintaining the exemption outweighs the public interest in disclosing the information.").
On Question, amendment agreed to.
Lord Lucas Lord Lucas moved Amendment No. 106:
Page 9, line 17, leave out ("12") and insert ("12(1)").
The noble Lord said: The interest behind the amendment is to understand why Clause 15(5) should apply when the public authority is relying on a claim under Clause 12(2). I differentiate between claims which have been judged to be vexatious and those which are merely repeated. I am not sure why the relief which is granted to public authorities in Clause 15 should be extended to repetitive rather than just vexatious requests. I beg to move.
Lord Bassam of Brighton: The Government believe that there must be a limit on the duty placed on a public authority to respond when applications are vexatious or the same application is made repeatedly and the authority has complied with it. It may well be that the purpose behind the amendment is to prevent public authorities simply refusing requests under Clause 12, giving notice of the reason to the applicant, and then simply ignoring all further identical or substantially similar requests.
It is worth pointing out to the Committee that there is an inbuilt safety mechanism within Clause 15 at subsection (6). If in all the circumstances it would be reasonable for the public authority to serve a further notice on the applicant stating what it is relying on in refusing the application, it must do so. The clause as set out in the Bill is the most practical and sensible approach and I remind the Committee that if an applicant considers that a public authority has acted unreasonably, either because the period specified in the reply is too long or because such a period has not been specified at all, or considers that the authority is otherwise acting unreasonably in not providing full reasons for not releasing the information sought, he or she can refer the case to the commissioner for an answer. We believe that that is sufficient safeguard in those circumstances.
I hope that that explanation of how we see this part of the legislation working will encourage the noble Lord to withdraw his amendment.
Lord Lucas: I thank the Minister for that explanation and I shall consider it carefully. I beg leave to withdraw the amendment.
Amendment, by leave, withdrawn.
Clause 15, as amended, agreed to.
Clause 16 [The Independent Commissioner and the Information Tribunal]
4.30 p.m.
On Question, Whether Clause 16 shall stand part of the Bill?
Lord Mackay of Ardbrecknish: We come to an interesting debate; namely, how the Freedom of Information Act, as it will be, should be policed. Under the current provisions of the clause at certain times the data protection commissioner should, so to speak, double up—moonlight—as the information commissioner. The amendments in my name, most of which are consequential—we are now considering the principle—would not give that task to the data protection commissioner but set up an information ombudsman backed by a parliamentary information committee. The committee would be appointed from Members of both Houses of Parliament and act in much the same way as some of the present committees where commissioners or ombudsmen report to Parliament.
There is a tension, which I believe the Committee has debated once or twice before, between the role of the data protection commissioner, which is to ensure rights of privacy, and the role of the freedom of information commissioner, which is to ensure openness. Just stating it in that way shows the contradiction: one is in the business of ensuring personal privacy; the other is concerned with ensuring government openness. There is a danger that in certain cases if the duty falls to the same person the balance will come down in favour of privacy and against openness.
Part of the reason is that, as the Government may argue shortly, the role of the data protection commissioner results from an EU directive which must take precedence over national legislation. It is slightly odd that we are placed in that position, but there we are. Therefore, if the data protection commissioner in her role as the freedom of information commissioner has a conflict, she must place data protection above the need for openness. We believe that that is unsatisfactory.
We also believe that it is unsatisfactory to remove some of these responsibilities from Parliament. It may come as a shock to the present Government, but Parliament is supposed to be the body which keeps the executive in check and calls it to account. For a number of reasons, I do not believe that that role has been performed terribly well in the other place. Dare I suggest that it has been performed slightly better in this Chamber? The freedom of information legislation will give the citizen a role which is perhaps most frequently exercised via pressure groups, journalists, MPs, or would-be Members of Parliament. After all, no longer will MPs be able to be brushed aside with the kind of Answers to which noble Lords are accustomed. They do not tell one anything but they read magnificently and appear to respond to the Questions. MPs will be able to use the freedom of information legislation if they believe that the parliamentary Answers that they receive are less than adequate.

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Parliament has a major role in this issue. To bring in an outsider in the form of the freedom of information commissioner diminishes the role of Parliament, which I do not believe is sensible. My series of amendments means that, rather than give that role to the data protection commissioner or appoint an independent person who is not the data protection commissioner, the creation of an ombudsman should root the system to police the Freedom of Information Bill firmly in Parliament where it belongs.
I do not need to go on any longer. It is fairly easy to explain the amendments, and the case is self-evident. I shall need a good deal of convincing by the Government that we are better off with the data protection commissioner rather than either an independent commissioner or, better still, a parliamentary ombudsman who is responsible to and will report to Parliament, which is supposedly the rock on which people's liberties depend. Parliament is supposed to be the place which probes and calls government to account; it looks into the deepest recesses where the executive often wants to keep things, finds out what is in there and informs itself and the public. That is what MPs are for, and we should not take that role away from them. The way to link the Freedom of Information Act, as it will be, with both Houses of Parliament is via an ombudsman.
Lord Goodhart: I am somewhat puzzled by this group of amendments. Why have an ombudsman? The usual role of such an individual, for example the Parliamentary Commissioner for Administration, who is the original ombudsman, is to make non-binding recommendations and act more as a mediator than judge. That is the general rule, but there are exceptions to it. For example, the pensions ombudsman has judicial powers. However, that is a semantic point. These amendments do not propose to change the role of the freedom of information commissioner under the Bill. However, they separate the role of the data protection commissioner from that of the freedom of information commissioner. There is undoubtedly a case for that, although I am not sure that it is a persuasive one. In some countries these roles are combined; in others, they are separated.
The real oddity here is that the appointment of the freedom of information commissioner is to be made by a parliamentary committee rather than the Crown. To begin with, it is rather odd that a Joint Committee of both Houses should appoint an officer of the House of Commons, as the amendments provide. As the noble Lord, Lord Mackay of Ardbrecknish, pointed out, the role of Parliament is legislative and to call Ministers to account. However, the role of the freedom of information commissioner under these proposals is not legislative but judicial. There is no precedent of which I am aware for Parliament, or a committee of both Houses, to make such an appointment. I believe that it is quite inappropriate for an officer of the House of Commons to take judicial decisions, even if they are binding on the executive. The executive is properly called to account by parliamentary proceedings, not by setting up what may be called a parliamentary
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judiciary. For those reasons, which are largely constitutional, I am unable to support the proposal to set up an information ombudsman appointed directly by Parliament.
Viscount Goschen: I find my noble friend's argument persuasive. I believe that he identifies a significant issue of conflict. My noble friend puts forward one potential solution which is to establish another body so that there is not a joint poacher/gamekeeper authority, as appears to be suggested in the Bill. At this stage it is important to look very carefully at the regulatory arrangements to be put in place to ensure that the structure is correct. I am sure my noble friend does not claim that his amendments are the last word as to what can be put in place, but they are one very firm proposal as to how to address the problem which the noble Lord, Lord Goodhart, recognised. Although the noble Lord agreed with the amendments to a certain extent, he was unable to support them for the constitutional reasons that he put forward.
At the very least we need a robust argument from the Minister as to how he proposes that any potential conflicts are to be dealt with. My noble friend put the issue very simply when he said that essentially the data protection commissioner had the job of protecting information and ensuring that it was not disclosed beyond that which was appropriate, whereas the new body would have the inverse role. We look to the Minister for an explanation as to how such conflicts can be resolved.
Lord Lester of Herne Hill: I have a particular interest in ombudsmen. Indeed, introduced a Bill to attempt to widen the powers of the poor wee office of ombudsman, as it now stands in this country, to allow direct access to him from the public. I know that it is being sympathetically considered in the Cabinet Office as a proposal.
I am delighted that the noble Lord, Lord Mackay of Ardbrecknish, has decided to put the Swedish word—or is it a Danish word—"ombudsman" into his amendment. But, with great respect, I think that the amendment is misconceived. Leaving aside the constitutional problems about who will appoint this office holder—I should like to see Parliament notified in advance of appointment, but that is another matter—the noble Lord, Lord Mackay, has given a very good reason against his own amendment. The good reason is that there is a balance to be struck between competing rights and interests. On the one hand, there is a public right of access to government information; and there is also a personal right of access to private or personal information. The data protection regime is designed to protect part of that. This Bill is designed to protect the other part of the balance. There is no better way to ensure a fair balance between what are inevitably rights in conflict or rights to be balanced than to have the same office holder, namely a data protection commissioner, dealing with these rights and a balance between them.

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Perhaps I may say that the present Data Protection Commissioner, Elizabeth France, demonstrated extremely effectively in her evidence to the Select Committees of both Houses on this Bill and on the data protection legislation that she is well aware of the problem raised by the noble Lord, Lord Mackay of Ardbrecknish.
The noble Lord rightly says that the problem is that under European Union law the right to be protected in one's personal privacy is anchored in a strong directive and statute, whereas there is no corresponding right in European Union law to public access to information of the same character. But it seems to me that the way to address that is to make sure that the right enshrined in the Bill is strong and that—the other side of the coin—personal privacy, confidentiality and government interests should be put in the balance as exceptions to that basic right. In that way there is a proper framework. That is what the Bill is designed to do.
I see no point in having two office holders who will be in conflict with each other, one dealing with data protection and personal privacy and the other dealing with public right of access to official information. It is surely better that one person should do the necessary balancing of these different rights and interests.
4.45 p.m.
Lord Howie of Troon: We are dealing with the Question of whether Clause 16 shall stand part of the Bill. That has been put to the Committee by the noble Lord, Lord Mackay of Ardbrecknish, in two ways. First of all, he has pointed out how there is an inherent conflict in placing the work on the Data Protection Commissioner. That is a strong point. I am inclined to agree with him. However, the noble Lord went on to say that we should not do that; we should do something else. The something else is really to place the onus in another place. That was dealt with by the noble Lord, Lord Goodhart, fairly firmly. I am inclined to agree with him. So I am now agreeing with the noble Lord, Lord Mackay of Ardbrecknish, on the first part of his proposals and with the noble Lord, Lord Goodhart, on the second part. That is a situation I frequently find myself in. It is known colloquially as confusion.
However, I see a way out of that confusion. Since Clause 16 is unsatisfactory, I would be half inclined— although not wholly because I am a party man after all, as the noble Lord, Lord Mackay, knows—to go with him in taking the clause out of the Bill, leaving a hole in the Bill. I would not then go on to put his proposal into the hole. I would expect my noble friend to consider this lacuna in the Bill and think of something else to put in it which would deal with the quite firm objective which the noble Lord has proposed. So I resume my seat and sit, as so often, on the fence.
Lord Bassam of Brighton: The noble Lord, Lord Mackay, started his contribution off by talking about the current Data Protection Commissioner ending up moonlighting. I listened to his argument and I thought it resembled more moonshine than moonlight. I am not convinced at all by what he said. We see it this way. By renaming the Data Protection Commissioner and the Data Protection Tribunal and combining the data protection and freedom of information functions we will have an integrated and coherent approach to the monitoring, promotion and enforcement of compliance of the freedom of information and data protection regimes.
The arrangements in the Bill are logical. They are certainly workable; and one information commissioner will be in a far better position to provide a consistent approach to information management, bringing together the two different strands of information covered by both regimes.
An integrated approach will bring particular benefits where decisions about third party access to personal information—that is, personal information about other people—require review by the supervisory authority. I am sure that public authorities will benefit from receiving advice on the interpretation and application of freedom of information from one source and there being just one official responsible for promoting good practice on information issues.
I am equally sure that having one information commissioner will be beneficial to ordinary members of the public, especially since under the Bill's proposals a potential applicant for information does not need to specify which legislation the application is made under. As I have said, many requests are likely to be for a mixture of personal and other information. If an applicant believes that information applied for should have been released, then there is a clear avenue of complaint to the information commissioner under the Bill as drafted. But I think that confusion would reign under the noble Lord's proposals.
It is worth looking also at the appellate arrangements. The noble Lord's intention is to create a separate tribunal. It seems reasonable to assume that there would be some economies to be gained from having one tribunal covering both freedom of information and data protection. That is exactly what our proposals achieve. They also do more than that. It is likely that a significant proportion of appeals will have a personal information aspect. Under our proposals one tribunal will be able to cover both freedom of information and data protection issues. That will have two benefits: first, it will result in more efficient appeals processes; and, secondly, it will be more easily understood by the public.
The proposal in subsection (1) of new Clause 16 has the effect of establishing a Joint Committee of the House of Commons and the House of Lords. There are already effective arrangements in place to allow Parliament, either directly or through the appropriate Select Committee, to monitor the effectiveness with which legislation is being implemented. It would of

1215
course be a matter for the appropriate Select Committee to come to a view on how much of its time it should devote to information issues.
Subsection (7) of new Clause 16 would enable the proposed parliamentary information committee to appoint members of an information tribunal, while subsection (8) of the new clause would enable the Lord Chancellor to appoint one further member of the information tribunal.
By virtue of Clause 16 of the Bill, the provisions of Sect ion 6 of the Data Protection Act 1998 will apply to appointments to, and membership of, the information tribunal. These provisions are there to ensure that the appropriate skills and viewpoints are brought to the tribunal. In our view, it would be a retrograde step to substitute the appointments proposals put forward in the noble Lord's amendment for the arrangements in the Bill.
Subsection (5) of the new clause concerns reports to be laid before Parliament. Subsection (5) is entirely unhelpful. To require the commissioner or ombudsman to publish details of instances where public authorities have failed to comply with guidance—for example, a practice recommendation—is likely to damage any spirit of mutual co-operation that has been established and developed. It is far preferable to leave it to the commissioner's discretion whether to anonymise or summarise recommendations made and the outcomes, as we believe she is likely to do, or whether to refer directly to particular instances, since she will be in the best position to judge when to effectively "name and shame". In cases of failure to comply with a decision or enforcement notice, there is in any case, under Clause 53, recourse to the courts. We believe it is better left to the commissioner's discretion as to what details to publish.
The noble Lord said that the notion of an ombudsman would get rid of confusion of role. That does not happen in Ireland, where the system is very similar to the one that we describe in the Bill; it does not happen in New Zealand; it certainly does not happen in Australia. The only comparable system with the noble Lord's proposed arrangement is that in France. I leave other Members of the Committee to draw their own conclusions as to how effective and robust the French authorities are in working a freedom of information scheme. I believe that those we have identified as being similar to our model work very effectively indeed.
The noble Lord referred to Members of Parliament seeing their role eroded or sidelined by these arrangements. That will not be the case, particularly since the commissioner will have the obligation to report annually to Parliament. She has made it plain that she would like to see more reporting mechanisms put in place. That is exactly what Select Committees are there for. I find it strange that we might have a Joint Committee appointing an officer of the Commons with the task of going right across the public service with the freedom of information and data access legislation. That is a very strange construct.
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The noble Viscount, Lord Goschen, raised the issue of conflicts of interest. The Bill sets up a clear relationship between freedom of information and data protection or data access, however one wishes to describe it. It is likely that a significant number of requests will be for a mixture of personal and more general information. Through this model we will get consistency in approach. I do not think that more conflict is inherent in combining the role of data protection and information commission in the protection of personal privacy under the Data Protection Act and the right of access; rather, it will create and generate a culture of openness under freedom of information.
Viscount Goschen: I am grateful to the Minister for giving way. One can see that organisational efficiencies would arise from having the two bodies together, just as the noble Lord has described. But how would this regulatory body act in the circumstances where an individual's data were held by a government authority but that individual had very strong reasons for wanting that information kept to that authority? The information might have been given to the authority on a certain basis and the individual concerned would want that protected. But someone—perhaps an investigative journalist—might seek access to a body of information of which that might be one piece. Surely in those circumstances there are two conflicting demands on the regulator. Does the Minister accept that, with other regulatory bodies, the trend in recent years has been to separate regulatory functions so that they are extremely carefully defined and the regulator knows whose side he is on?
Lord Bassam of Brighton: The noble Viscount hypothesises an interesting instance. There is no doubt that the commissioner will have some difficult conflicts to resolve. I do not entirely agree with his final point. It is true to say that where a service has been provided, it is unlikely that the same organisation will hold a regulator within itself. There certainly has been a shift. But here we have the benefit of a regulator looking at both sides of the coin—one side is data access and the other is freedom of information. They are two parts of the same whole in terms of the argument. We see many more benefits working in that way and, as I have said before, there are a number of other jurisdictions where the model we are offering works perfectly well and where there is now a long history and a deep tradition of developing a culture of openness.
I recognise that this is an important debate and I have listened carefully to the contributions made. However, we remain to be convinced by the noble Lord's arguments.
Lord Mackay of Ardbrecknish: It has been an interesting debate. I am not entirely sure where the reference to "moonshine" came into the Minister's answer. I have to say that I was becoming almost convinced by the noble Lords, Lord Lester and Lord Goodhart, but I started to become unconvinced by the noble Lord, Lord Bassam of Brighton. I began to

1217
think that perhaps I had a better point than the two noble Lords on the Liberal Democrat Benches suggested I had.
The slight problem with the amendments is that I brought two questions together. I brought the question of whether the Data Protection Commissioner should be the same person as the information commissioner together with the idea that perhaps Parliament should have a proper role in these proceedings. I can see that one could devise two different sets of amendments to address those two issues.
My problem—I say this to the noble Lord, Lord Goodhart—is that, although there may not be any precedent for what I am suggesting, there is not a great deal of precedent in the United Kingdom for a freedom of information Act. In fact there was not a great deal of precedent for a Data Protection Commissioner. Indeed, it is not long ago since we first had one. Therefore, I do not think that we should be too bogged down by precedent. We should be more interested in seeing whether we can get it right.
While the Minister prayed in aid the Irish situation, it occurred to me that he was not very keen on the Irish situation on Tuesday when it came to having a purpose clause. Perhaps his words that the Irish seem to have it right will come back to haunt him when we return to the purpose clause on Report.
It is a novel concept, which I may study in detail when I see Hansard, that if we have two conflicting interests—a conflict between the citizen who wants information and another citizen, some of whose information is contained in the body of information the first citizen wants—that conflict is best resolved by having the same person act for both. Does that logically mean that the courts of this country would be far more efficiently organised if the prosecutor and the defence were one and the same person? He would then be able to resolve the conflicts himself and not have to bother the judge. I do not know whether the noble Lord, Lord Lester, now wants to tell me how wrong I am about that.
Lord Lester of Herne Hill: I would not dream of ever doing that. I wonder whether the noble Lord is aware that a single judge has precisely the function of weighing the conflicting rights between personal privacy and freedom of speech and information in a whole variety of contexts. Spycatcher was one example of such conflict: between the public's right to know the information from the former spy who was disloyal and government's need to protect their secrets against unwarranted disclosure. A single body—the court—has to do that weighing and balancing using concepts like proportionality to do so. There are many other examples. If one had two courts, one dealing with free speech and the other with personal privacy, that would be—I am not sure what "moonshine" is, but something a little rude.
5 p.m.
Lord Archer of Sandwell: Before the noble Lord rises to make his response, does he agree that, although we have two counsel, one for the prosecution and one for the defence, it would be extremely odd if we were to have two judges, one to consider the case for the prosecution and the other the case for the defence?
Lord Mackay of Ardbrecknish: Yes, I can see that. Perhaps we should not take the comparison too far. However, unless I have misunderstood the position, the point here is that the commissioner will also adopt the role of trying to protect the citizen who wants information from the government department that does not want to release it. This is not only a judicial matter or a court situation; it concerns also the role of the commissioner in trying to ensure that we—the public—can get at information and that a government department cannot needlessly hide it.
It may be that I have misread the role of the commissioner. Perhaps the commissioner is not there to help, but simply to adjudicate. I may have to study that point again, although no doubt the Minister will intervene if I am entirely wrong on this. I hope that the role of the commissioner is intended to be that of being helpful to the citizen in his quest for information from what will be, frankly, fairly reluctant central government and probably even more reluctant local government.
I am still not entirely convinced by the Minister's remarks as regards why he thinks that the current proposals set out in the Bill are exactly right. He spoke a great deal about Select Committees and their role in dealing with these matters, but I am not sure which Select Committee would be involved. No specific Select Committee is to be set up to look at these issues. Perhaps the Minister can help me on this point.
Lord Bassam of Brighton: My understanding is that these kinds of issues are dealt with by the Home Affairs Select Committee. That committee has a long tradition of dealing with such matters. However, it may be that another place will take a different view. Perhaps there should be a specific Select Committee set up to focus precisely on information issues as a whole. That may prove to be a way forward.
Lord Mackay of Ardbrecknish: That was a helpful intervention. The Minister did not mention the Home Affairs Select Committee earlier, but it is clear that he envisages that committee as the relevant body. He has also made it clear that the Government will not have a closed mind should the other place decide that a separate committee should be formed to deal specifically with freedom of information and related matters.
The Home Affairs Select Committee already shoulders a fair burden. The Home Office is not an idle department of government, as noble Lords know only too well when they consider the number of Home

1219
Office Bills brought before your Lordships' House. Furthermore, the range of its responsibilities is considerable and, as a consequence, the range of matters of concern to the Home Affairs Select Committee is also considerable. However, I am not sure that the notion of the Home Affairs Select Committee taking on this added responsibility is one that fills me with a great deal of confidence, given its present workload.
Lord Goodhart: Perhaps I may suggest to the noble Lord that a more appropriate committee might be the Select Committee on Public Administration. In the other place, that committee conducted an investigation and produced a report on the draft Bill.
Lord Mackay of Ardbrecknish: The noble Lord has made a good point. However, I suspect that he may have introduced a potential element for turf wars to break out in Whitehall. After all, I had first thought that this Bill would come to us via the Cabinet Office. That was certainly David Clark's understanding. But the Bill was grabbed by the Home Office, which explains why the noble Lord, Lord Bassam of Brighton, is in his place. I believe that the team is Home Office-based, although the Minister at the Cabinet Office, the noble and learned Lord, Lord Falconer of Thoroton, is also here—in his capacity as the Government's trouble-shooter in these matters. However, I suspect that he is present more to relieve the pressure on the poor Home Office team. The noble Lord, Lord Bassam, appears to spend a great deal of his time at the Dispatch Box. When he is not battling against me, he needs to battle against my noble friends Lord Cope and Lady Blatch. That situation reflects the volume of Home Office legislation.
As I have said, the noble Lord, Lord Goodhart, has made a good point. Perhaps the Home Affairs Select Committee is not the right body to undertake this duty. Or perhaps it is exactly the right body. The Home Office may have more secrets that it wishes to keep to itself than any other individual government department. However, I shall not pursue that line of thought.
I am sorry that I have not received a more sympathetic response on this matter. It is important that Parliament's role in public life as regards matters arising between citizens and government is adequately recognised. It is a great pity that that has been taken away. I think also that it is a pity that the Data Protection Commissioner is to take on the role of information commissioner. I am not in the least convinced by the arguments that have been advanced in support of that move and I may well return to the matter in due course.
I should like to resolve the issue of whether we should deal with this matter via a parliamentary ombudsman by testing the opinion of the Committee.
5.5 p.m.
On Question, Whether Clause 16 shall stand part of the Bill?
Their Lordships divided: Contents, 141; Not-Contents, 67.

Division No. 1

CONTENTS

Acton, L.

Howells of St. Davids, B

Addington, L.

Howie of Troon, L.

Ahmed, L.

Hoyle, L.

Alderdice, L.

Hughes of Woodside, L.

Allenby of Megiddo, V.

Hunt of Chesterton, L.

Amos, B.

Hunt of Kings Heath, L.

Andrews, B.

Irvine of Lairg, L. (Lord Chancellor)

Archer of Sandwell, L.

Armstrong of Ilminster, L.

Jeger, B.

Bach, L.

Jenkins of Putney, L.

Barker, B.

Judd, L.

Bassam of Brighton, L.

Layard, L.

Berkeley, L.

Lea of Crondall, L.

Bernstein of Craigweil, L.

Lester of Herne Hill, L.

Blackstone, B.

Levy, L.

Bragg, L.

Lipsey, L.

Brennan, L.

Longford, E.

Brett, L.

Macdonald of Tradeston, L.

Bristol, Bp.

McIntosh of Haringey, L.

Brooke of Alverthorpe, L.

[Teller]

Brookman, L.

MacKenzie of Culkein, L.

Bruce of Donington, L.

Mackenzie of Framwellgate, L

Burlison, L.

McNally, L.

Carter, L. [Teller]

Masham of Ilton, B.

Christopher, L.

Massey of Darwen, B.

Clarke of Hampstead, L.

Merlyn-Rees, L.

Clement-Jones, L.

Miller of Chilthorne Dorner, B

Clinton-Davis, L.

Milner of Leeds, L.

Cocks of Hartcliffe, L.

Mishcon, L.

Cohen of Pimlico, B.

Molloy, L.

Craig of Radley, L.

Morgan, L.

Crawley, B.

Morris of Manchester, L.

Currie of Marylebone, L.

Newby, L.

David, B.

Nicol, B.

Davies of Coity, L.

Oakeshott of Seagrove Bay, L.

Davies of Oldham, L.

Paul, L.

Dean of Thornton-le-Fylde, B.

Pitkeathley, B.

Diamond, L.

Ponsonby of Shulbrede, L.

Donoughue, L.

Prys-Davies, L.

Dormand of Easington, L.

Randall of St. Budeaux, L.

Dubs, L.

Razzall, L.

Eatwell, L.

Rea, L.

Evans of Parkside, L.

Rendell of Babergh, B.

Evans of Temple Guiting, L.

Rennard, L.

Evans of Watford, L.

Richardson of Calow, B.

Ezra, L.

Rodgers of Quarry Bank, L.

Falconer of Thoroton, L.

Russell, E.

Farrington of Ribbleton, B.

Sainsbury of Turville, L.

Faulkner of Worcester, L.

Sawyer, L.

Gale, B.

Sharp of Guildford, B.

Geraint, L.

Shepherd, L.

Gibson of Market Rasen, B.

Shore of Stepney, L.

Gilbert, L.

Simon, V.

Gladwin of Clee, L.

Simon of Glaisdale, L.

Goldsmith, L.

Stoddart of Swindon, L.

Goodhart, L.

Stone of Blackheath, L.

Gordon of Strathblane, L.

Strabolgi, L.

Gould of Potternewton, B.

Strange, B.

Grabiner, L.

Taylor of Blackburn, L.

Graham of Edmonton, L.

Thomas of Walliswood, B.

Hardy of Wath, L.

Thomson of Monifieth, L.

Harris of Greenwich, L.

Tomlinson, L.

Harris of Haringey, L.

Tordoff, L.

Harrison, L.

Turner of Camden, B

Haskel, L.

Uddin, B.

Hayman, B.

Walker of Doncaster, L.

Hilton of Eggardon, B.

Walmsley, B.

Hollis of Heigham, B.

Warwick of Undercliffe, B.

1221

Wedderburn of Charlton, L.

Williamson of Horton, L.

Whitaker, B.

Woolmer of Leeds, L.

Whitty, L.

Young of Dartington, L.

Williams of Mostyn, L.

NOT-CONTENTS

Anelay of St Johns, B.

Hooper, B.

Astor of Hever, L.

Howe, E.

Attlee, E.

Kimball, L.

Biffen, L.

Laird, L.

Blatch, B.

Liverpool, E.

Boardman, L.

Lucas, L.

Brabazon of Tara, L.

Luke, L. [Teller]

Brougham and Vaux, L.

McColl of Dulwich, L.

Buscombe, B.

Mackay of Ardbrecknish, L.

Butterworth, L.

Molyneaux of Killead, L.

Campbell of Alloway, L.

Monson, L.

Campbell of Croy, L.

Murton of Lindisfarne, L.

Carnegy of Lour, B.

Noakes, B.

Clark of Kempston, L.

Northesk, E.

Cope of Berkeley, L.

Norton of Louth, L.

Park of Monmouth, B.

Cox, B.

Peel, E.

Crathorne, L.

Plumb, L.

Crickhowell, L.

Rawlings, B

Cumberlege, B.

Renton, L.

Denham, L.

Roberts of Conwy, L.

Dundee, E

Seccombe, B

Eccles of Moulton, B.

Selkirk of Douglas, L.

Elton, L.

Sharpies, B.

Ferrers, E.

Shrewsbury, E.

Fookes, B.

Skelmersdale, L.

Freeman, L.

Soulsby of Swaffham Prior, L

Gardner of Parkes, B.

Stewartby, L.

Glentoran, L.

Strathclyde, L.

Goschen, V.

Swinfen, L.

Gray of Contin, L.

Taylor of Warwick, L.

Harris of Peckham, L.

Trefgarne, L.

Haslam, L.

Vivian, L.

Henley, L. [Teller]

Waddington, L.

Resolved in the affirmative, and Clause 16 agreed to accordingly.
5.16 p.m.
[Amendment No.107 not moved.]
Schedule 2 [The Commissioner and the Tribunal]:
Lord Mackay of Ardbrecknish Lord Mackay of Ardbrecknish moved Amendment No. 108:
Page 60, line 11, at end insert—
("(4) For subsection (4) there is substituted—
"(4) The Tribunal shall consist of—

(a) a chairman appointed by the Lord Chancellor after consultation with the Advocate General for Scotland;

(b) such number of deputy chairmen so appointed as the Lord Chancellor after consultation with the Advocate General for Scotland may determine; and

(c) such number of other members appointed by the Secretary of State as he may determine taking into account the respective interests of each part of the United Kingdom."").

The noble Lord said: This is a small amendment. I suspect that an assurance from the Government may save me calling a Division so soon after the one we have just had.
Schedule 2 concerns who is to be appointed to the data tribunal. The amendment seeks to make clear that the tribunal shall consist of a chairman, deputy
1222
chairmen and members appointed by the Lord Chancellor after consultation with the Advocate General for Scotland. The reason for this is that as a result of the Scotland Act 1998 the structures inside the United Kingdom Government have changed and a new United Kingdom law officer—the Advocate General for Scotland—has been created. This is because the Lord Advocate, who formerly sat in this House and occasionally in the other place, and the Solicitor-General, who sometimes sat either here or in the other place and sometimes in neither, have migrated to the Scottish Parliament. Neither sits in the Scottish Parliament—much, I suspect, to the irritation of one prominent QC who got himself elected as Member of the Scottish Parliament for my constituency. I am sure he would be a worthy occupant of one or other of those offices. However, I had better not stir too much today in case news of this gets north of the Border.
These two historic law officers, the Lord Advocate and the Solicitor-General, have moved to the Scottish Parliament. Here we have only the Advocate General for Scotland. I should not say that; she is a splendid lady. It is a pity that she will lose her seat at the next election, but there you are. She fulfils the role once held by the Lord Advocate. I seek to ensure that when the Lord Chancellor decides these matters he will remember that this is not only a tribunal for England but one which covers those issues in Scotland which are still the responsibility of the United Kingdom Government.
I look forward to hearing some assurance from the Minister. If I do, I shall happily withdraw my amendment—but not until I hear that assurance.
Lord Bassam of Brighton: The amendment would have the effect of changing Section 6(4) of the Data Protection Act 1998 in regard to the way appointments are made to the tribunal. Under the 1998 Act, as amended, the Lord Chancellor is under a duty to consult Scottish Ministers on the appointment of the chairman and any deputy chairmen of the tribunal. The amendment would place a duty on the Lord Chancellor to consult the Advocate General for Scotland instead. The Advocate General for Scotland is a United Kingdom Minister and not a Scottish Minister. We see no advantage in making this change. The 1998 Act already very properly places a duty to consult Scottish interests; that consultative obligation is already there.
Additionally, the amendment would have the effect of placing a duty on the Secretary of State to take into account the respective interests of each part of the United Kingdom when considering appointments of tribunal members. Again, we think this is unnecessary because the Secretary of State is already enabled to consult. He will consult—and no doubt has consulted—very widely.

1223
On both points we think that the consultative framework is already there and will work well. While the noble Lord always makes a good plea for extra Scottish consultation, we think that in this instance it is not necessary or justified.
Lord Mackay of Ardbrecknish: I am not nearly as satisfied as I thought I would be. The Minister seems to think that if the Lord Chancellor consulted Scottish Ministers that would suffice and I would be satisfied. The problem is that it depends on who the Minister means. "Scottish Ministers" could mean Ministers in the Scottish Parliament. They are responsible for health, education and so on in Scotland, and those matters will be covered by a Scottish freedom of information Bill and a Scottish commissioner.
Although the legislation is not yet enacted in Scotland, the paper An Open Scotland, produced by the Scottish Executive, makes it clear that there will be a dedicated Scottish information commissioner. So matters such as health and education, which are devolved to the Scottish Parliament, will be dealt with by the Scottish information commissioner and by Act of the Scottish Parliament.
My problem is with areas such as, for example, social security which are still dealt with on a UK basis. The information commissioner will look at matters relating to social security across the whole of the United Kingdom from time to time. That is why I want to know whom the Lord Chancellor might consult. It is why the amendment mentions the Advocate General. It may well be that the Lord Chancellor will consult the Secretary of State for Scotland—for as long as that office continues to exist, which I do not believe will be much longer, because, frankly, I do not think that the poor gentleman has much to do. He seems to pop up on radio and television discussing all kinds of matters other than Scottish matters. He seems to be the person in Whitehall who is known by everyone to have time on his hands, so he is sent out to defend the Government on a wide range of issues. The fact that he does it quite well is neither here nor there. It probably encourages the Government. But it illustrates that, unlike his predecessors, he does not have a demanding role.
Is it the Secretary of State for Scotland whom the Minister envisages as being consulted; or is it Scottish Ministers in Edinburgh? If it is the latter, a suggestion that he will at least examine the matter with a view to deciding whether consultation will be with the Advocate General or the Secretary of State for Scotland would go some way to helping me on this point.
Lord Bassam of Brighton: We have amended the duty to consult so that we can consult Scottish Ministers; that is, members of the Scottish Executive. We have done so because the Executive has responsibility for the legal system in Scotland, including tribunals.
Of course, we need no provision requiring one member of the Government to consult with another. That much is clear. We shall be consulting with the
1224
Scottish Executive. That is arranged by way of the duty as set out. So the consultative framework is in place. The noble Lord need not worry too much. I am much obliged to him for his kind comments about our Secretary of State for Scotland. He is indeed an excellent performer.
Lord Mackay of Ardbrecknish: Yes, but not a Secretary of State for Scotland—which is the point I was making.
I am reasonably satisfied that there will be consultation and that the Advocate General will be involved. I look forward to the day when there will no longer be a Secretary of State for Scotland. In fact, the position of Scotland vis-á-vis United Kingdom issues will have to be looked after much more by the Advocate General.
However, I presume that what I said has been heard. I beg leave to withdraw the amendment.
Amendment, by leave, withdrawn.
Lord Goodhart Lord Goodhart moved Amendment No. 109:
Page 60, line 42, leave out paragraph 19.
The noble Lord said: Like the previous amendment, this is not the most important amendment before the Committee, but it deals with what appears to be a curious anomaly in this legislation. The problem was drawn to our attention by the Campaign for Freedom of Information. In this case, given that the organisation knew a good deal more about the matter than I did, I relied to a considerable extent on the excellent briefing which it provided.
The amendment deletes a provision that would make it a criminal offence for the information commissioner to disclose certain information. The offence could be committed by disclosing information to which the public would have a right of access under the Bill.
Paragraph 19 of Schedule 2 of the Bill extends the secrecy provision which applies to the Data Protection Commissioner under Section 59 of the Data Protection Act to the commissioner in her role as information commissioner under this Bill. The restriction applies to unpublished information about an "identifiable individual or business" obtained by the commissioner for the purposes of the Act. Its disclosure without the consent of the person involved would be an offence unless it was either necessary for the discharge of the commissioner's functions or necessary in the public interest,
"having regard to the rights and freedoms or legitimate interests of any person".
The problem is that "necessary" is a strict test. A disclosure which may be useful or desirable may not be "necessary". If the commissioner's functions can be discharged properly without releasing the information, disclosure may not be necessary. The public interest justification would presumably protect a disclosure made to the applicant or someone else with a direct interest. Disclosures to the press and public at large might not be held to be necessary in the public interest.
The presumption would be that the commissioner could not identify any Minister, civil servant or company official with whom she had held discussions or about whom requests for information had been made unless the specified conditions were met.
The most objectionable element of the restriction as applied to the role of information commissioner is that it contains no "harm" test. The offence is not limited to the disclosure of trade secrets or commercially damaging information, but could be caused by a harmless disclosure of information about an identifiable business.
The consequence would be that information about a business which an authority would have to disclose under the Bill because it did not reveal a trade secret or prejudice the commercial interests of the business concerned, could result in the commissioner being guilty of a criminal offence if she disclosed it.
The Government maintain that they are obliged by the data protection directive to create the offence under Section 59 of the Data Protection Act—although that view has been questioned by the Data Protection Commissioner. Whatever the legal position in regard to the Data Protection Act, the offence is surely not necessarily in relation to the role of the commissioner as information commissioner under this Bill since this role does not flow from the directive and the rationale for extending the offence appears to be based on an unnecessary preference for consistency. I beg to move.
Lord Bassam of Brighton: The Government believe that it would be unworkable for the commissioner and her staff to have a situation where Section 59 applied to one regime but not to another. We have said that we believe the vast majority of requests for information, and consequently complaints to the commissioner, will involve both personal and non-personal information. Information obtained by the commissioner will not, therefore, fall neatly under one regime or the other. Given this, there is no practical way to apply Section 59 to one regime and not the other.
We are aware that the Data Protection Commissioner regards Section 59 of the Data Protection Act 1998 as overly restrictive. We have also accepted the strength of the argument for an amendment to the Bill to allow information to be shared by and between the commissioner and certain other investigatory bodies and have tabled amendments that will achieve that.
Nothing in the Freedom of Information Bill would prevent the release by the information commissioner of information about the handling of complaints where that disclosure was made with the consent of the individual or company to whom the information relates, obtained in accordance with Section 59 of the Data Protection Act 1998.
However, where a person or company declines to give such consent, it is right that the information commissioner should not be able to overrule that view
1226
and routinely disclose such information. Given the commissioner's power to require disclosure of information for the purposes of an investigation under Clause 50, it is right that authorities must have confidence that such information will not be disclosed.
Furthermore, the commissioner can, and annually must, report to Parliament about the exercise of her functions under the Bill. Any disclosure of information in such reports would be done for the purposes of, and as is necessary for, the exercise of the commissioner's functions, and would therefore have lawful authority. There would be no offence under Section 59.
I hope that, given those assurances, the noble Lord will feel able to withdraw his amendment.
5.30 p.m.
Lord Goodhart: The Minister's reply is not entirely satisfactory. However, having said that, we certainly do not intend to press the amendment on this occasion. Indeed, it is unlikely that I shall wish to bring it back on a future occasion. Therefore I beg leave to withdraw the amendment.
Amendment, by leave, withdrawn.
Schedule 2 agreed to.
Clause 17 [Publication schemes]:
[Amendment No. 110 not moved.]
Lord Mackay of Ardbrecknish Lord Mackay of Ardbrecknish moved Amendment No. 111:
Page 10, line 23, at end insert—
("(2A) In the case of a local authority, a publication scheme must provide for the release of any agendas, minutes, background papers and reports at least three clear days before any local authority meeting to which they are to be presented.
(2B) For the purposes of subsection (2A)—

(a) the term "meeting" shall include (but not exclusively) meetings of any executive of a local authority, meetings of any committee or sub-committee of any executive, and meetings of any committee or sub-committee of the local authority,

(b) if the meeting is convened at shorter notice than three days, the agendas, minutes, background papers and reports shall be available as soon as possible before the commencement of the meeting,

(c) minutes shall include a summary of discussions, detailing (but not exclusively) substantive comments made by the participants, motions tabled and the way each participant voted on any division or vote,

(2C) Subsections (2A) and (2B) shall not apply to information which would be deemed "exempt" information under section 100I, of and Parts I, II and III of Schedule 12A to the Local Government Act 1972.").
The noble Lord said: Amendment No. 111 seeks to add to the provisions of Clause 17. Clause 17 concerns publication schemes and places a duty on every public authority to publish information of various kinds. The amendment sets out those responsibilities as far as they concern local authorities. I seek a provision on the face of the Bill that every local authority,
"must provide for the release of any agendas, minutes, background papers and reports at least three clear days before any local authority meeting to which they are to be presented".

1227
The amendment defines the term "meeting" in regard to a local authority.
Local authority meetings are currently rightly held in public. If the public are to know which meetings they wish to attend, they will need to know what will be discussed at those meetings. With the exception of exempt information, I believe that the public should be entitled to view the records of the arguments their representatives used in reaching their decisions and the facts on which councillors based their decisions.
Under the Local Government Act, the Government are forcing local councils to adopt new executive structures such as cabinets and directly elected mayors. In their current form, these new structures will encourage secrecy and reduce accountability. In terms of public access, local authorities will be set back many decades. As many Members of the Committee who have been involved in local authorities will know, at present council decisions have to be taken at meetings of the full council or its committees, which are subject to the Local Government (Access to Information) Act 1985. This requires meetings to be open to the public and the media. However, exempt information, such as commercially sensitive reports or that related to individual staffing issues, can be discussed and decided in private session. If the meetings are open to the public, agendas, officers' reports and background papers must be publicly available at least three days in advance.
However, cabinets will not be required to meet in public but merely to publish decisions after they have been taken. Decisions of directly elected mayors or individual cabinet members will not be subject to the provisions of the 1985 Act but again will need to be published only as a record of decisions after they have been taken. The effect will be to strip away the rights of the British people and local newspapers to observe how councils make decisions and how individual councillors vote. We on this side of the Committee believe in open local government. It was indeed my noble friend Lady Thatcher, who, as Margaret Thatcher, steered through in 1960 a Private Member's Bill to open up council meetings to the press and the public. My noble friend's then government in 1985 passed a Bill to enable the press and public to obtain access to key council papers three days before the relevant meeting.
I know from experience, albeit quite a long time ago, that councils like to take their decisions in public. I joined Oban Town Council in the mid-'60s. Interestingly enough, we were all independents but I joined together with another independent who happened to be an active Labour supporter to use Margaret Thatcher's Bill to open up the council committees, which were structured in such a way that the press could be kept out. The full council meeting was a fairly de minimis affair. With the passage of time, I can say that it was held to expedite business as quickly as possible so as to enable the councillors to partake of refreshment afterwards. While there is little doubt that when the meetings were opened up the press interest occasionally caused us a little difficulty, it also made councillors much more responsive and careful in
1228
terms of the way they dealt with certain issues. What is much more important, the press informed the wider electorate and the public of the decisions that were taken, the arguments that were put forward and other matters.
Now it appears that there is a danger the clock will be turned back to the pre-1960 days. Andrew Ecclestone of the Campaign for Freedom of Information has remarked,
"We are now finding a Labour Government removing the rights Mrs Thatcher gave us".
I do not know whether those on the Benches opposite are happy to find themselves cast in that light. I say in support of my argument that the principal people who open up government to public scrutiny are the press. I suspect that those of us in public life love them and hate them. We love them when they expose our opponents and hate them when they expose ourselves. However, the press do a necessary job. Nowhere is that more important than in local government. On a number of occasions we in this Chamber have lamented the low turn-out and the slight interest the public take in their local authorities. It is the local press which stimulate interest and involvement in local government.
A letter from Santha Rasaiah of the Parliamentary and Legal Committee of the Society of Editors to my noble friend Lord Strathclyde states:
"The Society of Editors supports the Campaign for Freedom of Information and its detailed representations on the amendments necessary to transform the Freedom of Information Bill into a legislative instrument which will actually give the public, an effective right to information from public bodies.
The Society has made a series of representations on the need for improvement of the Bill. Unless it is changed and actually confers strong statutory rights to information, its numerous justifications for secrecy will be used and abused, to entrench official and institutional secrecy.
The Society's fears are based upon the practical experience of its members. As editors of national, regional, local newspapers and their counterparts in the broadcast and electronic media, they are well aware of the difficulties involved in extracting information from local and national … bodies".
I shall not read the whole letter but it continues in that vein. It further states:
"The culture of secrecy will not change unless freedom of information legislation actually confers comprehensive and unambiguous information rights and disclosure".
The society is obviously concerned about our passing a piece of legislation that will not enhance the position of editors and reporters of local papers.
The Derby Evening Telegraph has been battling for the council to open its executive meetings. Labour councillors led by Robert Jones had accused the paper of being distorted, emotive and destructive and had compared its coverage to Nazi propaganda. Earlier this month the council eventually agreed that cabinet meetings would be open. That is an important step forward but clearly the Derby Evening Telegraph had to work hard to achieve that.
In Newcastle, 10 out of 78 councillors sit in single party cabinet meetings closed to the public. Afterwards the council issues a list of recommendations to a further committee which,

1229
although held in public, has been accused of rubber stamping cabinet decisions. Newcastle's Evening Chronicle, edited by Alison Hastings, has campaigned against the cabinet committee led by Tony Flynn, who is the leader of the council. He does not understand what all the fuss is about. He believes that the new system is no more secretive than the old. I am not entirely sure whether that is terribly reassuring. The same is true in other parts of the country.
I believe that Members of the Committee—especially those who have been involved in local government—will appreciate the point of my amendment and the danger that, if no action is taken in the Bill, the press, and therefore the public, will have less access to information about what their local authorities are about to discuss and what they are doing than I think is right and proper. I beg to move.
Lord McNally: The record of local government over recent years has been one of prising open council after council. I like to think that where Liberal Democrats have come to power they have played a large part in opening up some of the bad old systems of local government. Where local government has been opened up, people have found that the new openness has not caused the problems threatened. Many of the abuses hidden behind secrecy have been exposed or the practices abandoned. My favourite story relates to Newham Council in East London. It had 72 Labour members. By some accident, it elected a Liberal, and changed the standing orders so that every motion needed a seconder before it got on to the council papers. That situation is in extremis.
However, we know that the tendency to secrecy in some councils still exists. This will send a shiver down the spine of the noble Lord, Lord Mackay: the Association of Liberal Democrat Councillors advises me that this is a sensible amendment that should be supported.
Lord Bassam of Brighton: I had anticipated that the noble Lord, Lord Lucas, would speak to his amendment.
Lord Lucas: I certainly shall. I was interested in the main debate. However, if the Minister chooses to reply to my amendment at the same time, I shall be fascinated to hear whether he can find anything wrong with it.
5.45 p.m.
Lord Bassam of Brighton: It is interesting that the noble Lord, Lord Mackay, began with the digression about his times on Oban Council. When I first joined Brighton Council in 1983, I, too, recall a similar discussion with the Conservative members who then ran that council. I took the council through chapter and verse of the Public Bodies (Admissions to Meetings) Act 1960, promoted by the noble Baroness, Lady Thatcher, when she was first an MP. At that time half the committees of the authority were held in secret. They covered lands; there were many estate
1230
agents and solicitors on the council. They covered property; again, there were many estate agents and solicitors on the council. They covered personnel matters. They covered finance. As a result of quoting the legislation promoted effectively by Margaret Thatcher, MP (as she then was) members were persuaded and the council became an open book. When I became leader of the council, I regretted that slightly from time to time. Nevertheless, the fight was fought for the right purpose and the right end.
In moving the amendments, the noble Lord was right to say that we need to move to an open culture. We need to have a pro-active approach towards the publication of information. We think that the scheme we have set out will achieve exactly that.
On Amendment No. 112, we think that the noble Lord's amendment is misguided. Publication schemes are published, as they should be. They are, therefore, exempt by virtue of Clause 19. But that merely avoids authorities being required to provide information under the Bill which they have already made available. Such information is not exempt in the sense of not being accessible to the public.
I draw attention to the second part of the noble Lord's amendment, which refers to,
"associated manuals, instructions, guidelines or other documents".
We would expect such information not to be exempt for the most part; and it may well be in publication schemes—although that should be a matter for the commissioner. Perhaps the noble Lord will consider that point.
Amendment No. 111 returns to arguments debated by this House and another place during the passage of the Local Government Act 2000. Noble Lords will not be surprised to hear that I cannot accept the amendment. I do not think that these amendments fit comfortably within the Bill that we are currently discussing. They relate to requirements for access to information which will simply not be appropriate under the arrangements put in place by the Local Government Act 2000—old requirements which this House and another place have agreed are no longer appropriate.
It fails to recognise that the Local Government Act 2000 has moved local authorities on in terms of accountability. Under the new executive arrangements, people will have greater access to decision makers and to papers. They will know exactly who is taking key decisions in that authority and when they are planning to take them. The public will be given access to papers as soon as they go to the executive—the cabinet—and not merely three days before a meeting as has been the case in the past, although there will still be a minimum of three days between papers being made public and a decision being taken. So there will be a far more open approach to the publication of papers, the nature of the decision to be taken and the person or persons taking that decision.
I believe that to say that a publication scheme for local authorities must include a provision making papers available three days before a meeting is not

1231
needed. What will be needed, when we look at the publication scheme for local authorities, will be a scheme which recognises the modern local government world introduced by the Local Government Act. This amendment does not achieve that. On that basis, I ask the noble Lord to withdraw the amendment.
Comments about past and future local government are based on a confusion about the Act. Of course it is the case that cabinets will wish to meet in private from time to time to discuss matters. But there is the expectation that they will meet publicly and take decisions publicly. Many of the complaints about local government in the run-up to the introduction of the latest local government legislation related to complaints about groups—perhaps cliques within groups—making decisions in private and translating them into decisions of the local authority. The new legislation will ensure that the actions and decisions of the local authority are transparently made and taken. But there is a different approach to accountability. Because it rests very much on individual decision taking, in particular with the directly-elected mayor model and where executive councillors have a responsibility, the way in which information is produced, the conditions under which it is produced and the way decisions are made will have to change.
There has been too much of a conspiracy theory attached to the new ways of working in local government. We are trying to put in place a new framework to deal with a new situation. It is not a case of the Government wishing to see local authorities hide away their decisions; far from it. This Government have a proud record of trying to open up the public service; and local government is an important element of that. We want to see those decisions taken publicly and transparently. That has to be in the best interests of democracy and public service.
Lord Lucas: Perhaps I may comment on what the Minister was kind enough to say about my amendment. I accept his stricture that I was thinking wrongly when I suggested that publication schemes should not be exempt documents. In like manner, I hope that he will accept my criticism that he was thinking wrongly when he said that the associated manuals, instructions and guidelines were a matter for the commissioner. They have nothing to do with the commissioner. They are documents created by the public authority to inform its staff how to deal with the publication scheme. They are not of the commissioner or under the control of the commissioner. The commissioner has nothing to do with whether they should be published. That decision rests with the public authority.
It is important that such documents should be available to the public. The public have to know how officials decide whether a document should be published and how to balance the public interest. It is very important that that mechanism is open to public scrutiny for the public to believe that it is fair. A local authority or other public authority that hid such
1232
documents from the public would do a great disservice to the general appreciation of the power and effectiveness of the Act.
I hold by the essence of the second part of my amendment, which the Minister did not address. If he does not have an immediate answer, I shall come back to the issue on Report, but I should be grateful for any conversation that we might have before then.
Lord Bassam of Brighton: I am entirely happy with the suggestion that the noble Lord and I might have a further conversation about the issue. I thought that I had answered his point, but I am more than happy to try to dispel any confusion there may be. However, we may be talking at cross purposes. We both need to go away and reflect on that.
Lord Mackay of Ardbrecknish: I listened to the Minister's assurances that our fears are unfounded and that there is no problem with cabinet government in local authorities because they will not take decisions behind closed doors. I am prepared to accept that the Minister thinks that he is entirely correct in all those assurances. But it is odd that so many local newspapers throughout the country, to say nothing of the Association of Liberal Democrat Councillors, do riot share the Minister's happiness and feel that there is something wrong.
One report on the situation in Southend says:
"The council's eight-person cabinet was forced to open its private meetings to the public after a campaign by the town's paper, The Echo. The Echo's editor, Martin McNeill, wrote to the Local Government minister Hilary Armstrong, urging her to stop councils routinely meeting in closed session".
That issue worries me, because we seem not to have joined-up government. Hilary Armstrong replied:
"The executive will be able to meet in private if it wishes".
We all understand that the executive may wish to meet in private on certain issues of commercial confidence or staffing, but Hilary Armstrong's unqualified statement leads me to think that without a campaigning newspaper, Southend's eight-person cabinet would have continued to meet in private., as, I suspect, would some others.
Lord Bassam of Brighton: Which party controls Southend council?
Lord Mackay of Ardbrecknish: I have not got a clue. The Minister seems to think that that is important, but I do not think that it is at all important. No doubt when my noble friend Lady Thatcher passed her Bill, many authorities were controlled by the Conservatives. No doubt both our parties are not always terribly good at local level. Maybe that is true of all three parties. The Liberal Democrats will always accept that they are holier than everybody else, but I will wager that they are not. All three parties do a lot of things in secret. I shall not refer to Glasgow.
Lord McNally: I do not think that the Liberal Democrats have yet been corrupted by controlling Liverpool, Sheffield and Stockport. The Minister

1233
admitted that power also corrupted him to a certain extent. When people achieve positions of power, they find openness irksome. I am proud that where the Liberal Democrats have taken power, they have used that power first to open up local authorities. That is to our credit at the moment. However, I agree that this is not a party political point. Any party that is in power behaves better when it is open to scrutiny.
Lord Mackay of Ardbrecknish: I agree entirely. The Government's behaviour over freedom of information illustrates the point. They came to office saying that they would deliver an all-singing, all-dancing Freedom of Information Act. David Clark produced a White Paper setting out some all-singing, all-dancing proposals, but he quickly got the sack and the proposals were watered down to a little bit of singing and a little bit of dancing, but not nearly as much as were Labour's original intentions on winning the election. I understand that. Anyone with power is happy to keep things to themselves. They do not want too much information to be made known. That is why it is important that we scrutinise the Bill.
I hear the Minister's words, but I am not convinced that, as ever more local authorities have cabinet government and mayors, they will not find an excuse to close the avenues of information that are currently available to the press and the public.
The Minister did not seem to find anything wrong with my amendment. His principal argument was that it was unnecessary because all was well and there was no need for a belt and braces provision. I conclude that it would be good to add it to the Bill to underline the importance of freedom of information in local authorities. As I appear to have the support of the noble Lord, Lord McNally, I shall test the opinion of the Committee.
5.57 p.m.
On Question, Whether the said amendment (No. 111) shall be agreed to?
Their Lordships divided: Contents, 77; Not-Contents, 113.

Division No. 2

CONTENTS

Addington, L.

Elton, L.

Anelay of St Johns, B.

Ezra, L.

Astor of Hever, L.

Fookes, B.

Attlee, E.

Freeman, L.

Barker, B.

Gardner of Parkes, B.

Biffen, L.

Glentoran, L.

Blatch, B.

Goodhart, L.

Buscombe, B.

Goschen, V.

Campbell of Alloway, L.

Gray of Contin, L.

Campbell of Croy, L.

Harris of Greenwich, L.

Clark of Kempston, L.

Harris of Peckham, L.

Clement-Jones, L.

Haslam, L.

Cope of Berkeley, L.

Henley, L. [Teller]

Cox, B.

Hooper, B.

Crathorne, L.

Howe, E.

Denham, L.

Kimball, L.

Dundee, E.

Kingsland, L.

1234

Liverpool, E.

Rodgers of Quarry Bank, L.

Lucas, L.

Roper, L.

Luke, L.

Russell, E.

Lyell, L.

Seccombe, B. [Teller]

McColl of Dulwich, L.

Selkirk of Douglas, L.

Mackay of Ardbrecknish, L.

Sharp of Guildford, B.

McNally, L.

Sharples, B.

Masham of Ilton, B.

Shrewsbury, E.

Skelmersdale, L.

Miller of Chilthorne Domer, B.

Soulsby of Swaffham Prior, L.

Murton of Lindisfarne, L.

Stewartby, L.

Newby, L.

Strathclyde, L.

Noakes, B.

Swinfen, L.

Northesk, E.

Taylor of Warwick, L.

Norton of Louth, L.

Thomas of Walliswood, B.

Onslow, E.

Tordoff, L.

Park of Monmouth, B.

Trefgarne, L.

Patten, L.

Vivian, L.

Rawlings, B.

Waddington, L.

Rees, L.

Walmsley, B.

Renton, L.

Weatherill, L.

Roberts of Conwy, L.

Williamson of Horton, L.

NOT-CONTENTS

Acton, L.

Graham of Edmonton, L.

Ahmed, L.

Hardy of Wath, L.

Allenby of Megiddo, V.

Harris of Haringey, L.

Alli, L.

Harrison, L.

Amos, B.

Haskel, L.

Andrews, B.

Hayman, B.

Archer of Sandwell, L.

Hilton of Eggardon, B.

Armstrong of Ilminster, L.

Hollis of Heigham, B.

Ashton of Upholland, B.

Howells of St. Davids, B.

Bach, L.

Howie of Troon, L.

Bassam of Brighton, L.

Hoyle, L.

Berkeley, L.

Hunt of Chesterton, L.

Bernstein of Craigweil, L.

Hunt of Kings Heath, L.

Billingham, B.

Irvine of Lairg, L. (Lord Chancellor)

Blackstone, B.

Bragg, L.

Jeger, B.

Brennan, L.

Jenkins of Putney, L.

Brookman, L.

Judd, L.

Brooks of Tremorfa, L.

Kennedy of The Shaws, B.

Burlison, L.

Layard, L.

Carter, L. [Teller]

Lea of Crondall, L.

Christopher, L.

Levy, L.

Clarke of Hampstead, L.

Lipsey, L.

Clinton-Davis, L.

Longford, E.

Cocks of Hartcliffe, L.

Macdonald of Tradeston, L

Cohen of Pimlico, B.

McIntosh of Haringev, L. [Teller]

Craig of Radley, L.

Crawley, B.

MacKenzie of Culkein, L.

Currie of Marylebone, L.

Mallalieu, B.

David, B.

Massey of Darwen, B.

Davies of Coity, L.

Milner of Leeds, L.

Davies of Oldham, L.

Morgan, L.

Dean of Thornton-le-Fylde, B.

Morris of Manchester, L.

Diamond, L.

Nicol, B.

Donoughue, L.

Patel, L.

Dormand of Easington, L.

Pitkeathley, B.

Dubs, L.

Ponsonby of Shulbrede, L.

Eatwell, L.

Prys-Davies, L.

Evans of Parkside, L.

Randall of St. Budeaux, L.

Evans of Watford, L.

Rea, L.

Falconer of Thoroton, L.

Rendell of Babergh, B.

Farrington of Ribbleton, B.

Renwick of Clifton, L.

Faulkner of Worcester, L.

Richard, L.

Gale, B.

Sawyer, L.

Gibson of Market Rasen, B.

Shepherd, L.

Gilbert, L.

Shore of Stepney, L.

Gladwin of Clee, L.

Simon, V.

Goldsmith, L.

Stoddart of Swindon, L.

Gordon of Strathblane, L.

Stone of Blackheath, L.

Gould of Potternewton, B.

Strabolgi, L.

Grabiner, L.

Taylor of Blackburn, L.

1235

Tomlinson, L.

Wedderburn of Charlton, L.

Turner of Camden, B.

Whitaker, B.

Whitty, L.

Uddin, B.

Williams of Mostyn, L.

Walker of Doncaster, L.

Woolmer of Leeds, L.

Warner, L.

Young of Dartington, L.

Warwick of Undercliffe, B.

Young of Old Scone, B.

Resolved in the negative, and amendment disagreed to accordingly.
6.7 p.m.
[Amendments Nos. 112 to 115 not moved.]
Clause 17 agreed to.
Clause 18 [Model publication schemes]:
[Amendments Nos. 116 to 123 not moved.]
Clause 18 agreed to.
Lord Mackay of Ardbrecknish Lord Mackay of Ardbrecknish moved Amendment No. 124:
After Clause 18, insert the following new clause—
("MANUALS

Freedom of Information Bill

  MANUALS
  .—(1) A public authority to which this section applies shall maintain a list identifying any manuals, instructions, precedents, guidelines or similar materials used by it in connection with the performance of such of its functions as affect, or are likely to affect, the rights, privileges or other benefits, or obligations, penalties or other detriments, to which persons are or may become entitled, eligible, liable or subject.
  (2) A public authority to which this section applies shall ensure that the list referred to in subsection (1) and a copy of every item which has been included in the list—

  (a) is available for inspection by any person at the offices of the public authority;

  (b) is supplied on request to any person on payment of a fee which may not exceed the marginal cost of making a copy of the item and posting (or otherwise supplying) it to that person; and

  (c) is available on the Internet.

  (3) A public authority is not required by this section to make available any exempt information unless the public interest in disclosure of that information outweighs the public interest in maintaining the exemption.
  (4) The public authorities to which this section applies are—

  (a) any public authority in respect of which an investigation may be made by—

  (i) the Parliamentary Commissioner for Administration;

  (ii) the Welsh Administration Ombudsman;

  (iii) the Assembly Ombudsman for Northern Ireland;

  (iv) a local authority; and

  (b) any other public authority which has been notified in writing by the Information Commissioner that it is subject to the provisions of this section.").

  The noble Lord said: This amendment would insert into the Bill a new clause relating to manuals. Manuals are referred to in a provision in the current Code of Practice on Access to Government Information, which is sometimes called the "openness code". Yet, although it is a standard feature of overseas freedom of information laws, that provision in the code has not been translated into this Bill.
  The openness code requires government departments and other bodies which are subject to the Parliamentary Ombudsman's jurisdiction,
  "to publish or otherwise make available, as soon as practicable after the Code becomes operational, explanatory material on departments' dealings with the public (including such rules, procedures, internal guidance to officials, and similar administrative manuals as will assist better understanding of departmental action in dealing with the public) except where publication could prejudice any matter which should properly be kept confidential under Part II of the Code".
  The Government's guidance on the code states:
  "Departments should plan for the progressive release of all the guidelines and other material used in their dealings with the public. This need not mean publication where departments consider that the level of interest would not justify it, or where the guidelines in question are voluminous, but eventually the aim should be to make all guidelines available for purchase or inspection on request".
  The annual reports under the code have described examples of the type of guidance released under the provision. The reports state:
  "In 1994 the Inland Revenue set a target to publish their 45 main guidance manuals by the end of December 1995. Only 5 volumes failed to meet this deadline and these were published by the beginning of February 1996 … The Health and Safety Executive's rolling programme for preparing existing internal guidance for release was completed on 31 March 1996. All internal guidance which can be released (some 3,500–4,000 documents) is now lodged with HSE's information centres and is available for free public inspection … The Home Office's Immigration Service Enforcement Directorate received 95 requests for internal enforcement policy guidelines in 1996, all of which were met … The Office for Standards in Education provided all nursery education providers with a copy of the Inspection Notebook used by its Inspectors in 1996 … All main Child Support Agency guides and manuals are now publicly available".
  I am not sure that that last point adds too much weight to my case, given the problems with the Child Support Agency but at least the guides and manuals are publicly available.
  The freedom of information White Paper proposed to continue those duties. It stated that,
  "the Act will impose duties upon public authorities to make certain information publicly available, as a matter of course. These requirements … will be broadly along the lines of those in the Code of Practice, namely … explanatory material on dealing with the public".
  As with so much on this issue, as I have already mentioned, what the Government set out to achieve in the White Paper written by David Clark and what is actually in this Freedom of Information Bill are at least—I was going to say—miles apart but I had better say that they are a few kilometres apart, otherwise I might find that I am to be prosecuted.
  As I said, the Bill omits those important aspects of the code of practice. The provisions on publication schemes could be used to restate that requirement but there is no reference to them in Clauses 17 or 18. The matter would be left entirely to the discretion of the information commissioner. She could decide to require the publication of internal manuals but if she did not, the existing requirement would be lost.
  In case I am told that it is not necessary to have this provision on the face of the Bill, I should say to the Committee that the duty to publish guidelines appears

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  in all the English language freedom of information laws, including the Irish, the United States, the Canadian, the Australian, the New Zealand, South African and all the Canadian provincial and Australian state freedom of information laws.
  A similar, but not identical, amendment was debated in Committee in another place. That amendment proposed that all public authorities should be required to publish their internal guidelines. The Government opposed it on the grounds that a much wider range of public authorities are subject to the provisions of the Bill than were subject to the code, including smaller bodies with too-limited resources to comply with the requirements.
  The present amendment takes account of that objection. It does not apply to all public authorities but primarily to those authorities which are currently subject to the code's existing requirements; that is, bodies subject to the remit of the parliamentary ombudsman and the Northern Ireland ombudsman who are subject to an equivalent duty. It applies also to bodies subject to the Welsh ombudsman.
  It adds local authorities to the list. Currently, they are not subject to this requirement. But I believe that their size and the importance of their functions justifies bringing them within its scope. We underlined that point in the last series of amendments. Although the Government won that point, I hope that they will take on board that local authorities should be under the same obligation as those imposed by the code on bodies subject to the remit of the parliamentary ombudsman.
  Other authorities will be covered only if the information commissioner notifies them in writing that they must comply. Therefore, this is a much more limited provision than appears in those overseas freedom of information laws where, in those countries, it applies to all authorities which are subject to the legislation.
  The Government may argue that this amendment is unnecessary since any individual could obtain any manual by making a specific freedom of information request. However, a disclosure to an individual is not a disclosure to the public at large. Moreover, an individual may not know what kinds of manuals may be held and would not know what to ask for.
  Finally, the amendment requires that those are made available in advance of any specific request. That means that if someone requires access—for example, to check whether he has been dealt with fairly—that information will be available at the time he needs it and the person does not have to await the outcome of yet another freedom of information request.
  The amendment would ensure that those materials are systematically made public so that everyone knows the basis of decision-making affecting them. Potential deficiencies in those materials, such as arbitrary or unfair procedures or guidance which misrepresented its statutory requirements, would be much more likely to be detected by MPs, advice agencies and other interested parties, and could be corrected.
  This is an important amendment. The Government must explain why this was in the Conservative government's code of openness and in their own White Paper but has disappeared from the Bill as we are now considering it. I beg to move.
  6.15 p.m.
  Lord Bassam of Brighton: I accept the point that the noble Lord made that these are important amendments. As I see it, they are concerned with what should go into the publication scheme. While I appreciate the intentions behind the noble Lord's amendments, we believe that, as set out, they would include a far too wide-ranging and prescriptive model. In any event, they would mean that the publication scheme would have to include, potentially, a vast range of information.
  There is a question here of proportionality. If we were to go along the road suggested by the noble Lord, there would be a profound risk of committing certain bodies to extremely large expenditure in order to meet that requirement. That is why we must have a more proportional approach, the approach on which the Government have decided.
  Lord Mackay of Ardbrecknish: I am grateful to the noble Lord for giving way so early in his response. Is he saying that the obligations under the code of practice, since it was produced, have been over-the-top, unnecessary, bureaucratic and cumbersome, to use at least two of his favourite words?
  Lord Bassam of Brighton: I am not advancing that as an argument. The noble Lord sought to build his model around current practice. I shall come at the end to the point which I believe is most important. That relates to the role of the commissioner.
  The effect of the noble Lord's amendment would be to create a situation which may well act completely against the best interests and purposes of the Bill and would undermine the purpose of his amendment.
  It may lead to a situation in which there is information overload; where there is so much published material that it is extremely difficult for members of the public to find the information they are seeking. The amendment would introduce a risk of creating an over-burdensome publication scheme. It would be resource intensive, wasteful of resources and it might have the unfortunate effect of making the schemes more difficult for the public to use, not least due to the sheer volume of information to be included.
  The commissioner has stated that she sees publication schemes as being vehicles for openness. That is a fair expression of her commitment to a change in culture. The publication schemes can be expected to require in their detail the inclusion of information of the kind referred to, no doubt, in the noble Lord's amendment, particularly where she sees that as serving a useful and purposeful end.
  While I understand the intention behind the noble Lord's amendment, it might well give rise to a situation where the public bodies were spending so much of their

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  time, energy and resources in trying to meet the standard that the noble Lord sets out in his amendment that it would be self-defeating and would not lead to the spirit of openness that we all, in this Committee, share as an objective and want to see.
  While I understand the spirit behind the amendment, I do not believe that it will have the effect that the noble Lord seeks. I ask him to reflect on that.
  It is worth reminding ourselves about the obligations under the code. The big distinction is that they were not statutory. There is no effective enforcement for that part of the current code as it relates to the publication schemes. If such a wide-ranging duty were created into an enforceable statutory obligation, it could lead to information overload, as I have said. That is an important consideration. While the amendment of the noble Lord seeks to restrict the matter to what may be described as larger public bodies—certainly that is the range described in the amendment—at the end it concludes with,
  "any other public authority which has been notified in writing by the Informal ion Commissioner".
  That gives flexibility. However, a demand could be raised against the commissioner to include in the scheme a vast range of public bodies for which inclusion would be entirely inappropriate.
  Perhaps the noble Lord will reflect on those features and consider withdrawing his amendment, although I am sure that he is convinced that it is helpful.
  Viscount Goschen: I am struck by the Minister's response to my noble friend's closely argued amendment. It sounded like an old-fashioned argument against a freedom of information Bill: the poor public would not be able to understand all the information being produced.
  Lord Bassam of Brighton: Perhaps I can correct the noble Viscount. That is not the kernel of the argument. The point—I believe that he understands it—is that one can put so much information in front of someone that he or she does not understand how to access it. Unless there is an index and a route through all the information, it is meaningless. We need to ensure that that happens and that is why there is an important role for advice, information and support, such things as we have debated before. I will not have the noble Viscount suggest that I say that the poor public will not understand. That is not the basis of the argument at all.
  Viscount Goschen: My Lords, we shall have to disagree. I do not believe that saying the public will not be able to find its way through the level of information already established in a voluntary code holds water. It is said that this is not comparable with the code because the code is not statutory. Of course, the code is not statutory, but we are moving on and fulfilling the commitments that the Labour Party made in bringing forward this Bill to give it statutory effect so that we all know where we stand.
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  There will be a burden on authorities to produce this information, but I believe that my noble friend has come forward with powerful arguments about why this information should be volunteered and put forward by the authorities concerned. Principally, a person coming to the matter afresh may not know what information to look for, but if it is volunteered it will be there for him or her to see, to interpret, to sort through and find the exact information he or she seeks.
  Lord Bassam of Brighton: Does the noble Viscount accept the point that I made earlier that, with the code as it is, there is no effective enforcement? Perhaps the noble Viscount could give me some examples of enforcement, because I fail to see them. The big difference in the scheme that we are operating is that there is enforcement behind it, and therefore the public will be empowered.
  Viscount Goschen: Presumably the intent of the Bill is to turn large elements of the code into a statutory obligation for authorities. Presumably, in producing a Bill on freedom of information, we are talking about that. If we did not feel that any of that was worthy of having a statutory framework, we would not have a Bill.
  Lord McNally: I shall read Hansard tomorrow because I think the Minister has just said that the result will be that the public will be empowered. That is what we intend. One thing that worried me about his speech is that one phrase may recur and that, as Ministers squat in the last ditch, they will defend themselves with "information overload". They will save the poor benighted public from that by resisting this and that amendment because of information overload. That will not do.
  As the noble Lord, Lord Mackay, pointed out, most countries that have freedom of information legislation have included such provisions without there being information overload. When David Clark drew up his White Paper, he did not foresee information overload. Without being lured into the lobbies again by the noble Lord, Lord Mackay, I believe that there are merits in his argument that will certainly be worth revisiting on Report and that I believe the Minister should take on board.
  Lord Lucas: I entirely agree with the words of the noble Lord, Lord McNally. I would like to see a slightly simpler amendment from our Benches on this subject, but the Government's reply was a piece of "Sir Humphrey-ism" of which they should be totally ashamed. What waffle! Any government department of any size will have all such documents together, organised and indexed for the information of its own civil servants. That is why this paragraph is headed "Manuals".
  What kind of government department will keep documents jumbled up in a filing cabinet that will make them so difficult to get at? What kind of government department will not now keep them on its intranet, properly indexed and cross-referenced with

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  all sorts of hyperlinks so that the civil servants can find their way around them easily? Such things will be available to any well-run government department in a way that should be absolute simplicity itself to make available to the public. As the basic manuals are now all published under the code, there will be little extra to do.
  The idea that it will cause work for civil servants is ridiculous. They will have to do the work for their own purposes, so it will not be a burden to them. The well-written manual—I am sure that government departments produce well-written manuals—will be a joy for any member of the public to read, should he or she wish to do so. The Minister's argument does not stand up. I hope that he will not repeat it at the next stage, when my noble friend produces a more polished and less "legalised" amendment.
  Lord Bassam of Brighton: If the noble Lord produces a more polished amendment, I shall produce a more polished argument.
  Lord Mackay of Ardbrecknish: It may be difficult for me to produce a more polished amendment, but it will be fairly easy for the Minister to produce a more polished argument! I have written down that we are now in "FFA"—freedom from argument—mode as far as the Minister is concerned. I am amazed that one of his arguments is that there is no effective enforcement in the code. I read out an extract from the report showing how many of these manuals have been published as a result of the code. Noble Lords who have dealings with the Inland Revenue will marvel at the Inland Revenue producing 45 main guidance manuals, making them available, and publishing them before the beginning of February 1996. Dare I say it: if the Inland Revenue can do it, it cannot be the most impossible task on earth.
  If too much is made available for the public, will the Minister, in looking after the interests of the public, be asking the Inland Revenue to withdraw its manuals? I go to the next step: if a manual that has been published under the code is updated or changed, will it drop out of public sight because there is no obligation in the Freedom of Information Bill?
  The Minister did not join horns with this at all, but I am puzzled that his ex-colleague's White Paper made it quite clear, as I quoted, that the Act will impose duties upon public authorities to make certain information publicly available as a matter of course. Those requirements will be broadly along the lines of those in the code of practice. What we have heard from the Minister today is that that has been binned, but we have had no explanation of why it has been binned.
  As my noble friend Lord Lucas said, the information already exists as guidance to officials and it is a nonsense to suggest that somehow it will be impossible to produce it, and that it will be cumbersome, bureaucratic and the public will not be able to find its way around it. Thanks to this Bill,
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  most of the public will be interested in finding their way through manuals in order to be sure that they are treated properly.
  I had thought to read out Section 16 of the Irish Freedom of Information Act because a little while ago the Minister prayed in aid that Act against an amendment of mine, but I shall not. I suggest that the Minister reads Section 16 of Ireland's Freedom of Information Act 1997. I shall only read the first two lines to give the flavour of it. It says,
  "A public body shall cause to be prepared and published and to be made available in accordance with subsection (5) … the rules, procedures, practices … used by the body".
  If it can be done in Ireland, it can be done in this country; and it can be doubly done in this country when it has already been done under the code of practice.
  I listened to the noble Lord, Lord McNally, and noted the arithmetic of the previous Division. I shall therefore take the advice of my noble friend Lord Lucas and take the amendment away, reconsider it and resubmit it when perhaps the joint forces of light on this side of the Chamber are in a better position to defeat the Government. I beg leave to withdraw the amendment.
  Amendment, by leave, withdrawn.
  6.30 p.m.
  Clause 19 [Information accessible to public by other means]:
  [Amendment No. 125 not moved.]
  Clause 19 agreed to.
  Clause 20 [Information intended for future publication]:
  Lord Mackay of Ardbrecknish Lord Mackay of Ardbrecknish moved Amendment No. 126:
  Page 11, line 44, leave out paragraph (a) and insert—
  ("(a) the information is held by the public authority and the public authority has made an irrevocable public commitment to publish the material and for the scheduled publication date to be within the next three months.").
  The noble Lord said: Amendment No. 126 makes it clear that information intended for future publication is exempt information only if, in addition, the authority made a clear commitment to publish that information within three months. In other words, it is not good enough to say, "We are not going to tell you now because we may publish at some time in the future", when "some time" may be some distance away.
  The amendment is being extremely generous when it mentions three months because, as Members of the Committee will be aware, in the passage of the Postal Services Bill, my noble friend Lady Miller of Hendon had a real struggle with the noble Lord, Lord Sainsbury, over a report from the Audit Commission. The noble Lord pretended, first, that it did not exist, and then that Ministers had not given any view when it

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  was perfectly clear from the leaked document that the department had given a view. In fact, a Question was asked on that the other day.
  It was entirely unsatisfactory that Parliament was being asked to consider a Bill when a report had been prepared about which everybody knew, but which the Government were trying to pretend they were keeping secret because they would publish it at some time in the future. In fact, that report was important to one of the principal issues in the Bill. The Audit Commission report was duly published. It said exactly what my noble friend said it would say. But the Bill had become an Act and therefore nothing could be done to change what was in it.
  All that was extremely unsatisfactory. We must tie the Government down so that they cannot use the excuse that they intend to publish at some time in the future to prevent publication at a time when it would be of use to the public or, as was the case in relation to the Audit Commission's report, to Parliament itself. So we are being generous in suggesting three months. It is an important provision to impose on the Government to ensure that they do not use, "We are about to publish", as an excuse for not publishing in time. I am pleased to see that the noble Lords, Lord Goodhart and Lord Lester, have tabled an amendment of a similar nature. I beg to move.
  Lord Goodhart: We tabled an amendment in a similar form, with one minor difference; but the principle of Amendment No. 126 seems to us to be absolutely right.
  As Clause 20 stands, it would be possible for a government who received an extremely embarrassing report to say, "We intend to publish this report, but need to consider it and discuss further issues it raises. So the time is not right to publish it yet. It will be published "in due course". "In due course" may be after, for instance, a forthcoming general election.
  It is wholly inappropriate to give any public authority—the Government or any other public authority; the report could affect local government, for instance—the power to delay open-endedly the publication of important information simply because they say that they intend to publish it at some undesignated future date.
  The only difference between Amendments Nos. 126 and 127 is the term "irrevocable … commitment". We felt that it was not practicable to include it. It is difficult to know what "irrevocable" means in this context and what sanctions could be enforced to deal with a commitment that was made in good faith and cannot in fact be complied with. One can imagine various scenarios; for example, a printing strike may make it impossible for a public authority to produce information within the three-month period. It is therefore pointless to include the word "irrevocable". But clearly an authority which gave a commitment to publish within three months and failed to do so without an obvious excuse would find itself in considerable trouble with the media and the public. That would probably be a sufficient sanction.
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  That is an unimportant difference between the two amendments. We are four-square behind the noble Lord, Lord Mackay of Ardbrecknish, on the principle of Amendment No. 126.
  Lord Norton of Louth: I rise to speak to Amendments Nos. 126 and 127. Two problems arise as the provision is presently drafted. One is the open-ended nature of when any publication would take place and the other the fact that there is no commitment to publication at a future time so long as an authority is of the view that it "may" publish at a future date. Both elements need to be constricted.
  I see a potential problem with the amendments as tabled in relation to information that may be regularly published; for instance, an annual or six-monthly report. But the principle embodied in the amendments is absolutely sound. We should find some way of ring-fencing it or making it a requirement that there will be some specific time within which publication will occur, so that an authority cannot say, "We are minded to publish at a future date". That needs to be constrained. The amendments are clearly in the right direction and the Government should make some movement in their direction because, as the clause is presently drafted, it is clearly unacceptable.
  Lord Bassam of Brighton: The Bill as it stands sensibly makes provision for information which a public authority intends to publish to be exempt from the duty to disclose under Clause 1(1). Unfortunately, the amendment limiting the exemption at Clause 20 would include information relating to projects or reports which it would be inappropriate to publish until after a certain time.
  I should like to assist Members of the Committee by providing some examples. First, the Treasury holds information about the performance of different sectors of the economy and information about whether it intends to raise or lower taxes—important information. Such information has an effect on the United Kingdom economy and its release needs to be carefully managed. Secondly, there exist research projects, the findings of which it would be unreasonable, impractical and inappropriate to publish before the project has been completed. Some research projects could easily run for longer than three months, but under this exemption they would have to supply information on request before the project was completed, with the possible effect of nullifying the results of that project.
  Clause 20 allows for those different examples and, combined with the proposed arrangements for the adoption of a publication scheme and the enforcement powers of the information commissioner, provides an effective exemption.
  The clause as drafted provides an exemption from the duty to provide information where there is a present intention to publish and it is reasonable to withhold the information until publication. The applicant should be told of that intention and would be expected to await formal publication. The requirement of reasonableness, which is a fair test,

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  effectively prevents this exemption being used simply as a device to avoid publishing something which might cause embarrassment to Ministers. In order for this requirement to be satisfied, there must be a clear commitment on the part of the authority to publish the information at some defined point in the future, as well as, by definition, a real reason for the withholding of the information.
  Lord Goodhart: The Minister referred to some defined point in the future, but is it not the case that Clause 20 refers to,
  "publication … at some future date (whether determined or not)"?
  Lord Bassam of Brighton: I take the noble Lord's point, but there would come a stage where there would have to be a definite date for publication.
  The information commissioner will be able to determine whether an authority has acted properly in applying this exemption, including forming her own view on whether the authority intends to publish the information and whether it is reasonable to expect the applicant to wait until then. We should not forget that the public interest test will also apply to information which is exempt by virtue of Clause 20. There can be no doubt, therefore, that the Bill as it stands will guarantee the disclosure of such information.
  That is the way in which we see the scheme working. I hope that that explanation will have encouraged Members of the Committee, who undoubtedly have been moved by the right spirit in terms of the culture of the Bill, not to move their amendments.
  Lord Goodhart: The examples which the Minister gave referred in particular to economic and fiscal policy in the Treasury. Would not that in any event be covered by the exemption under Clause 27? Is it not the case that anything which would be seriously damaging to the public interest would be covered by a different exemption?
  Lord Bassam of Brighton: In many circumstances, yes, it would; nevertheless the example has some real application.
  Lord Lucas: The Minister also gave research as an example. He may not be as familiar with the situation as I, but he may remember that it was a major problem in the early days of the BSE epidemic. The Government, particularly MAFF, chose to withhold a great deal of statistical information about the course of the epidemic because it was the subject of their own research and eventual publications, supposedly. The situation was not revealed until the mid-1990s when for the first time the information was given to outside bodies. We then began to see that using the same information it was possible to draw completely different conclusions from those drawn by the MAFF researchers.
  That was one of the principal causes of the wrong decisions which the government then made. The information had been withheld by—had been kept
  1246
  within—the MAFF scientists as part of their research project rather than being allowed out into the wider world. The Minister should be very careful about saying that that is a precedent which this Government want to follow.
  6.45 p.m.
  Lord Bassam of Brighton: I certainly have not said that. Throughout the time of the previous government's problems with BSE, there was in place a toothless code of practice on freedom of information. It did not greatly help the public or the interests to which the public rightly looked to protect them.
  I believe that had the current Bill then been an Act the public would have felt a greater measure of protection and would have had at least the confidence that a regime worked to produce the information.
  The noble Lord referred to research in general. I ask him whether it would be in the public interest to produce research which was incomplete, not properly formed or formulated? Yesterday I answered a parliamentary Question about the research on cannabis and its possible medicinal uses. I am sure that early parts of the research could be forced into the public domain but should that be the right way of approaching an issue which must be properly science-led? My argument would finally come to the conclusion that it should not be.
  We must tread very carefully in these areas. That is why I believe that the scheme we intend to operate, as set out in the legislation, is sensible, practicable and workable.
  Lord McNally: The Minister provoked us with yesterday's Question, but is not that a classic example? If the Government sit on research and make their own judgment, perhaps motivated by other politically-led judgments, the general public do not have an opportunity to assess it. I do not see the problem with opening up research findings to public scrutiny, other than that people might make judgments different from those made by the Government.
  Lord Bassam of Brighton: It will come as no surprise to the noble Lord to know that I see no problem either, particularly in the case of GW Pharmaceuticals, the case to which I referred. It expects to complete its research in 2002. It is irritating that we must wait for that but, in order for it to be properly formulated so that we can make reasoned judgments and people can join in the debate, that is only right and proper. If we attempt to pick things off in a partially formulated way and perhaps hide behind FOI to do exactly that, the public interest will not be served.
  Lord Mackay of Ardbrecknish: The only people hiding behind FOI are the Government. I began to be convinced by a bit of the Minister's argument, but I am afraid that it fell away at the end. Almost daily we read in newspapers information about research which is not fully completed. Work is still being done on the research, but we read bits about it, especially as

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  regards medicine, pharmaceutical products and the like. Claims about "wonderdrugs" for curing cancer spring to mind, and they arise time and again. Journalists, the medical profession, and the public treat them with hope but also with a good deal of scepticism. I am not in the least convinced that if a research project is ongoing some of the preliminary findings must be kept secret until the final report is published. If that final report takes years and years, some of the preliminary information which might be of interest and use will be hidden from the public for years.
  I am not in the least convinced, and I noticed that the Minister did not address my complaint about the Audit Commission's report and its impact on our discussions on the Postal Services Bill in July, before the Recess. If the report had officially been made public and the Minister had been forced to own up to it, in Committee and eventually on Report and at Third Reading your Lordships' House might have taken a different view of the amendments tabled by my noble friend Lady Miller. They would certainly have taken a different view of the arguments put forward by the Minister, the noble Lord, Lord Sainsbury.
  As regards my amendment, I fully accept—I would be unwise not to—the advice I have received from the noble Lord, Lord Goodhart, that the word "irrevocable" is perhaps not the wisest to use. I fully see that his amendment is better than mine. However, we shall have to return to the issue because the Minister, instead of persuading me that I had no argument, managed to persuade me that there was a great deal in it and that we may need to pursue the matter when we have devised a tighter wording. We can then answer a few of the legitimate concerns raised by the Minister in reply. Frankly, some of the concerns which were, to put it mildly, less than legitimate did not improve his argument in any way. I am not impressed by the thought that government might keep things secret on the basis that at some time in the future they might want to publish the final paper. I do not believe that that is a reason for keeping secret matters that should be made public.
  Lord Bassam of Brighton: Perhaps the noble Lord is a little curmudgeonly in his response. He failed to address the issue on which I concluded: the public interest test. Clause 20 does not allow an arbitrary and unchallengeable decision to be taken by an authority. A commissioner can overturn it if reliance on Clause 20 is unreasonable and the public interest test applies. The noble Lord needs to take account of that. These matters can be tested by the commissioner. Therefore, the Bill has real teeth to put these matters under the spot light and give them the kind of scrutiny which the public quite rightly demand.
  Lord Mackay of Ardbrecknish: The cavalry has perhaps delivered a slightly better argument than the main force. I am still not sure that I am convinced. We shall obviously take into account the Minister's response when we consider whether to return at Report stage with a better amendment. We may table
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  an amendment more along the lines of that in the name of the noble Lord, Lord Goodhart, or perhaps even one that addresses some of the legitimate concerns put forward by the Minister. For the moment, I beg leave to withdraw the amendment.
  Amendment, by leave, withdrawn.
  [Amendment No. 127 not moved.]
  Lord Lucas Lord Lucas moved Amendment No. 128:
  Page 12, line 6, leave out subsection (2).
  The noble Lord said: In moving Amendment No. 128 I shall not speak to Clause 26 stand part. That is really a different argument which arises in its proper place in the Bill. Nor shall I address any of the other amendments in this group, unless it is in response to anything that the Government may wish to say, because at this stage I am concerned entirely with the general argument as to how the power neither to confirm nor deny is to be used in the operation of the Bill. It may be that as one comes to understand the position of the Government it will be sensible to speak to the other amendments either now or in their place in the Bill, but that decision is left for the end of the argument.
  Perhaps I should rehearse my understanding of how the provisions of Clause 15 of the Bill will work to ensure that I do not proceed on an entirely false premise. The basic arrangement with exempt information is that if the public authority believes that information is exempt it will inform the applicant of that fact, and why it believes the exemption applies. If appropriate, it will then say that it is, however, considering whether it should be released under the public interest test. That may take a little longer to come through, but at the end of the day the member of the public will receive an answer. He will know that the information exists, that the process has been gone through and what stage it has reached. To understand that seems to be a reasonably straightforward affair.
  That is not so when one comes to the duty to confirm or deny. According to the wording of Clause 15, it appears that the duty to confirm or deny must be referred to in what the public authority says to the applicant when the duty comes into play. When the public authority believes that that duty does not apply it does not mention anything to do with the duty either to confirm or deny. The duty arises only when a question is asked which raises matters that fall within the ambit of the duty to confirm or deny. To take an example, in another place the Government might be asked whether they had considered the possibility of a particular form of taxation. The Government might not wish to be drawn on the fact that there had been a paper on the subject. They might reasonably wish to say that as a matter of practice they neither confirmed nor denied whether various aspects of taxation had been considered.
  However, there is a problem when one considers how that works with the public interest test. If the public authority goes through the process of deciding whether under the provisions of the public interest test the existence of a document should be acknowledged,

  1249
  or that it should be released, there is a duty under Clause 15 to state that fact, but it cannot do so because at this moment it denies its very existence; it cannot say that it is considering whether the public interest test should apply. That arises only if there is a document, and the public authority is not in a position to admit its existence. I believe that there is a potential for confusion in the operation of the provision.
  I also have a good deal of concern as to what wording is to be used. The fact that one refuses to tell a member of the public whether a particular document exists may come as an affront. The member of the public may believe that the Government are being secretive. How the decision is expressed is very important. I have not seen the wording in writing anywhere and I should very much like to see it.
  One comes to the question of how frequently this provision will be used. The Government have adopted the strategy, as one sees from the immense number of potential amendments in this group, of being able either to confirm or deny in the case of almost every exemption. It is, therefore, possible that all manner of public authorities will use this provision on all kinds of occasions. I take some examples instanced by the Campaign for Freedom of Information. Safety inspectors will not have to reveal when they last inspected a dangerous site; whether they took readings or measurements; whether their visits were announced to owners in advance or made without warning; whether they looked at parts of the premises about which the request is concerned; or whether they were satisfied or dissatisfied with what they found. That is explicitly permitted under Clause 28(3). Ministers would not have to say whether they had received the report of a statutory inquiry, made private submissions to it or intervened in legal proceedings, for example by signing a public interest immunity certificate. That is permitted by Clause 33. In that case there would not be a public interest test.
  Given the widespread incidence of this clause in the Bill, at present one has an invitation to be evasive which is not balanced by a duty to assist, which may help to offset such an influence on civil servants. If this provision is widely used potentially it will cause the public to believe that the effects of the Bill are being avoided. It also means that the information commissioner will be overloaded with work. When one receives the reply that something is neither confirmed nor denied, which indicates that the subsection is in use, one must go to the commissioner. If the matter is at all questionable, or one does not immediately understand why it should be subject to the "neither confirm nor deny" rules, one must go to the commissioner to find out if there is even any information. The automatic response of anyone who receives what he believes to be an unjustified response under this heading is to go to the commissioner; he has no other route open to him.
  If the provision becomes widely used there is a danger that the commissioner will be completely overloaded and there will be lack of trust in the legislation by those who use it. At present I do not see
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  any provision either in the Bill or the code which prevents authorities from making frequent use of a widespread power in the exemptions in the Bill. I want the Bill to be a workable and successful measure in which the public can have confidence. I believe that the use of the duty either to confirm or deny in inappropriate circumstances will very quickly poison the public's attitude to the Bill. I beg to move.
  7 p.m.
  Lord Goodhart: My noble friend Lord Lester and I have added our names to this amendment. We go most of the way with the noble Lord, Lord Lucas, on this group of amendments but not all the way. We think there are some circumstances where there should be no requirement to confirm or deny that the information is held. One example is Amendment No. 204, which is an amendment to Clause 36, dealing with health and safety. Clause 36(1) states:
  "Information is exempt information if its disclosure under this Act would, or would be likely to—(a) endanger the physical or mental health of any individual, or b) endanger the safety of any individual".
  Subsection (2) goes on to state:
  "The duty to confirm or deny does not arise if, or to the extent that, compliance with section 1(1)(a) would, or would be likely, to have either of the effects mentioned in subsection (1)".
  There are certain possible circumstances in which the mere disclosure that information was held would be a potential danger, either to someone who would be seriously upset—mentally perhaps—by the realisation that such information was in the possession of a public authority, or to someone who had supplied the information. The fact that that was known might induce someone to take steps against him. Therefore, we would not necessarily be in favour of a blanket removal of all these "confirm or deny" subsections.
  There are a number of subsections where there is a harm test; namely, where it is said that there is no duty to confirm or deny, where the confirming or denying would give rise to the damage which the clause was intended to prevent. There are very few cases in which it is realistic that the refusal to confirm or deny is necessary to prevent the damage which the clause is intended to prevent. But if it is conceivable that there might be some cases, so be it, because it will affect only a tiny minority of cases, if any.
  There are a number of amendments in the group where there is no necessity to have a refusal to confirm or deny. Indeed, there is no justification. I refer to Amendment No. 128, which deals with Clause 20. We have already discussed that clause. It deals with holding information with a view to future publication. I cannot see that subsection (2) is remotely necessary because if one is required to disclose that information exists, it is impossible to see that that would imperil the purpose for which Clause 20 is intended.
  Amendment No. 137, which relates to Clause 26, is another unjustified amendment. That clause deals with information that would prejudice relations between different administrations in the United

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  Kingdom. However, I think the real argument there is that the whole clause should not exist. Amendment No. 156 relates to Clause 28. Clause 28(3) states:
  "The duty to confirm or deny does not arise in relation to information which is (or if it were held by the public authority would be) exempt information by virtue of subsection (1) or (2)".
  I find it difficult to see that that is an exemption which is justified.
  Finally, Amendment No. 176 seeks to delate subsection (2) of Clause 33. Clause 33 is the well-known clause which deals with the advice to government. It is extremely difficult to see why it should be necessary in that clause to have a subsection which provides that there should be no duty to confirm or deny whether such information exists. It is not a question of revealing the content of the information. It is quite unjustifiable to say that there should be no disclosure in such a case even that the information exists.
  Therefore, while we do not agree with the noble Lord, Lord Lucas, on all his amendments, we agree with him on a significant number of them.
  Lord Mackay of Ardbrecknish: I think I shall satisfy myself by going along in the wake of my noble friend Lord Lucas and the noble Lord, Lord Goodhart, on this issue. Both noble Lords have posed some fairly difficult questions to the Minister. In certain cases of security and the like I understand why confirming or denying might be information enough for whoever was looking for it.
  I can also understand—as my noble friend pointed out—that in the run-up to a Budget people might jump to conclusions if the Treasury were forced to confirm that it had a paper on some kind of tax. Even if the paper concluded that there was no way on earth one should be paying that tax, people would spring to the conclusion that the Government were about to introduce it. So I can understand that. But, as the noble Lord, Lord Goodhart, illustrated, there are some parts of the Bill where the justification looks pretty thin. Perhaps thinnest of all is Clause 20 which deals with information which may be about to be published. If you are not going to confirm or deny its existence, it is quite hard to prove that it is about to be published. I think that the Government should look seriously at the blanket they seem to be imposing on various aspects of the Bill when they say they will neither confirm nor deny information.
  Lord Norton of Louth: Perhaps the Minister would indicate how we are to proceed following the comments of the noble Lord, Lord Lucas. Given all that is encompassed in this grouping, there is the danger of the debate becoming misshapen. I thought I would raise that point before the Minister responds. The debate on Clause 26 stand part is probably best taken in the normal order rather than the Minister responding to that now.
  Lord Falconer of Thoroton: I understand the concern and agree with it. The noble Lord, Lord Lucas, said
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  that Clause 26 stand part should be dealt with entirely separately. We agree. It raises completely different issues.
  Perhaps I may deal with the points which have been raised. I think that Members of the Committee understand what the purpose of the "confirm or deny" provision is. The essential obligation created by Clause 1 is that where an applicant asks for information, the public authority first of all is obliged to tell him whether or not the information exists and if it does to communicate that information to him.
  The public authority is not obliged to communicate the information if it falls in any one of the exemptions. Each one of the exemptions has its own justification. We shall discuss that justification when we come to each one of them. But they are there. The exception to the duty to confirm or deny in every case is a logical adjunct of the existence of the exemption.
  The clearest and easiest example is endangering the defence of the realm. You do not have to communicate information which endangers the defence of the realm. Nor do you have to confirm or deny whether such information exists when, if you did confirm or deny its existence, that in itself would endanger the defence of the realm. I give the obvious example. "Do you have detailed information concerning the chemical warfare capacities of the following countries?"; and then a list of countries is given. It could well damage the defence of the realm if one indicated the extent to which one had that information.
  That is the structure of the Bill. Whatever one thinks of the individual exemptions, it is a plainly sensible structure. In each case one can debate the merits of the exemptions, but that is the way it is cast. The noble Lord, Lord Lucas, had already alerted me to the fact that he was concerned about how this would operate in practice. That was the burden of his speech to the Committee. He was concerned, first, about how often it would be used, and, secondly, about the extent to which it would cause difficulties in relation to applicants applying for information. The structure of the Bill is such that an individual public authority is obliged under Clause 15 to state, if it is relying on any exemption, that it is relying on that exemption and why the exemption applies. Equally, it must say whether it is relying on the confirm or deny exception in relation to that exemption. So there will be no doubt in the mind of the applicant whether the position is that he is being told that it is an exempt document or he is being told that it is a case where the public authority does not have to tell him whether the document exists. In each case the applicant has to he told why that is the position.
  In respect of those exemptions where what was Clause 13 applies—public interest balancing—in the same notice or in a subsequent notice, the public authority has also to say that it has exercised that discretion. If the discretion falls down in favour of disclosure, it has to explain that. If it says that the balance comes down not in favour of disclosure, it has to say why. Likewise, where exercising that discretion in relation to the question, "Should it confirm or deny

  1253
  that the document exists?", it has to explain why the public interest in not answering the question outweighs the public interest in answering the question. There is a clear obligation on the face of the Bill for the public authority to indicate whether an exemption applies or whether it is the exception; namely, the public authority does not have to say whether the document exists. In relation to what was Clause 13, it has also to explain, if it does not intend to override the exemption, why it does not intend to override the exemption. If it is a case where it has decided not to say whether the duty to confirm or deny arises, it has to explain why it does not intend to override the exemption in relation to the obligation to say whether the document exists.
  So there will never be confusion. I cannot give the Committee the exact words because there is no prescription in relation to the exact words. But there is a duty to go through all those stages clearly. There is no need for the information commissioner to come in at any stage if the answer is favourable. The applicant can make up his own mind on the basis of the reasons given when he sees the reasons given. If he is not satisfied with any of the answers given, he can apply to the information commissioner.
  Lord Lucas: I am grateful to the noble and learned Lord for giving way. The difficulty arises under Clause 15(2). Let us suppose that we have an exemption which is not an absolute exemption. The first reply of the public authority is, "We have no duty to confirm or deny whether there is any such information". But then, under Clause 15(2), it goes on to say, "But we are considering whether to release the information under the public interest clauses". If it says, "We are considering whether to release it under public interest clauses", it is saying that the information exists. It cannot say, "But we are continuing to look at the public interest side", if there is no information. By saying that it is continuing to look at the public interest, it is admitting that the information exists.
  Lord Falconer of Thoroton: The public authority says in relation to stage one, "I am entitled not to answer the question about whether or not the information exists". Either it then says, "Under Clause 13 I am not going to depart from that for the same reasons", or it says it in a different notice.
  Lord Lucas: Clause 15(2) is worded:
  "Where, at the time when the notice under subsection(1) is given".
  At the moment the public authority gives the notice that says that it neither confirms nor denies, it has to say whether it is continuing to consider the matter under the public interest terms. But it cannot possibly be considering the matter under the public interest terms unless there is something to consider. Therefore it is saying that the information exists. There is a problem here. If there is no information, there can be no public interest question. But if there is information, there can be a public interest question. So if the public
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  authority answers that there is a public interest question still to be resolved, it is admitting that there is information.
  7.15 p.m.
  Lord Falconer of Thoroton: I simply do not understand that. Let us suppose that the question is, "Can you please provide all information you have on the chemical warfare capacity of country X?" Let us suppose that there is no information in relation to that. Let us suppose that, because there is no information, that in itself is damaging to the defence of the realm. I say at stage one, "I am not obliged to say whether I have that information", as it is clear that it would damage the defence of the realm. Then, at the Clause 13 stage, I have to decide whether, although it might damage the defence of the realm, the damage is sufficiently insignificant to allow me to answer the question. The fact that I say that I am going on to consider the question under Clause 13 but I have not yet come to an answer does not indicate whether there is any information. So I simply do not understand the noble Lord's example. The fact that there can be a pause between the two—other interests might need to be consulted before one could decide whether Clause 13 applied—is a perfectly legitimate way to proceed. Although, with the greatest respect to the noble Lord, what he said sounded neat, if one thinks it through, there are circumstances where the pause is both sensible and worth while.
  Lord Mackay of Ardbrecknish: I have been listening to this exchange with interest. If the information was published in a newspaper, does the noble and learned Lord think that the public would draw the conclusion which he rightly and understandably invited us to draw? Having no information may be something we do not want to divulge either. I have a suspicion that the net result of the two questions will be that the public will come to the conclusion that there is information and the Government want to hide it.
  Lord Falconer of Thoroton: What we are trying to address here is the policy. In the example I have given I do not think that the Committee would have much difficulty in understanding our approach. The fact that in certain circumstances the public draw certain conclusions may be unfortunate in some cases. But it may be necessary—for example, in relation to the defence of the realm—to deal with the question in that way. From time to time one may have to put up with misunderstandings. I hope that that is not the position.
  I concede that this power could be used in both circumstances; first, when there is no information—I have just given an example—and, secondly, where one is trying to protect an informer and the question is, "Can you please provide all information you have by way of communications from X concerning Y?", X being allegedly an informer. In that case people, whose motives for making applications we cannot examine, are seeking to discover whether X is an informer. That is a good example of where one

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  would want to say, "We neither confirm nor deny whether we have any such information" and, it is to be hoped, people would draw no inferences from that.
  What we are trying to do is to think through the policy and come to the right conclusions. That is the basis of the confirm or deny approach. I have set out the process that has to be gone through. I cannot give the exact words that will be used in every case. But the fact that on the face of the Bill there is an obligation to go through all those stages ensures that there will be clarity.
  In relation to the specific points that were raised in our debate, Clause 20 concerns circumstances where there is no obligation to disclose under the freedom of information legislation because disclosure will be made at a future date. Various detailed points have been raised on that, but what the Bill states here is that,
  "The duty to confirm or deny does not arise if, or to the extent that, compliance with section (1)(1)(a)"—
  namely, the duty to confirm or deny—
  "would involve the disclosure of any information which falls within subsection (1)".
  The body should not be bounced into giving information early by being asked a variety of questions concerning whether certain kinds of information in fact exist.
  If one accepts the principle of such an exception as outlined in Clause 20—albeit that noble Lords have thought of ways in which to improve it—then Clause 22 follows logically from there.
  So far as concerns the courts, Clause 29 aims to prevent parties to criminal proceedings attempting to secure information which would not be available to the court process. Whether such information exists might he relevant in certain circumstances.
  As regards the balance of the clauses, at each stage it is necessary to identify the purpose of the exemption. If the exemption survives, then it is necessary to put in place the supplementary power.
  I hope that I have made clear the basic argument. Should any noble Lord wish to return to an individual example, perhaps the right course would be for me to respond to any specific points made.
  Lord Lucas: I thank the noble and learned Lord for that answer. I should like to raise two points. First, the noble and learned Lord has advanced the interesting argument that the lack of any information is in itself information. In principle, I agree with that. I can see how, in the example put forward by the noble and learned Lord; namely, in Clause 24, the fact that there is no such report is information and of itself information which might be likely to prejudice matters mentioned in subsection (1).
  However, I have more difficulty with that construction when we come to Clause 28. The duty to confirm or deny is phrased differently here. The duty does not arise in relation to information which is exempt information or, if it were held by a public authority, would be exempt information by virtue of the subsection. The absence of information is less
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  obviously "information" in the context of that subsection. However, I shall not tax the noble and learned Lord further on that point. Suffice it to say that I hope that he will run it by his legal eagles to ensure that the wording of the subsection will stand up.
  Perhaps I may return to the main question here; namely, how often will exemption be used and what will be the real controls on it? Obviously, occasions will arise when it ought to be used but, equally obviously, such occasions should be pretty infrequent. If a public authority takes to using this exemption clause frequently, what mechanism is in place to stop it from doing so?
  Lord Falconer of Thoroton: I shall address first the court example cited by the noble Lord. If the provisions were not in place, where an investigation was being conducted, the defence would be able to find out precisely all the lines of inquiry that have or have not been followed by an investigating authority. That should be a matter for the court to decide, rather than any provisions under the Freedom of Information Bill.
  On the point of how often exemption will be used, of course I am not presently in a position to say. It will depend on the nature and number of applications that are made. What is more important is that it is essential to ensure that a sensible approach is adopted here. To that end, I believe that the approach adopted by the Government in the Bill in relation to applications is sensible.
  Lord Lucas: I am grateful to the noble and learned Lord. I beg leave to withdraw the amendment.
  Amendment, by leave, withdrawn.
  Clause 20 agreed to.
  Clause 21 [Information supplied by, or relating to, bodies dealing with security matters]:
  Lord Goodhart Lord Goodhart moved Amendment No. 129:
  Page 12, line 12, at end insert (", and its disclosure would prejudice the functions of any of those bodies").
  The noble Lord said: The intention behind this amendment is to apply a harm or prejudice test to Clause 21, which deals with information supplied by or relating to bodies involved in matters of security. Of course it is inevitable that services of this kind will be given some degree of exemption from freedom of information. However, unlike the proposals contained in the UK Bill, the security and intelligence services in the USA, Canada and New Zealand are not entitled to absolute exemption and are subject to the laws governing freedom of information.
  The exemption in this case applies regardless of whether disclosure would harm national security or the work of the specified bodies. Furthermore, it applies automatically merely because information has passed through the hands of those bodies. In fact, nowadays the various security services are, to an increasing extent, taking on work that would in the past have been the responsibility of the ordinary police services. For example, the security services have been involved in security audits of departments such as the

  1257
  Department of Social Security, as well as in conducting investigations into large-scale benefits fraud.
  The National Criminal Intelligence Service deals with football hooliganism, among other things. I appreciate that certain information concerning football hooliganism might be such that it is in the public interest that it should not be disclosed. Football hooligans might then devise ways of getting round the restrictions imposed by the recent Act. However, it seems unlikely in the extreme that there is no information relating to football hooliganism which could not be disclosed without harm to the public. In those circumstances, it would seem right and proper that the exemption provided by Clause 21 should not be a simple blanket exemption, but that some form of harm test should be applied. I beg to move.
  Lord Lucas: I have tabled two short amendments in this grouping which I believe are self explanatory. Amendment No. 130 picks up on the Scott affair. The noble and learned Lord will recall that the difficulties in which Ministers found themselves arose because they thought that they were obliged to sign ministerial certificates. I hope that I have made it clear that these are certificates to which that rubric should not apply.
  Amendment No. 132 suggests that such certificates ought always to be matters of public record and should not in themselves be secret. I shall be interested to hear what the Minister has to say on that.
  Lord Brennan: I should like to raise a question which springs both from the amendments and from this, the first of 20 exemptions, that we are about to consider.
  I wish to raise the matter of the relationship between this Bill and the administration of justice, both criminal and civil. I invite the Minister—either at this stage or on Report if that is thought to be more appropriate—to confirm and clarify that nothing in the Bill could affect the existing powers of a court, whether criminal or civil, to require the production or disclosure of documents or material relevant to the conduct of a defence or a prosecution.
  Perhaps I may cite two examples. First, in the Matrix Churchill case, it was coincidental that a line of inquiry started into certain documents was the one that, in all likelihood, eventually led to the acquittal of the defendants. In that trial, the judge overrode ministerial certificates. Secondly, in the civil arena, in the HIV haemophiliac claims, children contracted HIV after being given, within our National Health Service, blood plasma tainted with the virus. Before it came to trial, that claim led to an application from the health ministry to disclose the material relevant to the circumstances in which it had decided to choose, and then to continue using, the affected plasma. The Court of Appeal in that case—one member of which was the present senior Law Lord, the noble and learned Lord, Lord Bingham—robustly rejected the idea that there could be any significant public interest affecting matters of health in a case like that such as would justify non-disclosure.
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  Those two examples illustrate, I hope, the need, not only during proceedings—where a judge may make an order before trial or at trial—but prior to proceedings, for those affected to find out relevant information in the interests of justice in conducting a case.
  The present clause, the one following it and others, include the use of a ministerial certificate. I therefore invite the Minister to avoid any confusion among the lawyers who might have to deal with this. This Bill does not affect the administration of justice as I have analysed it.
  7.30 p.m.
  Lord Lester of Herne Hill: The noble Lord, Lord Brennan, has raised an important issue. Perhaps in his reply the Minister will consider whether on Report we should include language similar to that in the Defamation Act, which makes it clear that nothing in that Act is intended to affect the common law. That has been a beneficial provision because it has enabled the courts to carry on their function of declaring the common law without being inhibited by anything in the statute.
  I remember in the Spycatcher case, where I appeared for the newspaper, an attempt by the then Attorney-General to use the Official Secrets Act to cut down the law of confidence. He failed. I think in the Crossman diaries case a similar attempt was made—or floated anyway. I can see that the noble and learned Lord, Lord Archer of Sandwell, is not sure whether I am right about that.
  Lord Archer of Sandwell: I am grateful to the noble Lord. I intervene only to say that I am relying on a very defective memory.
  Lord Lester of Herne Hill: My memory is terribly bad. I am making the same point as the noble Lord, Lord Brennan. It is important that nothing in what is meant to be a freedom of information Act should curtail the powers of the courts as regard open justice and the disclosure of information under their own jurisdictions, criminal and civil. If necessary—unless we are clear about it—the Bill should say so.
  Lord Falconer of Thoroton: There are four points here. First, as regards the amendment of the noble Lord, Lord Goodhart, he suggests making the absolute exemption subject to a harm test or a prejudice test in relation to the security services. We disagree with that as a matter of principle. To include such a test would give the impression that information of this kind could be disclosable. In reality, it is very unlikely that information relating to the work of those services could be disclosed without causing harm or seriously damaging the work they do or their purpose. The Government believe that it is more honest to give an absolute exemption. That is our present view in relation to that policy.
  The noble Lord, Lord Lucas, raised the question of whether the Minister is obliged to sign the certificate. He is not obliged to sign the certificate. It is a matter for the Minister.

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  The noble Lord, Lord Lucas, then raised the question of whether the exemption certificate could ever conceivably be itself exempt under any such exemption. I cannot conceive that that would be the case. The purpose of the evidential certificate proving the exemption is that it is intended to be produced in public to the information commissioner or to the appropriate authority. I cannot conceive that it could be exempt because it is intended to be made, in effect, public.
  The fourth point was raised by the noble Lord, Lord Brennan, and supported by the noble Lord, Lord Lester. The circumstances in which the court will, in effect, override an assertion of public interest immunity are entirely matters for the courts. It is a regime entirely separate from the Freedom of Information Bill. The tests applied by the courts will be broadly different because they will be balancing the interests of a fair trial against whatever reasons are advanced for not producing the documents.
  Moreover, the question about fair trial and production in the context of court proceedings is an issue between two parties, one of whom may be a state party—for example, because it is the prosecuting authority—but that issue is entirely separate from those raised by the Freedom of Information Bill.
  The noble Lord, Lord Lester, suggested that we should put that on the face of the Bill. With respect, I do not think that that is either necessary or appropriate. The clarity with which the two are divided is sufficient without any need to amend the Bill. In the light of my remarks, I hope that the noble Lord will feel minded to withdraw his amendment.
  Lord Goodhart: I beg leave to withdraw the amendment.
  Amendment, by leave, withdrawn.
  [Amendment No. 130 not moved.]
  Clause 21 agreed to.
  Clause 22 [National security]:
  [Amendment No. 131 not moved.]
  Clause 22 agreed to.
  Clause 23 [Certificates under ss. 21 and 22: supplementary provisions]:
  [Amendment No. 132 not moved.]
  Clause 23 agreed to.
  Clause 24 [Defence]:
  [Amendment No. 133 not moved.]
  Clause 24 agreed to.
  Clause 25 [International relations]:
  Lord Mackay of Ardbrecknish Lord Mackay of Ardbrecknish moved Amendment No. 134:
  Page 13, line 34, after ("to,") insert ("substantially").
  The noble Lord said: On page 13, line 34, of the Bill, Clause 25 states:
  "Information is exempt information if its disclosure under this Act would, or would be likely to, prejudice—
  (a) relations between the United Kingdom and any other State"—
  and so on. The amendment seeks to insert the word "substantially". The clause would then read,
  "would, or would be likely to, substantially prejudice".
  The Committee seems to be full of lawyers at the moment, including the noble and learned Lord, Lord Falconer. I am reticent to wax too eloquent on this particular issue because I have no doubt that it will bring some interesting legal arguments with it.
  Proposals for a freedom of information Bill were discussed by the Scottish Executive. In relation to a harm test, paragraph 4.11 of its consultation document states:
  "We propose that the harm test be demanding and that it be whether disclosure would, or would be likely to, substantially prejudice the matter set out in the exemption in question. Our use of 'substantial prejudice' is intended to make clear that information covered by a content-based exemption should be disclosed unless the prejudice caused by disclosure would be real, actual and of significant substance".
  To the layman, therefore, there must be some difference between simple "prejudice" and "substantial prejudice".
  The document continues:
  "The use of the term 'substantial prejudice' may of course not suit every circumstance and the wording of individual exemptions may need to be tailored to the specific subject matter at hand".
  Perhaps that is what the Minister will argue. But, reading the exemptions, it seems to me that if "substantial prejudice" is a more severe test than "prejudice", it should be applied in this case.
  If it will bring the Liberal Democrat Benches to my side on this issue, dare I say that the signatory to this document is the Deputy First Minister—currently, I am afraid, acting as First Minister because of the circumstances—and Minister for Justice, Mr Wallace, who belongs to the Liberal Democrat Party? With that explanation, I beg to move.
  Lord Brennan: I intervene not to support the amendment, but to invite the Minister, in responding, to clarify for my benefit, if I have not properly understood the Bill, the relationship between Members of this House and the other place when they request information compared with the ordinary citizen who requests information. That may occur by parliamentary Question, but it can often be done by correspondence. The Scott inquiry can be cited as an example to test how this clause will work.
  Members of the Committee will remember that material was kept from the House by Ministers, particularly in response to parliamentary Questions.

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  Lord Justice Scott described their Answers as "inaccurate", "inadequate" and "misleading". He went on to state in his report:
  "The answers … failed to inform Parliament of the current state of government policy on non-lethal arms sales to Iraq. This failure was deliberate and was an inevitable result of the agreement between the three junior Ministers that no publicity would be given to the decision to adopt a more liberal, or relaxed, policy".
  Lord Justice Scott said that he had,
  "come to the conclusion that the overriding and determinative reason was a fear of strong public opposition to the loosening of the restrictions on the supply of defence equipment to Iraq and a consequential fear that the pressure of the opposition might be detrimental to British trading interests".
  That is a material example. I am grateful to the Campaign for Freedom of Information for pointing out to me that there are no fewer than six different ways in which the government at the time could have used this Bill to protect their position. My question to the Minister—one of several examples of which I have given him notice—is this. Using this example in relation to this particular clause, is he able to reassure the Committee—I am sure he can—that the circumstances of the Scott inquiry would not recur through a government being able to use the provisions of this Bill to protect their internal position?
  Lord Bach: I beg to move that consideration of Amendment No. 134 be adjourned.
  Moved accordingly, and, on Question, Motion agreed to.
  Lord Bach: With gratitude to all sides of the Committee, I suggest that the proceedings be resumed at 8.30 p.m.
  [The Sitting was suspended from 7.43 to 8.30 p.m.]
  Lord Lester of Herne Hill: In speaking in support of Amendment No. 134, I wish to address Amendments Nos. 139 and 159 standing in the name of the noble Lord, Lord Mackay of Ardbrecknish, and also Amendments Nos. 216 and 361 standing in my name and that of my noble friend Lord Goodhart. If I make a single speech, that will dispense with the need to make others later.
  I say at the outset that we on these Benches regard this as one of the two really important issues that will arise in the remainder of the debate this evening, and perhaps in the remainder of the debates in Committee altogether. I shall argue that for reasons of legal certainty and "changing the culture", to use the Government's helpful expression; helping the individual citizen to enjoy his or her right of public access; and giving sufficient weight to the right that is enshrined in this Bill, one should make clear in these amendments the nature of the harm that needs to be balanced against the basic right of access to information about the workings of government and public authorities.
  I remind the Committee of the way that this pattern of amendments covers the matter. The amendment to which the noble Lord, Lord Mackay, has spoken deals
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  with international relations and argues that there should be a substantial prejudice test in relation to that exemption. Amendment No. 139 deals with the economy and again argues that there should be a substantial prejudice test. Amendment No. 159 deals with law enforcement and again argues for a substantial prejudice test.
  Amendment No. 216, which stands in my name and that of my noble friend Lord Goodhart, concerns commercial interests and again argues for a substantial prejudice test. Amendment No. 361 would define prejudice throughout the Bill as prejudice which is real, actual and of significant substance. As it stands the prejudice test used in the Bill is weaker than the substantial harm test that was proposed in the Government's 1997 White Paper, at paragraph 3.7. As the noble Lord, Lord Mackay, indicated, it is also weaker than the substantial prejudice test used in the Scottish Executive's proposals. The proposal of the noble Lord, Lord Mackay, reflects the key principle that restrictions on public access should be imposed only if they are necessary and proportionate. That is the definition proposed in the Scottish Executive's consultation paper, at paragraph 4.11, and, as I say, in the White Paper, Your Right to Know.
  In determining whether the Bill ends unnecessary secrecy in government, three competing interests have to be kept in mind: the public interest in the full and fair disclosure of information; the individual's privacy interest as regards personal information; and the Government's interest in non-disclosure to protect the integrity of their operations in governing on behalf of the people they were elected to serve or other public authorities. Those three interests and the need for a careful balance between them were recognised by the Home Secretary in his statement on freedom of information in the other place.
  The Government, in my view, achieved the right balance of interests in their White Paper. The logic of the White Paper was that it contained few blanket exemptions and instead proposed a broadly applicable test of substantial harm to be used across the board and in a way that would take into account special factors in particular areas covered by some exemptions. The process is akin to that found in European Community law, European Convention law and domestic constitutional law where a general principle has to be applied to a specific factual context. It is also the approach used under the Data Protection Act, as confirmed by the noble and learned Lord, Lord Williams of Mostyn, in a Written Answer to me of 8th April 1998 where he made clear,
  "According to the consistent case law of the European Court of Justice, in the application of Community law the guiding principles, which include proportionality and legal certainty, must be observed by the courts".—[Official Report, 8/4/98; col. W A 129.]
  Of course that is not what the Data Protection Act said, which is why I probed in the Question and received a clear and useful Answer. It is also the test used under the EC data protection directive. It is therefore incorrect for the Government to suggest—as they did in their consultation document, at

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  paragraph 32—that a substantial harm test would be inconsistent with the directive because the directive expressly recognises the need to balance by way of a necessity test the right to receive and impart information with other fundamental rights.
  We take issue with the Government's revised view that a single omnibus substantial harm test cannot work properly for the range of separate exemptions proposed because that is precisely what occurs here, in Europe and across the Commonwealth in determining a fair balance between the right to free expression, including the right to receive and impart information, and competing interests and rights. The substantial harm test was the equivalent of the well-known European principle of necessity and proportionality which has been applied by the courts in a body of European, Commonwealth and British case law.
  In the interests of legal certainty we submit that the Government should write their intentions into the Bill rather than leaving it to the courts to reinterpret a vague test. In that way civil servants, public authorities, the ordinary public, the information commissioner and everyone else will know what the standard is. An adjective, whether it is "substantial", "significant" or "serious", needs to be placed before the word "prejudice" to ensure that disclosure is prevented only as the Government have said that they really intend. Without an adjective of that kind, the prejudice test is simply a harm test in another guise and gives no guidance either to the information commissioner or to public authorities on how to address the interests at stake in an information request.
  Furthermore, the choice of a bare prejudice test does not sit well with other UK legislation in the information field. It does not sit well with the test that was put into the Contempt of Court Act in 1981 to give effect to the judgment of the European Court of Human Rights in the thalidomide case. It does not sit well with the Official Secrets Act 1989 which replaced the catch-all approach with specific harm tests. In other words, it is out of line both with European law and with our own statutory and common law approach.
  I move from that general statement to the way in which, step by step, the Bill is now expected to work and to show why this is important. The first step—as I understand the Bill—is that there is a general right of access to information held by public authorities. The second step is that under Part II some information may be exempt. In some cases, in order that the exemption will apply, the information holder has to consider whether the disclosure of the information will cause prejudice to the grounds for exemption, such as defence, international relations or the economy. The third step is that if the information holder decides that disclosure is likely to cause prejudice, the authority may withhold the information unless the public interest override applies. It is only once the information is exempt that the public interest override will apply. The fourth step is to answer the question: is
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  disclosure in the public interest? The fifth step is this: if disclosure is in the public interest, does it outweigh the public interest in maintaining disclosure?
  I hope that I have those steps correct. There are a great number of reasons why a substantial harm test is necessary rather than this very open balancing test. First, civil servants and those working for bodies covered by the Bill, faced by the FoI request, will have first to consider whether any of the exceptions apply in principle. That means that in the majority of cases the first test to be examined will be prejudice. The word "prejudice" is very wide and could be given a number of meanings according to context and the intention of the information holder. It could mean any prejudice at all. If there is no prejudice, there is no need to consider whether disclosure is in the public interest. The public interest test is an override which kicks in only once prejudice has been established.
  The intention of the Government—it is entirely praiseworthy—is to initiate a culture change in the way in which government is conducted. The culture change has to start at the grass-roots level. If the first test faced by a civil servant is that of prejudice—a complex test—it is possible that he or she will err on the side of caution; and that will not promote greater openness. If the civil servant then has to consider the public interest—an even more complex test—that can give even greater scope for confusion. All the while, the requester will be awaiting a clear and quick response in order that the information may be used.
  These amendments, requiring that the prejudice means prejudice that is real, actual and of significant substance—or substantial, to take the word used by the noble Lord, Lord Mackay—are useful because they clarify for the information holder that, in considering whether an exemption applies, openness should be the starting point, and exceptions imposed only when truly necessary. They provide greater guidance to those applying the test; and in making the test clearer in its intention, it will not only increase the likelihood that the move away from closed government will be successful, it will also give the public making the request greater certainty.
  It was for those kinds of reasons, but not mill h such verbosity, that the two Select Committees took this approach. It is quite important; otherwise there will be great complexity and an unnecessarily obscure approach at the initial stage. It is much better that the decision taker understands that prejudice means something more than any prejudice. It means something real and significant, real and substantial. If the Minister replies, "Of course that is what it means", then that is what it should say.
  8.45 p.m.
  Lord Falconer of Thoroton: The amendment, in effect, adds the word "substantially" with regard to the vast number of exemptions which depend on a prejudice test to make them kick in. As the noble Lord, Lord Lester, said, it also contains a definition of what is meant by "prejudice".

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  At the heart of the submissions of the noble Lord, Lord Lester, supported by the noble Lord, Lord Mackay, is this proposition: that "substantial harm" is easier to understand and apply than "prejudice", which is one of the vital steps before one reaches a conclusion on whether to disclose. Although the arguments were set out extremely well, perhaps I may explain why I think that there is a slight misunderstanding on the part of those who believe that that would be the right approach.
  The way that the Bill works in relation to the exemptions which the amendments affect is that, first, the public authority has to determine whether or not disclosure would prejudice, for example, relations between the United Kingdom and any other state. The public authority asks itself the simple question, "If I disclose this document which indicates the greatest disdain being held for certain aspects of another country's activities, will that cause harm to my relations with that state?" That is a very simple question for a public authority to ask. The answer will be either "yes" or "no". If that were the end of the process, I could quite understand an argument which said, "You have to set the test at some level". But that is not the end in any of the exemptions which these amendments affect because the balancing act then has to go on between the public interest in disclosure and the public interest in maintaining the exemption. So, in the example given, does the harm to our relations with state X outweigh the public interest in the public knowing at that time what was going on in that country?
  If you add in some qualifying adjective, you end up in the position where, in this example, you can do harm to international relations between the United Kingdom and the other state. There is no countervailing balance in relation to public disclosure when one examines the matter under Clause 13; and yet one discloses the information. One ends up with a situation where one has prejudiced one's relations with the other state when there is no reason to disclose the information.
  That is the consequence of the arguments advanced by the noble Lord. I think that that is a wrong conclusion. The error that the noble Lord makes is that he forgets that you are determining the prejudice and then working out how it compares against the public interest in disclosure. It is not just a free-standing test; it has to be compared with something else.
  I give three other reasons why I believe that the noble Lord is wrong. Secondly, I do not think that there would be any difficulty in employees of public authorities—civil servants, or employees of local government—understanding what is meant by "prejudice". Thirdly, the word "prejudice" without gloss is used in both the Local Government Act and the Data Protection Act. As far as we know, its application there has caused no difficulty. Fourthly, if you take a phrase or term in this Bill different from, in
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  particular, the Data Protection Act, you will be saying in effect that there is some different test from that which applied in those Acts. That would be wrong.
  For all those reasons, we believe that the right word is "prejudice". It is wrong to gloss it with the word "substantial". The word "prejudice" does not give rise to any problems in relation to its understanding. Indeed, if you did gloss it you would end up in the anomalous situation of sometimes having to disclose things even though they might prejudice international relations, the economy or the defence of the realm when there was no countervailing balance.
  For those reasons, I am not persuaded by the arguments advanced by the noble Lord, Lord Mackay, or the noble Lord, Lord Lester.
  Lord Lester of Herne Hill: Before the Minister sits down, perhaps he could answer these questions which follow from his argument.
  First, does he agree with me that if you simply put in the word "prejudice", which would cover any prejudice however trivial or insignificant, it follows automatically that the decision-taker at that first stage will almost certainly find in almost every case that there is some prejudice, however trivial? If that is right, it hardly ensures a culture of openness. If prejudice can be trivial rather than substantial, the Act invites the decision-taker to be negative at the first stage and move the balance.
  Lord Falconer of Thoroton: "Prejudice" is an ordinary English word, defined against the Act and to be judged ultimately by the information commissioner. The application of the word will be precisely determined over time by an interaction between the public authorities and the information commissioner's views on their approach.
  As I said to the noble Lord, Lord Lucas, on an earlier amendment, each public authority must define why it thinks that an exemption applies. Individual applicants will be able to see the whole process, as the public authority goes through whether the exemption applies and, if so, whether the information should be released under Clause 13. With respect to the noble Lord, he is wrong to suggest that the instinct will immediately be to latch on to any harm, no matter how trivial. The public authority simply has to ask whether there is prejudice, applying the word in an ordinary English way. The information commissioner will bring her views to bear on where the line is to be drawn.
  Lord Lester of Herne Hill: I am not sure whether the Minister accepts that the word "prejudice" must mean something that is not trivial, but real and substantial. I think that he accepted that it would be a misuse of the legislation and would fetter unduly the right of public access if an official were to say that revealing information about the colour of the wallpaper in the Cabinet Office would cause some prejudice—I am thinking of a Home Office official who once said that to me—because there were other countervailing considerations of secrecy. There are other trivial examples such as information about the food served in

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  the canteen. I take it that it is common ground that "prejudice" is meant to mean something significant or substantial.
  Secondly, if that is left undefined, no particular weight is given to the public right of access in the balancing process. The data protection legislation gives a particular weight to the right to personal privacy. It applies the principle of proportionality, as the noble and learned Lord, Lord Williams of Mostyn, said in the answer that I was talking about. A countervailing public right of access has to be given enough weight, so that the balancing process at the second stage—if matters have to go that far because the issue is substantial—is guided by a fundamental constitutional right, subject to exceptions, that has to be applied proportionately. In other words, exceptions should not be taken to excess.
  I am sure that that is common ground, because it would not fit in with any of the other legal concepts that I have summarised. It therefore needs to be expressed in some way. That can be done by using an adjective such as "significant" or "substantial" to qualify the prejudice, or by specifying that at the second balancing stage, special weight should be given to the public's right to know. If that is common ground as a general approach to the Act, we can discuss the wording later.
  Lord Falconer of Thoroton: I shall have to check, but it sounded as though the noble Lord gave exactly the right series of steps that have to be gone through. He said—accurately, in my view—that there was an open balance to be struck at the Clause 13 public interest test stage. The public interest in disclosure is put on one side of the scale and the public interest in maintaining the exemption is put on the other side. That is how the Bill is drafted. It goes back to the point that we discussed on Tuesday when we considered the amendments tabled by the noble Lord, Lord Goodhart, which were intended to shift the balance the other way to deal with cases in which the balance was equal. Under the Bill as drafted, there will be no disclosure if the balance is equal.
  The Bill provides for an equal balance. The factors in favour of maintaining an exemption are to be weighed against the factors in favour of disclosure. The noble Lord is suggesting that an authority should disclose unless there is a very good reason not to do so. That is not how the Bill is drafted. The only factors to be considered are what is on one side of the scale and what is on the other side.
  Prejudice must be real. Of course I accept that there is no prejudice in revealing the colour of the wallpaper or the canteen food. However, I come back to the point that nothing is achieved, legally or in principle, by adding an adjective that glosses the word "prejudice" when the Bill envisages a balance between the public interest in disclosure and the public interest in maintaining the exemption. There is no difficulty in applying that test, not just because it has been applied before in the statutes that I have referred to, but because the courts are well aware of the concept. They have to consider the possibility of prejudice to a fair
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  trial when deciding on striking out prosecution actions or dealing with contempt applications. The courts consider the word in all manner of cases. They know what it means—it means whatever is appropriate in the context of the material under consideration.
  Lord Lucas: Does the Minister agree that, when the public interest is measured, some weight should be given to the general public interest in disclosure? It is in the public interest that the Government should generally be open.
  Lord Falconer of Thoroton: I most certainly agree. I made it clear when I dealt with the purpose clauses at the beginning of our consideration in Committee that the right to know, as we have defined it with all the checks and balances, exists partly in order to promote openness of government, because that is good.
  With the greatest respect to the noble Lord, Lord Lester, there is an error in his argument that because harm, no matter how small, is enough to trigger the exemptions, that could lead to problems. If the harm is comparatively light, it will not be difficult for the public interest in disclosure, which is explicitly referred to in Clause 13, to outweigh it.
  Lord Lester of Herne Hill: This is an important matter. I know that there must be an end to this dialogue—or polylogue—in a few moments, but I should like to try once more. I think that the Minister said that I was mistaken in thinking that there was a right of public access unless there was some good reason for not giving it. He cannot have meant that. Surely we can agree that, if there is no good reason for withholding information, it should be provided. The principle of proportionality—that none of the countervailing interests should be taken to excess—governs that. We may not call it the principle of proportionality, but we are trying to get at the notion that there is a public right of access and countervailing rights and considerations.
  The process starts with the public right in Clause 1. That is balanced against the exemptions. When it is appropriate, necessary, proportionate or reasonable in all the circumstances, if the prejudice is trivial or the public interest in maintaining the exemption is much less important than the public interest in the right to free expression and access to the information, the balance comes down in favour of disclosure. Therefore, if there is no good reason not to disclose, inevitably the balance will come down on the side of disclosure; otherwise, we shall be cheating the public in telling them that Parliament has given them a right to disclosure of information which they cannot enjoy, even though there is no good reason for withholding it. Surely there is common ground on those propositions.
  9 p.m.
  Lord Falconer of Thoroton: We must he very careful to stop this dialogue because it seems to me that we shall simply confuse the world at large. We say that there is a right to disclosure of information but certain circumstances exist when information should not be

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  disclosed. The reasons for that are set out in the exemptions. Even if the exemptions apply, that will not of itself be sufficient in every case. One must balance the public's right to know against the reason for the exemption and, only if the balance is still in favour of the exemption, does one not disclose. I believe that it would be a mistake for us to—
  Lord Archer of Sandwell: At the risk of being tiresome, I wonder whether my noble and learned friend can assist me. This is an issue which will arise on another group of amendments a little later. Is he really saying that this is an argument about semantics because, in any event, the exercise will be carried out at the balance stage, or is he saying that it may make a difference because it would be a tie-breaker? If it makes no difference at all, is he saying that it does not matter whether the amendment is made or not?
  Lord Falconer of Thoroton: As I said to the noble Lord, Lord Goodhart, it could make a difference, although not substantially, in the application of the balance, as in the tie-breaker case. However, I said to the noble Lord, Lord Goodhart, that I did not believe that that would occur often. I indicated to the noble Lord that I would reflect on what he said. However, I also made it clear that I would give no assurances of any kind in relation to what would happen. However, it is in the tie-breaker case, which I believe is unlikely to arise, where it is not the word "substantial" that will make a difference but the way in which the balance is set out in Clause 13.
  Perhaps I may turn to the question raised by the noble Lord, Lord Brennan, in relation to the Scott Inquiry. The Freedom of Information Bill obviously does not deal with relations between Members of Parliament, whether in this House or in the other place, and Parliament as a whole. Therefore, it is for Parliament to regulate the information that should be given in answer to parliamentary Questions.
  The Scott inquiry covered a huge range of documents and material. If it had been law at the time, the Freedom of Information Bill would have allowed a series of questions and requests for information which would have accessed much of the material in the Scott inquiry. That would have been a test. I cannot say that such questions would have accessed every piece of material because I do not know (because it is so voluminous) whether every part of that material would have been unexempt or whether part of it would have been exempt but then released under the discretionary test under Clause 13. I can say that it provides a different regime from parliamentary Questions, but that regime provides a useful means for members of the public, whether MPs or not, to test the Answers given by Ministers in the House.
  Lord Brennan: Perhaps I may ask for a little further clarification. Does that mean that, when Members of this House ask a parliamentary Question, they will not be faced by a Minister relying on the terms of this Act?
  Lord Falconer of Thoroton: As I said, the terms of this Act do not deal with the relations between a Member of Parliament and the Minister who is being questioned; they deal with a member of the public asking a public authority for information quite separately from Parliament. The Freedom of Information Bill has no part to play in that.
  Lord Mackay of Ardbrecknish: This has been a complicated debate, especially for a layman. I sum this up with some trepidation.
  The noble and learned Lord the Minister was reduced at one stage to having only "great" respect for the noble Lord, Lord Lester. That reminded me of the explanation given to us lawyers by the noble and learned Lord, Lord Simon of Glaisdale, as to what exactly "with respect", "with great respect", "with the greatest respect" and "with the very greatest respect" meant. The "very greatest respect" really meant, "Your arguments are absolutely useless". However, I have to be polite. I am sure that that is not what the noble and learned Lord meant; nor did he get near "the very greatest respect".
  Lord Lester of Herne Hill: I wonder whether the noble Lord is aware of the other joke which I believe one is permitted to make, about the daughter who asked her father why they were hopelessly lost. "Shut up", he explained.
  Lord Mackay of Ardbrecknish: We may have got near to that. I was quite surprised at the answer given to the noble Lord, Lord Brennan. I do not want to go over the Scott material—not that I was involved in that, although some of my friends were. However, it seems to me that if an MP asks a question, whether about that type of matter or about something else concerning relations between the UK and a foreign country, and the Government do not want that to become public, they do not give a proper parliamentary reply. They give a reply which relates to a similar subject or they find a neat way to evade the question. Therefore, I am not entirely sure that I understood what the Minister said.
  If the MP went outside Parliament and used the Freedom of Information Bill, would he then be able to obtain some of the information which he had not been able to obtain via a parliamentary Question because of the clever way that Parliament manages to allow Ministers to answer Questions without giving information? I cannot remember—although I probably shall later—the expression about the best parliamentary answer. I believe that it is along the lines of answering the question without giving any information at all.
  We have had an interesting debate and I believe that the subject is important. I did not introduce it at any great length because I was not sure when we would adjourn. I had a fair idea that the noble Lord, Lord Lester of Herne Hill, would get stuck into the argument. However, as a layman I am puzzled by the fact that this is not simply an argument between the noble Lord, Lord Lester, and the noble and

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  learned Lord; it has been a much wider argument as to whether "substantial" is sufficient. The only outside evidence that I brought in was that of the Scottish White Paper on the open government proposals in Scotland. They were stating clearly that just saying "prejudice" was not enough. It had to be qualified and strengthened in some way. I left it at that because I thought that was sufficient.
  However, it must be said that this argument was covered in the Government's own White Paper. The Government said in their White Paper that the tests of the previous code that we have talked about were insufficient. It was proposed that the Bill's tests should instead be set in specific and demanding terms. That would be done by allowing information to be withheld only where disclosure would be likely to cause substantial harm. So we go back to David Clark's original paper and my simple question—not looking for an argument between the lawyers about this—as to why the Government have changed their view between the David Clark White Paper and the Bill.
  Then, of course, there are the two Select Committees, that chaired by the noble and learned Lord, Lord Archer, and the House of Commons Public Administration Select Committee. No doubt the Minister knows about those. I shall quote from the House of Lords Select Committee, as that seems to be appropriate in the House of Lords. That report stated that,
  "we believe that 'prejudice' alone is not sufficient to justify exempting information from public access. We would amend the draft Bill wherever 'prejudice' is the test for exemption, to require that disclosure 'would substantially or would be likely substantially to prejudice' a protected public interest".
  The report then mentions in particular Clauses 21, 22—the one we are talking about—Clause 23, which we shall come to, Clause 24 dealing with the economy, Clause 26 dealing with the law enforcement and Clause 28 dealing with decision-making in general. The House of Commons Public Administration Committee came to the same sort of conclusion.
  As a non-lawyer, I ask why those bodies—the Scottish body, the White Paper, the two Select Committees—think it is so important that prejudice should be qualified and yet the Government do not. The jury is still out on that. I shall withdraw the amendment for the time being but I suspect that we must return to this issue on Report.
  Amendment, by leave, withdrawn.
  Lord Mackay of Ardbrecknish Lord Mackay of Ardbrecknish moved Amendment No. 135:
  Page 13, line 41, at beginning insert ("Except in respect of information provided to a public authority by the European Union, its member states, institutions, organisations, or related bodies,").
  The noble Lord said: I hope that we do not get into such deep waters on this amendment. It is a simple amendment which deals with the information provided to a public authority by the European Union, its member states, institutions, organisations or related bodies.
  The point about this is that I do not believe that, when we come to our dealings with the European Union, we are dealing with another state in the conventional way. We are dealing with a body (a) of which we are part and (b) which has a considerable influence over what happens in this country. One could almost say that it is a sort of department of government because it has an influence of fisheries, agriculture, trade and industry, economics and almost everything. It has a significant interest not in freedom of information but in various confidentiality issues, working practices and all those matters.
  Therefore, it seems to me that the public should be able to gain access to those matters in relation to the European Union to which they would have access within the United Kingdom. There is a great deal of concern about excessive secrecy in European Union institutions. I do not think that anybody would argue about that. This amendment provides that information obtained from the EU and its institutions could not be reasonably withheld. Clause 25(1) would still apply to information whose disclosure was likely to prejudice—or substantially prejudice—the UK's relationships with the EU or with a member state. Otherwise, a lot of that information should be available. That is the purpose of my amendment.
  As we become increasingly more enmeshed in the European Union and those intra-EU debates and papers become much more the background on which decisions are made, the public have a right to know about those papers in the same open way as they have a right to know about government documents inside our own country. I beg to move.
  Lord Lester of Herne Hill: This amendment raises an interesting and important issue. My noble friend Lord Goodhart and I are both members of Sub-Committee E of the European Communities Select Committee of the House. In the 16th report dealing with the draft EU public access regulations, we face an extremely interesting problem, which this amendment is partly about; namely, what happens if, when the EU draft regulation comes into force, it is more restrictive to the flow of information than national law would be?
  The Swedish Government are particularly concerned that their very liberal regime may be eclipsed or limited by a less liberal EU regime in relation to information about the workings of the EU. We thought about that carefully. Paragraph 177 of our 16th report stated:
  "some modus vivendi will be necessary to prevent leakage by national administrations of documents which would undermine the EU system".
  We noted that member states are already bound by a duty of loyal co-operation and that specific reference to the duty in the regulation was unnecessary. The report stated:
  "There should be no opportunity for leakage which would undermine the EU system. There may be situations where the national authority, if its domestic system is more liberal, should seek the views of the institution. That said, the community system should not create any unnecessary restrictions, especially where the national FOI regimes are more liberal".

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  That means that we should put our energy, through our Government, into ensuring that the EU regime is not unduly restrictive. However, what we cannot do, compatible with our duty of loyalty to the EU institutions, is to allow our own regime to undermine the integrity of the EU system. Therefore, I do not believe that this amendment is desirable because it is not the right way to tackle the problem. We should make the EU system as liberal as our own regime, but it seems to us that we have a duty of co-operation.
  9.15 p.m.
  Lord Bassam of Brighton: I hesitate to try to put the matter better than the noble Lord, Lord Lester, but perhaps I should repeat the argument. The Government feel that the importance of maintaining good international relations for the United Kingdom is paramount, and as such it is essential that the Bill, as the noble Lord suggests, protects confidential information in this area.
  I was slightly intrigued by the comparison by the noble Lord, Lord Mackay, when he referred to the EU as being not another state, but rather more like a department of government. That is not an argument that I have heard advanced from the other side of the Committee before. It is an interesting point and perhaps one on which we need to reflect.
  Looking at the Bill holistically, one sees that it is drafted on the understanding that freedom of information will respect duties of confidence because such disclosure will always be prejudicial. In the area of international relations, the confidentiality of diplomatic documents is universally recognised. The removal of the presumption of that protection would itself prejudice our relations with the European Union, no less than with other states and organisations, which is the kernel of the argument of the noble Lord, Lord Lester. I can see no logic in treating the European Union differently from any other international organisation of which the United Kingdom may or may not be a member.
  I appreciate that the intention behind the amendment may arise partly from a concern that the institutions of the European Union are particularly secretive. I stress that the Bill does not automatically exempt documents from the other states or organisations. Clause 25(2) applies only where the terms on which the information has been obtained require the information to be held in confidence or where the circumstances make it reasonable for the state or organisation—in this case, the European Union—to expect that it will be so held, as provided for in Clause 25(3). Moreover—we keep returning to this point—the public interest test will also have to apply to such information.
  Finally, the European Union is committed to increased openness by virtue of Article 255 of the Amsterdam Treaty. That goes back to the point that the noble Lord, Lord Lester, made: that if it is felt that in the end our FoI legislation is better than that within the European Union as a whole, it is for us to go into
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  those international fora and argue for improvements across the board. Trying to do the job through this amendment is not the right approach, although I suppose that the noble Lord opposite could argue that that may be one of the levers.
  Implementation of Article 255 will mean that more documents relating to the working of the European Union will be disclosed by European Union institutions themselves. It is probably worth reassuring the Committee that we shall seek to ensure that the scales are balanced in favour of openness in the way that we are trying to achieve in the Bill.
  I trust that having heard that argument, the noble Lord will feel able to withdraw his amendment.
  Lord Mackay of Ardbrecknish: I shall withdraw the amendment but, first, I want to point out that the EU is completely different from another member state. We could have negotiations with another member state; we could agree to differ on something and that would be the end of it. If one is negotiating on a wide range of issues in the European Union, one could agree to differ, but if a provision requires a qualified majority vote, we would have to follow the road that the others chose. Therefore it is not another member state with whom one is negotiating; this is an entirely different matter.
  I was perhaps not clear in my example of another government department. But in many ways the EU can be like another government department. It is involved in the decision-making on an issue and somehow or other it would be able to stop any of the information going out to the public even if that information would normally have been available because it would have fallen within this Bill and would have had to have been disclosed. For example, a huge amount of confidential paper will flow from one member state to another on agriculture and fishing. If that was flowing inside the UK Government, I suspect that under this Bill people could possibly access a lot more of it. I am concerned that, because a piece of paper originates in the European Union, the British public may not have the same access to it as they would to a piece of paper originating within the Government of the United Kingdom.
  The Minister might have said that my fears were unfounded, and I would have been happy with that. But he was not able to do that. In fact the noble Lord, Lord Lester, rather let the cat out of the bag by saying it may well not be as liberal a regime as ours, but we shall just have to live with it. The Minister said we shall have to work to try to ensure that the European Union's system is more liberal. But it is rather frustrating that if, due to the fact that the European Union has a less liberal regime than ours, information which if it was entirely within the UK would be made available will not be made available. That cannot be right.
  Lord Lester of Herne Hill: I am grateful to the noble Lord for giving way. Perhaps I can correct one impression I obviously created. I was not saying that we just have to live with it. I was saying that what we

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  need to do, and the Government have said that they will do, is to ensure that the balance is in favour of disclosure and that we do not have a regime thrust upon us which is an illiberal regime. At the same time I was trying to say that we have obligations of loyalty and solidarity which means that we cannot allow our system to undermine the integrity of the EU system as a whole.
  Lord Mackay of Ardbrecknish: I understand that. But interestingly enough, the very open American system has over the years undermined our system of secrecy in the case of shared material. People in this country have been able to obtain information from the United States, under their Act, which they failed to obtain in this country.
  Lord Lester of Herne Hill: Again I am grateful to the noble Lord for giving way. The United States and the United Kingdom are not in the same kind of treaty obligation relationships as we are with the other partners in the European Union.
  Lord Mackay of Ardbrecknish: I appreciate that. I still feel it would be unfortunate if citizens in this country were denied information that they would have got if it had not been for a more restrictive regime in the European Union with whom we are in some form of relationship. But I do not want to go on about this. I have made the point.
  Perhaps I can sum the matter up like this. It is clear on all sides that if, in fact, this Bill is to work properly over the whole field of government, then we have to ensure that the European Union has the same sort of freedom of information regulations as we will end up with in this country. I do not believe there is too much disagreement on that. I beg leave to withdraw the amendment.
  Amendment, by leave, withdrawn.
  [Amendment No. 136 not moved.]
  Clause 25 agreed to.
  Clause 26 [Relations within the United Kingdom]:
  On Question, Whether Clause 26 shall stand part of the Bill?
  Lord Mackay of Ardbrecknish: I gave notice of my intention to oppose this clause as a simpler way to debate it and probe it than tabling a series of amendments.
  Clause 26 is not about our relationships with other countries, whether or not they be European Union countries; it is about relationships within the various administrations in the United Kingdom set up by the Government's devolution measures. Clause 26 would exempt information whose disclosure would prejudice relationships between any of the devolved administrations or between any of them and the UK Government. For instance, it prevents disclosure of any information which might prejudice relations between the Scottish Administration and the Northern
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  Ireland Assembly, or between the Scottish Administration and the United Kingdom Government.
  I am sure that the purpose of the exemption is to allow the UK Government to hold private internal discussions on matters which, if disclosed, might cause such offence to a devolved institution—or, more importantly, to the public opinion of that devolved institution—so as to prejudice relations between the administrations. I suspect that the argument over student fees made relationships between the two administrations a bit ropy behind the scenes but we never got behind the scenes. That is the point.
  Ministers have suggested that we may need these exemptions because UK civil servants will be commenting to UK Ministers in critical terms on how the Scottish Parliament is dealing with some health matter, an outbreak of food poisoning or whatever. The UK Government's plans to deal with moves towards an independent Scotland, if that ever came about, would therefore be made public, which in the Government's opinion might he in no one's interests.
  However, it is not clear why a special exemption for such matters is required. The combination of Clause 33, which is the formulation of government policy and ministerial communications, and Clause 34, which relates to the reasonable opinion of a qualified person, would inhibit frankness of advice or prejudice the effective conduct of public affairs. Clause 39, which relates to information exchanged in confidence between public authorities, would seem more than adequate for the circumstances.
  The exemption also highlights the fact that both the Welsh Assembly and the Scottish Executive have introduced, or are proposing to introduce, more demanding openness regimes than the Bill provides. I have already mentioned that the Scottish White Paper—if that is what it is called—with the blue cover suggests a more open regime and demands a higher test than just prejudice.
  We shall be confronted with a Scottish freedom of information Act which in certain aspects will go beyond the present Westminster Bill; for instance, substantial prejudice. It will also go beyond it as regards ministerial veto because Scotland's information commissioner would be able to make binding rulings on public interest disclosure of information covered by the harm test exemptions. There would be no form of ministerial veto over these, whereas the UK Bill allows a ministerial veto over all public interest notices applying to government departments, whether the exemptions involve a harm test or a class exemption.
  Factual information relating to policy decisions would have to be disclosed unless it would substantially prejudice collective responsibility or frankness and candour. In the UK Bill, that information is subject to the class exemption for policy formation. Furthermore, as regards the reasonable opinion of a qualified person, the Scottish proposals have no equivalent to Clause 34, which allows UK authorities to withhold information which in their

  1277
  reasonable opinion would prejudice collective responsibility, inhibit frank advice or prejudice the effective conduct of public affairs. Those decisions would be immune from challenge unless they were unreasonable to the point of irrationality. None of the Scottish exemptions give legal weight to an authority's opinion.
  However, the Scotland Act will not allow direct access to information which Whitehall departments supply to the Scottish Executive. In that regard, it is a little like the previous clause we discussed. The Scotland Act precludes the Scottish Parliament from attempting to establish such a right of access. The memorandum of understanding between the UK Government and Scottish Ministers, and between the UK Government and the National Assembly for Wales, states that each administration will respect the confidentiality of information supplied to it by the other. Of course, the concordats are designed to reinforce that approach.
  The Scottish Executive's consultation paper states:
  "It is not expected that the majority of information passed to the Scottish Executive by Whitehall will be deemed to be held in confidence".
  I am not sure that that will turn out to be the case. It would be interesting to know whether it will. I should think that possibly everything passed by UK Government departments to their Scottish counterparts, other than what is published, will be supplied in confidence and it will not become publicly available in Scotland.
  In some respects, the issue is the same as the previous one. We have a more open system in the UK, a less open system in the EU and the documents which flow will be ruled by a less open system. There is a more open system in Scotland than in the UK Parliament. What happens to documents which flow between them? I believe that Clause 26 almost shuts the door on a good deal of the interesting documents which pass between the various constituent parts of the UK.
  I accept that at the moment that is probably not a very difficult problem because there is a Labour government here and in Scotland, with the help of a few Liberal Democrats. However, the Labour Government in Scotland still has a good deal of contact with Westminster in that a number of its Members have also been Members and Ministers in another place. This argument is perhaps less valid than it was two weeks ago when Donald Dewar was both a former Cabinet Minister at Westminster and First Minister in Scotland. Therefore, the relationship was close. That relationship will not in future be as close, even if a Labour Member becomes First Minister. His relationship with colleagues will not be as a former member of the British Cabinet.
  The Committee will appreciate that if in future another party gains power either here or in the Scottish Parliament the complexities as to the flow of information will increase. It may be that there will be good party political reasons for one or other of the participants wanting a piece of paper to reach the
  1278
  public domain. There may be a considerable argument between the two as to whose freedom of information regime should rule. Whatever this Bill provides, I envisage circumstances in which that may damage the whole fabric of the Union.
  I should like to hear from the Minister how he justifies the clause, how it will work, whether he appreciates that further down the road—not today when he and his colleagues in Scotland are in government—different parties may be in power, perhaps with different objectives in certain fields, and how confident he is that huge clashes over Clause 26 will not arise.
  9.30 p.m.
  Lord Goodhart: We too are seriously concerned about Clause 26 and what it is intended to achieve and why the Government believe that it is needed. If one considers constitutional theory, it is very odd that a clause of this kind should be included. After all, it is well accepted that in international relations a degree of secrecy is necessary. That is duly dealt with in Clause 25. However, in Clause 26 we are not concerned with relations with foreign governments.
  As a matter of constitutional theory, though not in practice, the Parliament at Westminster is still supreme and the Scottish Parliament and the Welsh and Northern Ireland assemblies are not even parliaments of federal states but regions, in the sense of the United Kingdom as a whole, with their own devolved government: so too, although obviously with less powers, are the councils of England. One would not have dreamt of giving exemption on the ground that disclosure of information by one government department might prejudice its relations with another; nor would one expect to find an exemption for information in the possession of one county council on the ground that its disclosure by that authority would prejudice its relations with neighbouring county councils. In this case one would expect not to find any special provision such as Clause 26. In order to justify its retention, there must be some special reason. It is hard to see what that reason could be.
  The noble Lord, Lord Mackay of Ardbrecknish, suggested that a problem might arise if, let us say, the Government in Whitehall were to consider what reaction it should take to pressure for independence in Scotland. That is clearly and legitimately within the scope of Clause 23 of the Bill. It is the formulation of government policy. A great deal of information—probably far too much information—may be the subject of confidentiality. Indeed, as the noble Lord pointed out, the concordats between Westminster and the administrations of the devolved assemblies and parliament already provide the possibility for extensive confidentiality.
  Therefore, one wonders what the Government have in mind. Unless they can give a very clear explanation of why Clause 26 is necessary, then it should be removed from the Bill. It is certainly not self-evident why this particular exemption is required.
  Lord Norton of Louth: Perhaps I may add my support to my noble friend. I feel rather in the position of a student who comes in at the end of a class and says, "Well, everything I want to say has already been said." I fear I am also in grave danger of doing what the student then does; namely, repeat what has been said. I shall try to avoid that.
  I have exactly the same feelings as my noble friend and the noble Lord, Lord Goodhart, about the clause, particularly in relation to the other provisions of the Bill and trying to work out what it covers that is not covered by other clauses. It is an extraordinarily broad provision to allow an authority to claim that virtually any aspect of its dealings with another administration is eligible for exemption.
  I know the Minister will say that a public interest test will be applied. But why should one have to go through the process of applying a test? I cannot see what information should be exempt that is not covered by another clause in the Bill. The other clauses cover subjects that should be considered exhaustive in scope. This clause appears to be a sweeping-up operation to allow the bodies covered an opportunity to claim exemption for something they have not been able to withhold under another head. I do not see why that opportunity should exist. The clause is unnecessary. The Minister will have to come up with a compelling argument to explain why it should stay in.
  Lord Hunt of Wirral: As the noble and learned Lord the Minister knows, an understanding of some of the complicated provisions to which my noble friend has just referred would be greatly helped by the Minister giving some specific examples. Several speakers have asked for that in seeking to discover the need for this clause. As my noble friend said, on the face of it, the issue is covered in other parts of the Bill. Therefore, perhaps we can get down to some specific examples.
  I cannot envisage at the moment any situation where, say in the National Assembly for Wales, so far as its relationship with any other similar administration is concerned, any information which came to light concerning that administration would not be caught somewhere in the Bill. It may well be that the noble and learned Lord the Minister, as always, is exceedingly well briefed. So we await with great pleasure and anticipation the very detailed examples he is now going to give us.
  Lord Falconer of Thoroton: Quite a build-up! I have been asked about the reason for having Clause 26 in the Bill. We take the view that disclosure which damages relations between the United Kingdom Government and the devolved Assemblies and Parliament is in principle bad. The balancing act under Clause 13 will have to be performed, but disclosure of information which damaged our relations with the Scottish Parliament and the Welsh and Northern Irish Assemblies would be detrimental. The provision is reflected in the freedom of information Acts of other countries; for example, Australia and Canada. In those countries there is a similar exemption in the federal statute concerning relations between the member states.
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  The noble Lord, Lord Goodhart, in my view wrongly, seeks to equate the Scottish Parliament, the Northern Ireland Assembly and the National Assembly for Wales with either a government department or a county council. With the greatest respect, if he seeks to equate them with those examples, he has not fully understood the purpose of devolution. As a matter of policy, we think it is an interest worth protecting.
  The noble Lords, Lord Mackay of Ardbrecknish and Lord Hunt, asked for examples of where the exemption might apply where it is not covered by Clauses 33 or 34. I shall give two examples. First, let us suppose that there was kept in a government department a thumbnail sketch of the strengths and weaknesses of the individual members of an executive. That would not assist relations between the devolved Assembly or Parliament and the UK Government. It would not be caught by Clause 33 and it probably would not be caught by Clause 34. A second example might be comments within a government department on a devolved administration's policy proposals or Acts.
  Lord Hunt of Wirral: I hope that the noble and learned Lord will forgive me but I am rather incredulous. No doubt he was well briefed before he said what he just said. What thumbnail sketches have the Government been accumulating of the leading personalities of the National Assembly for Wales? All those in the National Assembly would be intrigued to know. In particular, what is it within those thumbnail sketches that the public does not have a right to know?
  Lord Falconer of Thoroton: I am not suggesting that there are such thumbnail sketches. The noble Lord asked for examples of particular areas that would not be covered by Clauses 33 or 34. Pictures of people or discussions of policy proposals of other administrations are examples of what would not be covered by Clauses 33 or 34.
  Quite separately from those examples, it is right that in the Bill the exemptions are clearly targeted and defined. Yes, there should be catch-alls, but where there is an intention to have a particular exemption for a particular purpose, that should be spelt out in the Bill.
  Lord Lester of Herne Hill: I am grateful to the noble and learned Lord. Clause 34 covers prejudice to the effective conduct of public affairs. It gives another exemption for information whose disclosure would be likely to prejudice,
  "the work of the Executive Committee of the Northern Ireland Assembly".
  The clause does not mention the Scottish Parliament and Executive or the Welsh Assembly. What I do not follow in terms of the design of the measure is why one cannot have a more narrowly tailored exemption under Clause 34 for any information whose disclosure would impair or frustrate the work of the Scottish Parliament, the Welsh Assembly, the Northern Ireland Assembly or the administrations. If, hypothetically,

  1281
  Whitehall holds information that is critical of certain Members of one of those devolved bodies—perhaps suggesting that some of them might be nationalists or whatever it might be—one can see that, if disclosure of such information was sufficiently harmful, then surely it should be targeted under an expanded version of Clause 34 rather than including a catch-all exemption of the kind now provided for in Clause 26.
  9.45 p.m.
  Lord Falconer of Thoroton: The approach we have adopted in relation to exemptions is as follows. Where there is a particular interest that we regard as being sensible to protect by use of an exemption, that is then spelt out. Clause 34 is the catch-all clause. Its provisions lay down a test, not specifically targeted in the manner of the previous exemptions, but in place to catch those matters identified which would not be caught by any of the targeted exemptions.
  The point raised by the noble Lord, Lord Lester, begs the question of whether we should include a catch-all clause under Clause 34. By virtue of his question, he appears to accept the principle underlying Clause 26. If, for the sake of argument, we assume that he has accepted the intention that lies behind that clause, then the correct course is to accept Clause 26, which is properly targeted. We can later debate the merits or otherwise of including a catch-all clause when we reach Clause 34.
  Lord Goodhart: I apologise for again interrupting the noble and learned Lord. The example he gave of something that might appropriately be exempted under the provisions of Clause 26 was that of a dossier kept on, shall we say, leading Members of the Scottish Parliament. If the Government choose to keep dossiers on leading Members of the Scottish Parliament and, perhaps, on leading Members of the Opposition in Westminster, what is the justification for treating them differently?
  Lord Falconer of Thoroton: So far as concerns dossiers or simple accounts of those working in the devolved assemblies, the production of such documents would prejudice relations with those administrations. If the noble Lord accepts the principle which underlies Clause 26, as do the Government, namely, that documents which might prejudice relations with the devolved assemblies should not be produced, that principle justifies the position in relation to Clause 26.
  We regard relations between the United Kingdom Government and the devolved assemblies as worthy of special protection under the terms of the Freedom of Information Bill. The example cited by the noble Lord in relation to Westminster would not apply. There is no special interest that requires protection. What underlies Clause 26 is the belief that a special interest is entitled to protection, as provided for in both the Canadian and Australian Acts. One can agree or disagree about what is entitled to protection, but if one
  1282
  takes the view that certain matters are entitled to special protection, then the provisions of Clause 26 make sense.
  Lord Norton of Louth: I am in some difficulty in trying to follow the line of argument here. The principle just enunciated by the Minister is that our administration should not produce anything that might cause harm. If the administration should not produce something, then it should not do it. I do not see how that can relate to disclosure. Furthermore, I do not see how the noble and learned Lord's example bears any weight. He needs to justify the principle that he is enunciating here, rather than taking it as being self evident.
  Lord Falconer of Thoroton: I find that comment extraordinary. Should the Government produce documents which might harm parts of the British economy? Of course examples can be cited where the Government might produce a document which states, "Having analysed the position, we can see that one would be better off investing in part X of the country rather than part Y." That is a perfectly sensible course of action. Equally, from time to time, it is perfectly sensible for a government to consider a situation along the lines of, "Look at what the Scottish/Welsh/ Northern Irish body has done. We think that the consequences of this will be as follows. We think that these are bad consequences" for whichever part of the country the document refers to. It is a fair, objective analysis, but it would damage relations. It cannot be said by the noble Lord with any degree of seriousness that the Government should not produce such documents. That is a bad argument.
  The other point that has been made all along is whether it is right; whether it is a legitimate interest to protect the relations between the United Kingdom Government and those assemblies. We think it is. We think it matters to the Union.
  Lord Mackay of Ardbrecknish: I am not at all convinced by the debate. We started off with the fairly bad example of a thumbnail sketch of the Executive members. Harking back to a previous debate, one wondered whether the Government were going to confirm, deny or be totally neutral on this one. In any case, the Government need not keep the thumbnail sketch of the Executive members secret; a similar thumbnail sketch will probably be in every Scottish newspaper this weekend—certainly for one side—as the Labour Party looks for a successor to Donald Dewar. So that was not a terribly good example.
  I fear that a lot of the other examples concentrated more on damage in the political sphere than in any other sphere. As to the example that it would be damaging if it came out in Scotland that the United Kingdom Government had decided that something should go to "A" and not to "B", and "B" was in Scotland, all I will say is that it will become a self-evident fact once the contract is placed. A good example is the question of the allocation of shipbuilding between the Clyde and the Tyne, an issue which is fairly current.

  1283
  I am not sure what the damage will be. It will be political—I accept that—but the political damage will happen someday when the decisions are taken. I am hesitant. If the information should be kept confidential and falls within the Bill, it should be the same as between government departments. We are going a lot further with the test and introducing a political element. I refer to an element of political embarrassment.
  Although it is so late in the evening that the author is no longer in his place, I jotted down the remark, "I have little doubt that the Treasury is writing about the Barnett formula". It has been writing about it for years; nothing should change. The real problem will occur if the Treasury writes its usual note about the Barnett formula—that is, "This has outlived its usefulness. Scotland gets too much money. We shall have to do something about it"—I paraphrase. I shall not ask the Minister to confirm or deny that any such papers exist, but I am sure that they do. I am sure that that note would have to be sent to the Scottish Executive for its comments. After all, with any decisions about public spending, the department involved—in this case, the Scottish Executive—would be asked to come into the argument.
  However, the Scottish Executive may think that that is a document which should not be kept private. Members of different parties may decide that it would be to their political advantage to expose that document. It does not take too much imagination to work out what I am talking about. For either of our two parties forming a government in the United Kingdom, and for the Scottish National Party if it won an election in Scotland and formed a government there, nothing would give them more grist to their mill than a document suggesting that the Goschen formula should be reduced and the amount of money going to Scotland should decrease. The noble and learned Lord and I might agree that such a document should be kept confidential, but the Scottish government might not agree. They may feel that it falls within the freedom of information Act in Scotland to release that document.
  Perhaps the Minister can answer this question. If there is a conflict between, say, the Scotland freedom of information Bill and the United Kingdom Bill because the Scotland Bill is more liberal, which one rules? Will the Government try to ensure that a clause similar to this clause will be placed in the Scottish freedom of information Bill?
  Lord Falconer of Thoroton: The question of which Bill rules is not quite the right question. When the Bill becomes law in Scotland, it will govern the obligation of public authorities in Scotland to disclose information—similarly, in relation to the freedom of information legislation in England, Wales and Northern Ireland.
  If there are differences between the two pieces of legislation—and we do not know what Act the Scottish Parliament will produce; presently, there is merely a set of proposals—and if a document is in the hands of both administrations, each will be liable to disgorge it in accordance with the law governing that
  1284
  administration. Obviously, once a document is made public in one country—Scotland, say—it is hardly going to prejudice relations in the other for it to be published in the other country as well. The conflict envisaged by the noble Lord will never arise in practice. We are passing our legislation first, and in doing so it is right that we express the policy that we think is sensible. Any suggestion of conflict is misplaced.
  Lord Lester of Herne Hill: Am I right in thinking that the examples given by the noble and learned Lord would violate the Data Protection Act 1998—since to maintain personal data, especially of a sensitive nature, on members of the Scottish Executive in a databank in Whitehall without adequate safeguards against abuse would be in clear violation of the 1998 Act. Therefore, the only example that has been given would fall away.
  Lord Falconer of Thoroton: I have given two examples. One is the thumb-nail sketch, which I see has caused great interest. The other is comment on a proposal of a devolved assembly or parliament. The example of the thumb-nail sketch might or might not offend against the Data Protection Act. That depends on the form.
  Lord Mackay of Ardbrecknish: It occurs to me that an even more interesting example might be thumb-nail sketches held by the Scottish Executive of the Government here in London! I bet the Government would use the Freedom of Information Act from here to yonder to stop those being published.
  Now I am really puzzled. If what I hear is correct, the two Acts may turn out to be different. The Scottish Act could go down the road of the Scottish White Paper. A piece of paper could move between two—the Goschen formula or anything else—and the Scottish government could decide, on receipt of a request, that they had to release that document under the terms of their freedom of information Act, but the UK Government could say that its release was not necessary and that they did not want it released. First, I can see a fair amount of additional paper being generated between London and Edinburgh. But there is a more important point. I may be over-suspicious, but I see a "heavy hand" coming from here to Edinburgh to make sure that the Scottish freedom of information Act is no more liberal than the one we are being asked to pass. I foresee a serious problem if something is not right.
  This has been a pretty unhappy debate—especially as we are not to be given the thumb-nail sketches! But this is a serious point. I do not know the answer. All I know is that it is one of the problems that may be thrown up by devolution when it comes to looking at an entirely new Bill. I have not heard a genuine reason why the clause should remain part of the Bill. Therefore, I may be tempted to divide the House on the Question that the clause shall stand part.
  Lord Warner: Does the noble Lord accept that there could be circumstances in which notes of meetings between the different assemblies were produced and exchanges of letters were frank in their assessments. Would this clause provide a safeguard for those kinds of negotiations and discussions? Does the noble Lord accept that that would be a legitimate reason for using this clause?
  10 p.m.
  Lord Mackay of Ardbrecknish: The point was made much better by the noble Lord, Lord Goodhart, earlier. I do not know whether the noble Lord heard the noble Lord, Lord Goodhart, explain it. I bow to the noble Lord, Lord Goodhart, on legal opinions on Bills that are about to become Acts. It is our opinion that these kinds of issue are caught by other clauses in the Bill and that this particular clause is unnecessary and the Government have not justified it.
  However, that does not detract from my main point that if the two freedom of information Acts turn out to be different and the Scottish one is more liberal, the kinds of problem I mentioned will certainly arise. They will arise by the spadeful if we have two administrations with different political views. I wish to test the opinion of the Committee.
  10.1 p.m.
  On Question, Whether Clause 26 shall stand part of the Bill?
  Their Lordships divided: Contents, 53; Not-Contents, 17.

  Division No. 3

  CONTENTS

  Acton, L.

  Howells of St. Davids, B.

  Amos, B.

  Hoyle, L.

  Archer of Sandwell, L.

  Kennedy of The Shaws, B.

  Ashton of Upholland, B.

  Layard, L.

  Bach, L.

  Lea of Crondall, L.

  Bassam of Brighton, L.

  Levy, L.

  Bernstein of Craigweil, L.

  Macdonald of Tradeston, L

  Billingham, B.

  McIntosh of Haringey, L. [Teller]

  Bragg, L.

  Brennan, L.

  McIntosh of Hudnall, B.

  Brett, L.

  MacKenzie of Culkein, L.

  Brooke of Alverthorpe, L.

  Patel, L.

  Burlison, L.

  Pitkeathley, B.

  Carter, L. [Teller]

  Ponsonby of Shulbrede, L.

  Clarke of Hampstead, L.

  Rendell of Babergh, B.

  Davies of Coity, L.

  Simon, V.

  Donoughue, L.

  Stone of Blackheath, L.

  Evans of Parkside, L.

  Taylor of Blackburn, L.

  Evans of Temple Guiting, L.

  Turner of Camden, B.

  Falconer of Thoroton, L.

  Warner, L.

  Farrington of Ribbleton, B.

  Warwick of Undercliffe, B.

  Gibson of Market Rasen, B.

  Wedderburn of Charlton, L.

  Gladwin of Clee, L.

  Whitaker, B.

  Gordon of Strathblane, L.

  Whitty, L.

  Harris of Haringey, L.

  Woolmer of Leeds, L.

  Harrison, L.

  Young of Dartington, L.

  Hayman, B.

  Young of Old Scone, B.

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  NOT-CONTENTS

  Anelay of St Johns, B.

  Lucas, L.

  Blatch, B.

  Mackay of Ardbrecknish, L

  Dundee, E.

  Northesk, E. [Teller]

  Freyberg, L.

  Norton of Louth, L.

  Park of Monmouth, B.

  Goodhart, L.

  Renton, L.

  Henley, L.[Teller]

  Roper, L.

  Hunt of Wirral, L.

  Shrewsbury, E.

  Lester of Herne Hill, L.

  Tordoff, L.

  Resolved in the affirmative, and Clause 26 agreed to accordingly.
  10.10 p.m.
  Clause 27 [The economy]:
  Lord Mackay of Ardbrecknish Lord Mackay of Ardbrecknish moved Amendment No. 138.
  Page 14, line 40, leave out from first ("would") to end of line 44 and insert—

  ("(a) harm the ability of the Government to manage the economy, prejudice the conduct of official market operations, or lead to improper gain or advantage;

  (b) prejudice the assessment or collection of tax, duties or national insurance contributions, or assist tax avoidance or evasion").

  The noble Lord said: I can be brief on this, because it is a straightforward argument between the terms of the Bill and the code of practice. The Government thought the code of practice inadequate, but it is stronger than the Bill. The amendment would replace the provisions for a contents exemption in the Bill with the wording used in the code of practice. It would tighten up the Bill, ensuring that only information that would genuinely harm a specific economic interest would be exempt. At the moment, the clause would catch all information relating to the economy. The Government must not be allowed to include such catch-all exemptions, especially as they have drawn up the Bill in such a way that, if information is covered by an exemption, the public authority, rather than the information commissioner, decides whether it should be released.
  For those reasons, the exemptions should be worded as tightly as possible. The wording in the code is far superior in this regard to that in the Bill. The Government's supporters, who have just come so willingly to their aid in the Division, should ask themselves whether they believed that they fought the election for a Bill that is weaker than the code introduced by the previous Government. I beg to move.
  Lord Bach: The amendment repeats one moved by the Conservatives in another place on 25th January. At the end of that debate, the Conservatives proposed to go away and see whether the amendment could be revisited in a "slightly more focused way". Unfortunately, the wording of the amendment today is identical. No doubt there has not been enough time since January to refocus it.

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  The intention behind the amendment is to focus the scope of the exemption at Clause 27. That is to be achieved by limiting the exemption to a number of identified important economic and financial interests. However, the issue goes further than that. The amendment fails to acknowledge the reality of life in modern Britain, which the Government have created through their policy and legislation to devolve responsibility and accountability to the people of Scotland, Wales and Northern Ireland. It is a glaring anomaly that the Opposition refuse to accept that the devolved administrations are here to stay. I except the noble Lord, Lord Mackay of Ardbrecknish, from that criticism, because at about this time yesterday he was saying that he accepted the results of the referendums, particularly the one in Scotland.
  I do not dispute that the interests identified in the amendment are important, but the Government do not believe that they are the only important economic or financial considerations in relation to which the inappropriate disclosure of information could lead to real harm being done to the economy.
  Clause 27(1) exempts information the disclosure of which would, or would be likely to, prejudice,
  "the economic interests of the United Kingdom or of any part of the United Kingdom"
  or
  "the financial interests of any administration in the United Kingdom".
  That includes the UK Government, the Scottish administration, the executive committee of the Northern Ireland Assembly and the National Assembly for Wales. Clause 27 as drafted therefore specifically protects the interests of regional economies and the financial interests of the devolved administrations, in addition to the national economy. The amendment, as moved, would remove the specific protection for both of those.
  We believe that the freedom of information regime should not require disclosure of information which would harm the economic interests of the United Kingdom generally or a part of the United Kingdom. However, we believe that that would be the inevitable result if this amendment were carried. Perhaps I may give a brief example. Public authorities such as the DTI may hold documents which set out the advantages and disadvantages of investing in different regions. If that type of information were disclosed to an overseas business organisation which was contemplating setting up a factory in the UK, the organisation may be put off its proposed investment. However, if this amendment were carried, that would not exempt such information from disclosure.
  Before I sit down, perhaps I may remind noble Lords that the exemption at Clause 27 does not act as a bar to the disclosure of all information relating to economic or financial interests. First, it is a prejudice test-based exemption. It can be relied upon only where a public authority can establish that there would be or would be likely to be prejudice resulting from the disclosure of any particular information. Even where the authority reaches a conclusion that such prejudice
  1288
  would arise, the exemption is not an absolute exemption. The authority would still be required to apply the public interest test, and the Commissioner would be able to substitute her judgment for that of the authority in respect of either a claimed exemption or the judgment reached as to the public interest. We believe that that is the right way to ensure the correct balance between the right of the public to information on the economy and public finances and the need to protect such important—indeed, vital—matters.
  The scope for real damage to the economy from the disclosure of information which would prejudice our economic interests is substantial. The amendment would remove those necessary protections, particularly for the legitimate interests of the regions and devolved administrations. For those reasons, I invite the noble Lord opposite to withdraw his amendment.
  10.15 p.m.
  Lord Mackay of Ardbrecknish: That was an interesting response. I should have thought that half of it had been overtaken by the fact that Clause 26 remains in the Bill. That clause sets out the catch-all position for relationships between the Government and the United Kingdom. I believe that the example which the noble Lord gave about a paper which set out for an inward investor the pros and cons of different parts of the UK would be covered by Clause 26; but possibly not.
  I shall need to read what the noble Lord said to see whether he chides me correctly. However, I notice that he did not answer my main point: the words that I used are exactly the same as those used in the code of practice. At the last election that code of practice was considered by his party to be too weak. Yet in this Bill we find words which are weaker than those in the code of practice. I notice that none of his noble friends, who no doubt campaigned on introducing a freedom of information Bill which would be better than the code of practice, has come to his aid. Given the time, I am not surprised. I beg leave—
  Lord Lucas: I believed that we had other important debates to move on to. However, if noble Lords opposite want to extend this debate into Wednesday of next week, I am sure that we can oblige. I find myself full of words and energy, even at this time of night.
  It is quite clear that the ability to obtain such information has existed under the code for several years. It has not resulted in any harm to anyone and it is quite ridiculous that the Government should suddenly say that it will start to cause harm. Their argument is holed below the waterline by the fact that it has caused no harm in the past.
  Lord Bach: The noble Lord cannot have been listening to my very reasonable arguments.
  Lord Lucas: I was listening. However, I was not very impressed by them.
  Lord Mackay of Ardbrecknish: This is the third Minister who has attempted to convince us. I shall

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  resist the temptation to call a Division against him in order to have a full house. Therefore, I beg leave to withdraw the amendment.
  Amendment, by leave, withdrawn.
  [Amendments Nos. 139 and 140 not moved.]
  Clause 27 agreed to.
  Clause 28 [Investigations and proceedings conducted by public authorities]:
  Lord Archer of Sandwell Lord Archer of Sandwell moved Amendment No. 141:
  Page 15, line 5, leave out ("has at any time been") and insert ("is being").
  The noble and learned Lord said: The noble Viscount, Lord Colville of Culross, in whose name this amendment stands, has asked me to say that he greatly regrets that he cannot be present—although he might perhaps have revised his view had he known the hour at which this debate was about to begin. However, he is unavoidably out of the country.
  It may be for the convenience of the Committee if, with this amendment, we debate all the amendments up to and including Amendment No. 155.
  At the outset, I echo the tribute which the noble Lord, Lord Goodhart, paid at an earlier stage in our debates to the Campaign for Freedom of Information. We have all benefited from what it has had to tell us and it has demonstrated to my satisfaction at least the value of the wide dissemination of information, even if it is information about freedom of information.
  Clause 28 is about an exemption from the obligation to disclose; namely, information held by a public authority for the purpose of a wide range of investigations. They are investigations of precisely the kind where the public wants to know the facts because they relate to matters which concern the public. Indeed, that was often the whole reason why the investigation was embarked upon. One can think of a number of examples which I shall not quote in extenso at this hour—the Food Advisory Committee's inquiry into BSE, or the report which has just been handed in by the noble and learned Lord, Lord Phillips, inquiries into railway accidents which your Lordships were discussing earlier today, the falsification of nuclear quality control reports, inquiries into food poisoning, investigations into the Stephen Lawrence incident.
  We are not discussing simply the contents of the reports. It is not merely those which the public may want to know about. The public are surely entitled to satisfy themselves that the investigations were adequately conducted, so they may need information about that too.
  The number of public authorities which are caught by the clause are those set out in Schedule 1. Therefore, almost anything which bears on human activity may come within the subject which we are now debating.
  The clause as at present drafted provides that information is exempt not merely when it is to be used for a prosecution or for disciplinary action but if it has ever been held by the authority at any time, even if the authority has decided not to prosecute or to take any
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  action and even if the prosecution or the disciplinary action has taken place and there is no longer any further action which they might take. That surely is an extremely wide sector in terms of time—bordering, in fact, on eternity. Amendment No. 141 is intended to address that question.
  There are other amendments in this group which go to the other question: that there is no harm test. This is a category exemption and the question of inquiring into the harm which may result simply does not arise.
  My amendment goes a little further than some of the others because it seeks to provide that the harm should be substantial. The Committee has discussed that at some length. I doubt whether I should go to the head of the popularity stakes if I were once again to canvass all the arguments. I came prepared with a substantial number of quotations, most of which have been scooped by the noble Lord, Lord Mackay of Ardbrecknish.
  However, I invite my noble and learned friend to have two matters in mind when, as I think he promised, he is considering this matter.
  First, the Minister may wish to refer to the evidence given by our noble and learned friend Lord Williams of Mostyn to our Select Committee, where the matter was discussed at some length. So it has been discussed by all the authorities that the noble Lord quoted; it has been discussed by many more that we could cite tonight. To my knowledge—I stand to be corrected—it is the first time that I have heard the argument that my noble and learned friend addressed to us tonight. It was a persuasive argument. He certainly got me thinking and I promise to go away and think about it. As far as I am aware, it was invented at a late stage, because it was not used in any of the earlier discussions.
  Is my noble and learned friend questioning what I say?
  Lord Falconer of Thoroton: I cannot be sure of the argument to which my noble and learned friend is referring!
  Lord Archer of Sandwell: If my noble and learned friend cannot remember his argument I shall try to refresh his memory. He said that it does not matter whether one uses the adjective "substantial" before "harm or prejudice" because it will all be subsumed when we come to the balancing stage. That is an argument that deserves reflection, but it is not an argument that I have heard previously.
  Another matter I want to impress upon my noble and learned friend is that for some of us this was a great adventure. For years we have been waiting for the Freedom of Information Bill. At last, we have a Government who are committed to freedom of information. To their credit, they embarked upon the Freedom of Information Bill. After two evenings in Committee we have arrived at the most important matters at the heart of the Bill, a whole series of clauses relating to exemptions.

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  It is such a pity that after the years of waiting, now that the Government have introduced the Bill they have somehow managed to give the impression that they wish they were somewhere else. On Tuesday, my noble and learned friend assured me that they really are enjoying the prospect of seeing the Bill on the statute book. I accept that, but why can they not show more conviction? When my noble and learned friend says that it depends on how it is said, that may be so and how it is said may be quite important, particularly in relation to the way that the Bill is received in the country. I beg to move.
  10.30 p.m.
  Lord Hunt of Wirral: I support the words used by the noble and learned Lord, Lord Archer of Sandwell. Like him, I pay tribute to the Campaign for Freedom of Information. Perhaps I may add my personal thanks to the Law Society which also is concerned about this unacceptably wide class exemption in Clause 28. Perhaps I may argue strongly that one of the reasons why I was always concerned about the introduction of legislation and why I played a part in the introduction of the code, is that I knew this situation would develop. I knew that as soon as one sought to put legislation on the statute book, one would run into a series of necessary—so it is argued—exemptions. Here we have a classic example in Clause 28.
  If we are to see at least as much information disclosed under this Bill as under the code, I believe that this class exemption needs to be replaced by some kind of harm test, preferably one of prejudice or substantial prejudice. Like the noble and learned Lord I do not want to repeat the points debated earlier. I suppose it is possible to contemplate a class exemption that would be limited to the investigatory period. Certainly that would be the next best alternative to what is proposed.
  Looking at Clause 28, I support this group of amendments because information is exempt regardless of whether its disclosure would prejudice, in any way, the investigation or the proceedings. It is very widely drawn. First, it will apply indiscriminately to all information held by a public authority appertaining to an investigation, whether or not a decision is made to prosecute. While general information about the conduct of investigations will probably be covered by the prejudice test in Clause 29, a great deal of information would fall within the ambit of Clause 28, including, for example, routine investigations.
  Secondly, it will apply indefinitely to information held at any time, so that, even after a prosecution or after a decision is made not to bring charges, the exemption will remain. Thirdly, it applies not only to information held by the police and the other prosecuting authorities, it applies also to a range of safety, environmental and consumer protection agencies; for example, the Health and Safety Executive, the Environment Agency and the Civil Aviation Authority. Fourthly, at no stage would authorities have to confirm whether or not they hold
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  any information which is requested. Those four reasons show that it is an exceedingly widely-drawn exemption.
  The noble and learned Lord, Lord Archer of Sandwell, mentioned the Macpherson report on the death of Stephen Lawrence. It rejected the idea of class exemption unequivocally. The authors stated,
  "we see no logical grounds for a class exemption for the police in any area",
  and went on to recommend that,
  "a Freedom of Information Act should apply to all areas of policing, both operational and administrative, subject only to the 'substantial harm test' for withholding disclosure".
  I know those issues were covered earlier this evening. But I join with the noble and learned Lord in reminding the Committee of the Select Committee's view on the exemptions relating to investigations and prosecutions conducted by public authorities. I hope Members of the Committee will share with us our considerable concern about the way matters are proceeding.
  Speaking for a moment as president of the group on occupational health and safety, I am particularly reminded of Jenny Bacon's comments when director of the Health and Safety Executive. She told the Public Accounts Committee in another place that she felt that,
  "in respect of health and safety matters a prejudice tested exemption would provide sufficient protection".
  So it is pretty authoritative and I cannot quite yet understand why the Minister, in earlier sessions and in another place, indicated a refusal to consider these matters.
  I do not want to go into all the different examples, but, looking for a moment just at police investigations, any information about the handling of any police investigation would be exempt. The police would not have to reveal, for instance, whether any suspects or witnesses were interviewed; whether any searches were ever carried out or on which premises; or whether information given to them was ever acted upon. When one looks back on some of the instances which have become so notorious in recent months and years, one really cannot support the idea that that should prevail.
  Information accumulated in the course of investigating deaths in custody would be exempt. That would include information in all the old cases because of the way the clause is drafted where, for instance, disclosure of information might show a pattern of behaviour amounting to a systemic problem. This has caused Members of the Committee on all sides of the Committee considerable concern. It could also mean a denial of access to vital information about restraint techniques which, if revealed, could show a problem with training of police officers or prison officers. All those are important issues.
  Again, referring back to a previous responsibility as Secretary of State for Wales, if there was a suspicion of abuse in a children's home or care home for adults, under Clause 28(3) a local authority would not even

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  have to disclose whether there had been any investigation of allegations of abuse, let alone what the findings were.
  I mentioned the Civil Aviation Authority, which is a public authority under Clause 28. The CAA has specific responsibility for air safety and must maintain high standards through its Safety Regulation Group. It would not be required to release information on, say, a near miss between planes in mid air, despite the serious consequences that such an incident could have.
  One has only to think of the different problems which arise in relation to environmental incidents to recognise that the Environment Agency also comes within the scope and ambit of Clause 28. The agency works hard to prevent and alleviate pollution, and assesses, I understand, more than 32,000 pollution incidents reported each year. It goes without saying that just one of those incidents could be very serious indeed. The agency rightly aims to inform anyone who wants to know the outcome of an assessment, but surely the public would have more confidence that nothing was being covered up if they had the right to information.
  I do not want to go back over the previous debate on Clause 13. However, the Minister may well ask, "Why are you worried, because Clause 13 provides a mechanism for the release of information in the public interest, particularly for investigations which are no longer live?". That may be an argument and I look forward to hearing the Minister's reply. However, it must be emphasised that there is no guarantee that the police or other authority will be willing to release statements and other documents in their possession. Indeed, such a widespread release seems unlikely. Again, I believe that public confidence would be restored only if people knew that they had the right to certain appropriate information.
  I could speak for much longer on the examples and arguments but I hope that the noble and learned Lord will be able to reassure us tonight. The balancing act of Clause 13 may deliver the information requested on occasions, but surely if we are to support the Act, we should support it in the way in which we introduced the code, which is to create a new culture of openness. It was welcomed by the Government—then the opposition—in that spirit. So we welcome any move to further that new culture of openness, but I regret to inform the Committee that I believe that this clause is a step backwards.
  Baroness Kennedy of The Shaws: I rise to support the amendments and to express my concern about the way in which the exemption is drawn. It is a wide class exemption and it goes against the spirit which the Government are seeking to introduce with the legislation.
  About five years ago, I chaired a public inquiry for Reading County Council into health and safety issues at Aldermaston. It was an interesting experience. The inquiry arose out of the concerns of local communities
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  about the leaching of radioactive material into the water table. There were concerns about a cluster of leukaemia cases which were identified in the area.
  What came out of the inquiry for me was precisely what the noble Lord, Lord Hunt, referred to: the sense in which people feel that they want to have access to information. Such information is often in existence and is held by bodies such as the Nuclear Installations Inspectorate or other health and safety bodies. However, the public do not feel that the information is readily available to them. I am concerned that the way in which the wide class exemption is drawn will prevent people who have genuine cause for alarm having access to material to which they should have access.
  Like other Members of the Committee, I should like an assurance from the Minister about the whole purpose of the legislation, which was a source of celebration when the Government came into office as part of the great range of constitutional change. I was heartened that one of our most eminent judges, the noble and learned Lord, Lord Steyn, said that public information was part and parcel of the success that the Human Rights Act would enjoy. Freedom of information must walk hand in hand with other aspects of constitutional change. I encourage the Government to look again at the set of clauses to which the Committee is turning its attention and to be somewhat more generous than currently is the case on the basis of the drafting of the legislation.
  Lord Lester of Herne Hill: As several Members of the Committee have observed, this clause has come under heavy criticism from a wide variety of sources, including the Select Committee of the other place and consumer groups of one kind or another. Many of the examples given by noble Lords illustrate those concerns. My noble friend Lord Goodhart and I tabled some amendments to reflect some of those concerns. If our understanding is correct, on close scrutiny Clause 28 does not carry with it the mischief that some have suggested; it is a narrower class category. On the other hand, it suffers from some defects. To explain, Clause 28(1), as with part of Clause 28(2), deals with the need to preserve the integrity of prosecuting authorities—the DPP, the Serious Fraud Office and the police—as far as concerns information in their possession relating to criminal investigations. Clearly, there is a strong case in the criminal sphere for a category exemption to cover those matters. The problem is that, in view of the way that Clause 28 is structured, the provision covers not only that important area but to an extent the kinds of inquiries to which the noble Baroness, Lady Kennedy, referred.
  How does it do it? On our reading, Clause 28(2)(iii) covers information obtained in the course of other non-criminal investigations, civil proceedings, and so on. The crucial word is "and", because paragraph (b) is concerned with,
  "the obtaining of information from confidential sources";
  in other words, leaving aside the criminal aspect, in matters such as the investigation of the meltdown of a nuclear power plant, or something of that kind, it is

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  intended 10 preserve information which may identify a confidential source. That gives rise to public concern if one links that with Clause 29(2) which covers a mass of purposes. That is why it is so unattractive. The provision covers ascertaining the cause of an accident, securing the health, safety and welfare of persons and other matters of that kind.
  If we are right to believe that it is concerned only with protecting the confidentiality of sources, what is wrong with the provision is that there will be some circumstances in which the identity of the source will be a matter of public interest. For example, a middle manager in a nuclear power station reports that the pipes are cracking owing to metal fatigue and a week later there is a meltdown. The fact that it is the middle manager who has reported the matter is a matter of overwhelming public interest. That would be dealt with if our Amendment No. 154 were to be accepted. That is to say, there would be a harm test to ensure that there might be some circumstances in which the confidentiality of the source would be able to be disclosed without even reaching Clause 13.
  The other vice which has been referred to by the noble Lord, Hunt of Wirral, is Clause 28(3). It states that the duty to confirm or deny is excluded in relation to not only criminal matters, but a wide range of non-criminal investigations as well. On our reading—we may he wrong—of Clause 28, it is much less controversial than we and the world outside have assumed. We believe that any defect in it can be dealt with by comparatively minor amendments. We do not think our amendments—apart from Amendment No. 154—really deal with that issue. The problem with Amendment No. 154 is that it covers criminal matters as well as civil matters. It may be that slightly different considerations would apply, although we think not. We believe that a harm test could be applied in both areas.
  It is a pity that the Government have swept up into a single clause the core of criminal investigations and these wider consumer matters. I think that is what has given rise to much of the opposition to the amendments. Therefore, we support the spirit of the amendments that have been put down. We shall not be moving our own amendments tonight. But we are very anxious that the noble and learned Lord the Minister should clarify exactly what it is that this clause does and does not need.
  10.45 p.m.
  Lord Brennan: I apologise for taking up the time of the Committee so late in the evening, but this is a matter of great public concern. Many of us think that Clauses 28 and 29 are at the heart of the Bill. I do not wish to engage in a legal debate on the meaning of these clauses but to ask the Minister a plain series of questions by examples as to whether the Bill would allow access by the public to information about safety.
  The Health and Safety Railway Inspectorate every week of every year investigates the state of our railways. It may or may not prosecute as a result of
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  such investigations. That is not the point. The point is to acquire information that can be properly used by the public to maintain safety on the railways.
  Paddington and Southall were both cases that involved long-term investigation by the HSE of failures in respect of each crash which might have been avoided had there been discovery and a public debate about these matters before they ever occurred. Under Clause 28 the use of the phrase "at any time", and the use of the word "may" lead to a prosecution, provide an exemption of far too wide a character. It may be that the commissioner will eventually decide that the public interest should permit disclosure of material from the HSE, but we do not want disclosure of this sort of material after disasters; we want the opportunity of finding out about it before they ever occur. In those circumstances, as my noble friend Lord Hunt confirmed, the Director-General of the HSE felt—she gave evidence before a committee of this House—that an exemption of this kind was not necessary.
  In working for the Bar and trying to reform our profession in the light of the Lawrence inquiry, I had occasion many times to see Mr and Mrs Lawrence speak in public. I was gratified to see the award they received earlier this week in the European Parliament. After that terrible event, do we really want tile law to mean that Mr and Mrs Lawrence could never have found out about the delays which were so condemned by the Macpherson inquiry? I hope that the Government do not underestimate the strength of feeling on their own Benches about Clauses 28 and 29.
  Lord Mackay of Ardbrecknish: I shall be extremely brief. I have some amendments in this group. In some ways they impose a lesser test than is imposed by the amendment of the noble and learned Lord, Lord Archer of Sandwell, but all of our amendments address the question of the length of time during which these clauses could be used by various authorities. I have nothing to add to what other noble Lords have said. In fact, if I may be presumptuous, I concur with my noble friends on this matter.
  Lord Falconer of Thoroton: This is an important part of the Bill. Perhaps I may deal with what my noble and learned friend Lord Archer said. We are delighted to be putting a Freedom of Information Bil1 I on the statute book. During the course of the Committee stage I have made clear, in answer to a number of amendments proposed by the noble Lord, Lord Lester, the purpose of the Bill. We stick by that. We are prepared to go through in some detail the precise effects of all of the exemptions. It is right that the exemptions should be looked at with care. However, Clauses 28 and 29 have been slightly misinterpreted—perhaps significantly misinterpreted—by a number of noble Lords who have perfectly legitimate concerns. I very much hope that I can put those concerns to rest.
  The noble Lord, Lord Lester, pointed the way to what the clauses mean. Clause 28(1) covers only criminal investigations. It is in the Bill because the two leading prosecuting authorities in this country—the

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  DPP and the Serious Fraud Office—said that if we did not have an exemption in relation to criminal proceedings we would increase greatly their difficulties in getting witnesses to come forward and give statements in the course of criminal investigations. People have great anxiety about giving statements to the police or the Serious Fraud Office. They fear what may happen to them in relation to the giving of that evidence. They fear what may happen if there is an acquittal. They fear that what they said will come out. They fear that material they have given to the police in the course of their investigations which is not then used in the criminal proceedings might come out in some way or other. After acquittal they fear that the whole matter might be raked over again in the newspapers—their role and what they said.
  The DPP and the Serious Fraud Office came to the House of Lords on Wednesday. There was an open meeting for all Peers. I know that Peers from the Liberal Democrat side and from our own side came. Unfortunately, no Conservative Peers were able to come. The DPP and the Serious Fraud Office expressed in detail their concerns on this issue. That is why they said they supported the exemption in relation to criminal proceedings.
  Lord Lucas: I should like to clarify that this is the first that I or, I believe, any noble Lord on this side of the Committee, has heard about a meeting.
  Lord Falconer of Thoroton: The Whips' Office was informed of it and I assumed that the Conservative Whips' Office would distribute the information to interested Peers.
  Lord Henley: I hate to intervene on these occasions, but although the Whips' Office may have been told about the meeting, I most certainly was not informed and I am not sure that my own Whips' Office was told. I shall check on the matter. I am grateful to my noble friend Lord Lucas who has confirmed that he, too, was not told.
  Lord Brennan: For the record, by the time I heard about the meeting, I had already undertaken a commitment elsewhere.
  Lord Falconer of Thoroton: I am able to convey to the Committee what was said by the DPP and the Director of the Serious Fraud Office. They gave the same evidence to the Select Committee on Public Administration in the other place. Their comments form the reasoning behind The first clause. However, I must emphasise that this is restricted solely to criminal proceedings.
  The noble Lord, Lord Hunt of Wirral, and my noble friend Lady Kennedy of The Shaws both made the legitimate point that consumer and community groups are concerned about their ability to secure information as regards inquiries that do not have anything to do with criminal proceedings, such as that in Reading chaired by my noble friend, or the examples cited of
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  near misses, actions undertaken by the Environment Agency, and the many inquiries into care homes throughout the country.
  As the noble Lord, Lord Lester, pointed out, Clause 28(2) does not provide any blanket exemption in relation to information resulting from such inquiries. All that it does is provide an exemption in respect of information provided in confidence. I shall use the phrase loosely, but this is in effect the "informer exemption". It has been put in place because, just as in criminal proceedings, it can be difficult to persuade people to give evidence because they fear the consequences. Therefore, in relation to matters such as near misses and care home inquiries, informers must be given a degree of protection. That is what is achieved by Clause 28(2). It is not aimed at any kind of blanket exemption as regards non-criminal investigations.
  Perhaps I may turn to Clause 29(1). Putting aside our earlier debate on what precisely should comprise the prejudice test, the material emanating from non-criminal inquiries is not subject to a blanket or class exemption. It is subject to exemption only where disclosure would cause prejudice.
  One category of case remains; namely, matters relating to the Health and Safety Executive. The executive undertakes two separate tasks. First, it investigates individuals with regard to whether they should be prosecuted. Secondly, it undertakes a whole range of activities not related to prosecutions. As regards material which might fall under the "informer" category, such material acquired by the HSE for non-criminal investigations is not subject to a blanket exemption. It is subject only to the prejudice test under Clause 29.
  If the HSE undertakes a criminal investigation and then considers the possibility of instituting criminal proceedings, the Director-General of the Health and Safety Executive will be able to exercise her discretion as she thinks appropriate under Clause 13 of the Bill. She can balance the public interest in disclosure against the public interest in maintaining an exemption where criminal proceedings are concerned.
  Although deeply felt concerns have been expressed on this, I believe that, on closer examination, the provisions do not have the effects so legitimately expressed by many noble Lords. Furthermore, the provisions both meet and attempt to deal with the points which have been raised.
  Finally, I turn to deal with the point raised by the noble Lord, Lord Lester. He said that we still need to amend Clause 28(2) because it provides a blanket exemption in relation to identifying confidential sources. He asked about the situation where it might be relevant to say, "There are senior managers of a chemical plant who are repeatedly telling us that there are problems with the safety aspects of that chemical plant." Should you not be able to say, "Senior management sources—I am not going to name them—are making these complaints." Again, Clause 13 provides the answer to that.

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  In the light of what I have said I hope that noble Lords will reconsider their positions in relation to Clauses 28 and 29. I earnestly ask the Committee to accept that we have sought to deal with many of the points raised.
  Lord Archer of Sandwell: I am grateful to the Members of the Committee who have participated in the debate and to my noble and learned friend for his careful exposition in reply. I suspect that the lateness of the hour has spared him a longer debate than might otherwise have taken place. Speaking for myself, I was less loquacious than I might have been on some other occasion.
  Clearly, there is a difference in the arguments to be addressed to subsections (1) and (2). It may well be that between now and Report stage some of us may bring forward amendments which seek to elaborate on the difference. As to subsection (2), I agree with the noble
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  Lord, Lord Lester, that it is difficult to see why one should require such a blanket exemption if its purpose is simply to protect whistle-blowers. But this may not be the moment to embark upon that.
  In order that we may all have time to reflect, and bearing in mind that I moved the amendment on behalf of the noble Viscount, Lord Colville of Culross, I beg leave to withdraw the amendment.
  Amendment, by leave, withdrawn.
  [Amendments Nos. 142 to 156 not moved.]
  Lord Bach: I beg to move that the House do now resume.
  Moved accordingly, and, on Question, Motion agreed to.
  House resumed.
  House adjourned at three minutes past eleven o'clock.